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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.31B
AUM Growth
+$421M
Cap. Flow
+$44.4M
Cap. Flow %
3.38%
Top 10 Hldgs %
40.61%
Holding
669
New
74
Increased
335
Reduced
168
Closed
51

Top Buys

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$6.59M
2
VALE icon
Vale
VALE
+$5.53M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.13M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.88M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$2.64M

Top Sells

Rank Stock Value
1
PHM icon
Pultegroup
PHM
+$7.29M
2
MFA
MFA Financial
MFA
+$5.95M
3
POT
Potash Corp Of Saskatchewan
POT
+$5.23M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.77M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$2.06M

Sector Composition

Rank Sector Weight
1 Energy 4.65%
2 Financials 3.77%
3 Technology 3.52%
4 Real Estate 3.05%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VDC icon
76
Vanguard Consumer Staples ETF
VDC
$7.89B
$2.98M 0.23%
25,354
-406
-2% -$47.2K
ENB icon
77
Enbridge
ENB
$123B
$2.95M 0.22%
61,383
+6,499
+12% +$321K
JPM icon
78
JPMorgan Chase
JPM
$923B
$2.94M 0.22%
48,823
+10,173
+26% +$595K
SDY icon
79
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$2.9M 0.22%
38,847
+7,739
+25% +$587K
SJNK icon
80
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.91B
$2.89M 0.22%
96,844
+38,861
+67% +$1.18M
BMY icon
81
Bristol-Myers Squibb
BMY
$124B
$2.87M 0.22%
56,255
+23,942
+74% +$1.2M
DBC icon
82
Invesco DB Commodity Index Tracking Fund
DBC
$1.72B
$2.87M 0.22%
123,495
+57,587
+87% +$1.44M
PFE icon
83
Pfizer
PFE
$142B
$2.87M 0.22%
102,095
+4,334
+4% +$122K
ORCL icon
84
Oracle
ORCL
$363B
$2.87M 0.22%
74,838
+21,070
+39% +$853K
CLF icon
85
Cleveland-Cliffs
CLF
$5.4B
$2.83M 0.22%
273,325
-6,715
-2% -$103K
PEP icon
86
PepsiCo
PEP
$186B
$2.79M 0.21%
29,972
+4,061
+16% +$371K
UL icon
87
Unilever
UL
$134B
$2.78M 0.21%
59,184
+6,843
+13% +$338K
FNX icon
88
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.39B
$2.72M 0.21%
54,140
+5,899
+12% +$308K
VEU icon
89
Vanguard FTSE All-World ex-US ETF
VEU
$66.6B
$2.7M 0.21%
55,046
-1,702
-3% -$88K
DIS icon
90
Walt Disney
DIS
$168B
$2.69M 0.2%
30,206
+73
+0.2% +$6.44K
DE icon
91
Deere & Co
DE
$164B
$2.66M 0.2%
32,519
-9,573
-23% -$819K
JNK icon
92
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.27B
$2.63M 0.2%
21,796
+2,276
+12% +$280K
PRF icon
93
Invesco FTSE RAFI US 1000 ETF
PRF
$9.78B
$2.62M 0.2%
148,695
+26,420
+22% +$470K
KMI icon
94
Kinder Morgan
KMI
$72.5B
$2.6M 0.2%
67,562
+30,977
+85% +$1.18M
AEP icon
95
American Electric Power
AEP
$72.3B
$2.54M 0.19%
48,675
+4,205
+9% +$222K
ET icon
96
Energy Transfer Partners
ET
$70.2B
$2.51M 0.19%
81,276
+18,086
+29% +$531K
NYRT
97
DELISTED
New York REIT, Inc.
NYRT
$2.5M 0.19%
24,349
+4,885
+25% +$516K
VGK icon
98
Vanguard FTSE Europe ETF
VGK
$30.2B
$2.48M 0.19%
44,773
-241
-0.5% -$13.9K
SLYG icon
99
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.05B
$2.47M 0.19%
58,092
+4,732
+9% +$208K
IYY icon
100
iShares Dow Jones US ETF
IYY
$2.97B
$2.44M 0.19%
49,214
+4,116
+9% +$205K
2 3
4
5 6

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MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
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CT
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Cetera Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Cetera Advisors held 669 positions worth $1.31B, up 47% from $892M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Cetera Advisors deployed $44.4M of net new capital in Q3 2014, opening 74 new positions and adding to 335 existing holdings. Its largest new stake was Apollo Global Management: 68,910 shares worth $1.65M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 6.4% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was MFA Financial, an estimated $5.95M trimmed.

  • Cetera Advisors's largest Q3 2014 buy was Apollo Global Management: 68,910 shares worth $1.65M.
  • Cetera Advisors added most to Main Street Capital in Q3 2014, an estimated $6.59M increase.
  • Cetera Advisors's biggest Q3 2014 reduction was MFA Financial, cutting an estimated $5.95M.
  • Cetera Advisors fully exited Pultegroup in Q3 2014, selling an estimated $7.29M.
  • Cetera Advisors's ten largest holdings make up 41% of its $1.31B portfolio in Q3 2014.
  • Cetera Advisors opened 74 new positions and closed 51 in Q3 2014.
  • Cetera Advisors's portfolio value rose 47% quarter-over-quarter to $1.31B.

Based on Cetera Advisors's 13F filing for Q3 2014, filed 21 Nov 2014.