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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-7.67%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.05B
AUM Growth
-$122M
Cap. Flow
-$18.8M
Cap. Flow %
-1.79%
Top 10 Hldgs %
20.53%
Holding
777
New
65
Increased
287
Reduced
286
Closed
102

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.3M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.3M
3
VER
VEREIT, Inc.
VER
+$3.71M
4
TTE icon
TotalEnergies
TTE
+$3.57M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.47M

Top Sells

Rank Stock Value
1
VNQ icon
Vanguard Real Estate ETF
VNQ
+$5.55M
2
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$4.38M
3
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$4.36M
4
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$4.32M
5
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$4.09M

Sector Composition

Rank Sector Weight
1 Energy 6.17%
2 Technology 4.82%
3 Financials 4.78%
4 Healthcare 4.76%
5 Real Estate 3.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PIV
76
DELISTED
PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX
PIV
$3.11M 0.3%
140,658
+41,785
+42% +$923K
DIA icon
77
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46B
$3.07M 0.29%
18,906
-4,525
-19% -$772K
ORCL icon
78
Oracle
ORCL
$362B
$3.03M 0.29%
83,667
-26,134
-24% -$1M
VTIP icon
79
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$2.91M 0.28%
60,227
+4,227
+8% +$205K
DIS icon
80
Walt Disney
DIS
$166B
$2.9M 0.28%
28,526
+3,016
+12% +$328K
INTC icon
81
Intel
INTC
$516B
$2.9M 0.28%
96,333
-3,448
-3% -$99.7K
VOO icon
82
Vanguard S&P 500 ETF
VOO
$979B
$2.88M 0.27%
16,351
+255
+2% +$47.4K
PGH
83
DELISTED
Pengrowth Energy Corporation
PGH
$2.85M 0.27%
3,378,368
+248,181
+8% +$359K
SLB icon
84
SLB Ltd
SLB
$71.3B
$2.84M 0.27%
41,143
-2,154
-5% -$171K
TGP
85
DELISTED
Teekay LNG Partners L.P.
TGP
$2.83M 0.27%
118,566
+1,918
+2% +$52.3K
VEA icon
86
Vanguard FTSE Developed Markets ETF
VEA
$228B
$2.83M 0.27%
79,623
-3,982
-5% -$153K
MO icon
87
Altria Group
MO
$121B
$2.8M 0.27%
51,671
+1,839
+4% +$98.6K
XLE icon
88
State Street Energy Select Sector SPDR ETF
XLE
$39.2B
$2.73M 0.26%
89,986
-31,318
-26% -$1.06M
MSFT icon
89
Microsoft
MSFT
$2.9T
$2.69M 0.26%
60,799
+6,296
+12% +$283K
ERF
90
DELISTED
Enerplus Corporation
ERF
$2.68M 0.25%
557,761
+13,409
+2% +$85.1K
VBK icon
91
Vanguard Small-Cap Growth ETF
VBK
$23.4B
$2.67M 0.25%
22,627
-7,472
-25% -$966K
SDY icon
92
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$2.65M 0.25%
36,722
-5,330
-13% -$401K
IJT icon
93
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.26B
$2.63M 0.25%
43,744
+39,934
+1,048% +$2.55M
AEP icon
94
American Electric Power
AEP
$72.4B
$2.6M 0.25%
45,898
-1,186
-3% -$65.8K
CHK
95
DELISTED
Chesapeake Energy Corporation
CHK
$2.6M 0.25%
1,767
+93
+6% +$158K
PRF icon
96
Invesco FTSE RAFI US 1000 ETF
PRF
$9.76B
$2.6M 0.25%
156,355
+12,810
+9% +$226K
TJX icon
97
TJX Companies
TJX
$172B
$2.57M 0.25%
72,330
+2,048
+3% +$71.8K
EEM icon
98
iShares MSCI Emerging Markets ETF
EEM
$28.8B
$2.56M 0.24%
78,314
-4,685
-6% -$165K
RDS.B
99
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$2.55M 0.24%
53,775
-1,114
-2% -$60K
JPM icon
100
JPMorgan Chase
JPM
$926B
$2.54M 0.24%
41,795
-6,076
-13% -$398K
2 3
4
5 6

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Cetera Advisors held 777 positions worth $1.05B, down 10% from $1.17B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Cetera Advisors's Q3 2015 filing shows 65 new, 287 increased, 286 reduced and 102 closed positions. Its largest new stake was Vale: 513,262 shares worth $2.18M. The largest sale was Vanguard Real Estate ETF, an estimated $5.55M.

By sector, the portfolio is most concentrated in Energy at 6.2% of assets, down from 6.6% a quarter earlier, followed by Technology and Financials.

  • Cetera Advisors's largest Q3 2015 buy was Vale: 513,262 shares worth $2.18M.
  • Cetera Advisors added most to iShares Core S&P 500 ETF in Q3 2015, an estimated $4.3M increase.
  • Cetera Advisors's biggest Q3 2015 reduction was Vanguard Real Estate ETF, cutting an estimated $5.55M.
  • Cetera Advisors fully exited Invesco FTSE RAFI Developed Markets ex-US ETF in Q3 2015, selling an estimated $4.38M.
  • Cetera Advisors's ten largest holdings make up 21% of its $1.05B portfolio in Q3 2015.
  • Cetera Advisors opened 65 new positions and closed 102 in Q3 2015.
  • Cetera Advisors's portfolio value fell 10% quarter-over-quarter to $1.05B.

Based on Cetera Advisors's 13F filing for Q3 2015, filed 16 Nov 2015.