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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+2.77%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.3B
AUM Growth
+$16.7M
Cap. Flow
-$12.5M
Cap. Flow %
-0.96%
Top 10 Hldgs %
21.98%
Holding
852
New
75
Increased
287
Reduced
343
Closed
82

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.93M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.76M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.18M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.66M
5
VB icon
Vanguard Small-Cap ETF
VB
+$3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.82M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.44M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.15M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.14M
5
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
+$2.66M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.04%
3 Financials 3.75%
4 Industrials 3.72%
5 Healthcare 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HD icon
76
Home Depot
HD
$330B
$3.85M 0.3%
29,930
-2,127
-7% -$283K
VEU icon
77
Vanguard FTSE All-World ex-US ETF
VEU
$66.5B
$3.77M 0.29%
82,757
+6,023
+8% +$269K
VWO icon
78
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$3.75M 0.29%
99,855
+23,148
+30% +$862K
KRE icon
79
State Street SPDR S&P Regional Banking ETF
KRE
$4.85B
$3.75M 0.29%
88,587
+8,549
+11% +$350K
IFLN
80
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$306M
$3.65M 0.28%
193,592
+130,599
+207% +$2.44M
ABBV icon
81
AbbVie
ABBV
$448B
$3.61M 0.28%
57,208
+5,939
+12% +$384K
VEA icon
82
Vanguard FTSE Developed Markets ETF
VEA
$228B
$3.52M 0.27%
94,112
-4,962
-5% -$182K
GLD icon
83
SPDR Gold Trust
GLD
$133B
$3.45M 0.26%
27,362
+2,647
+11% +$337K
BP icon
84
BP
BP
$112B
$3.39M 0.26%
114,455
-12,791
-10% -$371K
GOOG icon
85
Alphabet (Google) Class C
GOOG
$4.17T
$3.37M 0.26%
86,260
-33,180
-28% -$1.26M
MO icon
86
Altria Group
MO
$121B
$3.35M 0.26%
53,023
-6,358
-11% -$423K
SO icon
87
Southern Company
SO
$108B
$3.3M 0.25%
64,372
+3,793
+6% +$200K
QQXT icon
88
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$152M
$3.24M 0.25%
80,043
-2,297
-3% -$93.2K
MBB icon
89
iShares MBS ETF
MBB
$39B
$3.24M 0.25%
29,407
+3,964
+16% +$436K
AZO icon
90
AutoZone
AZO
$48.5B
$3.18M 0.24%
4,134
+51
+1% +$39.7K
SDY icon
91
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$3.14M 0.24%
37,046
-7,282
-16% -$621K
IAU icon
92
iShares Gold Trust
IAU
$64.2B
$3.13M 0.24%
123,456
+475
+0.4% +$12.2K
IBM icon
93
IBM
IBM
$194B
$3.12M 0.24%
20,484
-1,523
-7% -$231K
SJNK icon
94
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.9B
$3.09M 0.24%
111,402
-1,257
-1% -$34.4K
AMLP icon
95
Alerian MLP ETF
AMLP
$12.9B
$3.06M 0.23%
48,396
+4,999
+12% +$316K
MRK icon
96
Merck
MRK
$315B
$3.03M 0.23%
51,005
-755
-1% -$44.2K
JPM icon
97
JPMorgan Chase
JPM
$926B
$3.02M 0.23%
45,383
-203
-0.4% -$13.2K
TTE icon
98
TotalEnergies
TTE
$189B
$2.97M 0.23%
62,235
-9,514
-13% -$455K
RAS
99
DELISTED
RAIT Financial Trust
RAS
$2.97M 0.23%
875,268
-128,742
-13% -$403K
F icon
100
Ford
F
$57.4B
$2.96M 0.23%
245,904
+1,014
+0.4% +$12.8K
2 3
4
5 6

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MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
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CT
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Cetera Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Cetera Advisors held 852 positions worth $1.3B, up 1.3% from $1.29B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cetera Advisors's Q3 2016 filing shows 75 new, 287 increased, 343 reduced and 82 closed positions. Its largest new stake was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $3.82M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4.2% a quarter earlier, followed by Energy and Financials.

  • Cetera Advisors's largest Q3 2016 buy was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M.
  • Cetera Advisors added most to iShares Core S&P Mid-Cap ETF in Q3 2016, an estimated $6.93M increase.
  • Cetera Advisors's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $3.82M.
  • Cetera Advisors fully exited ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD in Q3 2016, selling an estimated $2.66M.
  • Cetera Advisors's ten largest holdings make up 22% of its $1.3B portfolio in Q3 2016.
  • Cetera Advisors opened 75 new positions and closed 82 in Q3 2016.
  • Cetera Advisors's portfolio value rose 1.3% quarter-over-quarter to $1.3B.

Based on Cetera Advisors's 13F filing for Q3 2016, filed 15 Nov 2016.