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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+4.51%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$892M
AUM Growth
+$163M
Cap. Flow
+$130M
Cap. Flow %
14.54%
Top 10 Hldgs %
19.56%
Holding
652
New
110
Increased
304
Reduced
149
Closed
57

Top Buys

Rank Stock Value
1
FSK icon
FS KKR Capital
FSK
+$16.1M
2
APU
AmeriGas Partners, L.P.
APU
+$6.36M
3
DFE icon
WisdomTree Europe SmallCap Dividend Fund
DFE
+$5.95M
4
LINE
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
+$5.88M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$3.33M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.03M
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.08M
3
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$1.77M
4
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$1.26M
5
MGC icon
Vanguard Mega Cap 300 Index ETF
MGC
+$1.24M

Sector Composition

Rank Sector Weight
1 Energy 6.37%
2 Real Estate 5.38%
3 Technology 5.07%
4 Industrials 4.1%
5 Financials 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGK icon
76
Vanguard FTSE Europe ETF
VGK
$30.2B
$2.68M 0.3%
45,014
+2,086
+5% +$126K
KO icon
77
Coca-Cola
KO
$355B
$2.68M 0.3%
63,593
+13,004
+26% +$528K
UL icon
78
Unilever
UL
$133B
$2.68M 0.3%
+52,341
New +$2.62M
MSFT icon
79
Microsoft
MSFT
$2.89T
$2.67M 0.3%
64,170
+3,548
+6% +$144K
LQD icon
80
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.8B
$2.64M 0.3%
22,091
+13,604
+160% +$1.61M
IWR icon
81
iShares Russell Mid-Cap ETF
IWR
$56.8B
$2.61M 0.29%
63,984
+26,616
+71% +$1.04M
ENB icon
82
Enbridge
ENB
$123B
$2.6M 0.29%
+54,884
New +$2.6M
DIS icon
83
Walt Disney
DIS
$167B
$2.59M 0.29%
30,133
+3,198
+12% +$261K
FNX icon
84
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.39B
$2.57M 0.29%
48,241
+6,226
+15% +$319K
IAU icon
85
iShares Gold Trust
IAU
$64.2B
$2.54M 0.28%
98,685
-9,698
-9% -$242K
VO icon
86
Vanguard Mid-Cap ETF
VO
$106B
$2.5M 0.28%
84,028
+16,356
+24% +$467K
RQI icon
87
Cohen & Steers Quality Income Realty Fund
RQI
$1.68B
$2.49M 0.28%
220,359
+5,064
+2% +$55.4K
AEP icon
88
American Electric Power
AEP
$72.3B
$2.49M 0.28%
44,470
+38,045
+592% +$2.01M
SNLN
89
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$2.48M 0.28%
124,070
-4,815
-4% -$95.8K
JNK icon
90
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.27B
$2.44M 0.27%
19,520
+3,217
+20% +$400K
SLYG icon
91
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.05B
$2.41M 0.27%
53,360
-1,208
-2% -$52.7K
IGSB icon
92
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
$2.39M 0.27%
45,176
+9,752
+28% +$515K
SDY icon
93
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$2.38M 0.27%
31,108
+5,837
+23% +$437K
F icon
94
Ford
F
$57.4B
$2.34M 0.26%
136,560
+8,603
+7% +$140K
VV icon
95
Vanguard Large-Cap ETF
VV
$52.6B
$2.33M 0.26%
25,731
-784
-3% -$68.5K
PEP icon
96
PepsiCo
PEP
$186B
$2.32M 0.26%
25,911
+10,995
+74% +$949K
IVW icon
97
iShares S&P 500 Growth ETF
IVW
$74.4B
$2.28M 0.26%
86,704
+26,076
+43% +$662K
IYY icon
98
iShares Dow Jones US ETF
IYY
$2.96B
$2.23M 0.25%
45,098
+32,648
+262% +$1.57M
JPM icon
99
JPMorgan Chase
JPM
$923B
$2.23M 0.25%
38,650
+5,580
+17% +$314K
VB icon
100
Vanguard Small-Cap ETF
VB
$79.8B
$2.23M 0.25%
18,901
+3,979
+27% +$445K
2 3
4
5 6

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MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
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CT
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Cetera Advisors's Q2 2014 Portfolio in Review

As of Q2 2014, Cetera Advisors held 652 positions worth $892M, up 22% from $729M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Cetera Advisors deployed $130M of net new capital in Q2 2014, opening 110 new positions and adding to 304 existing holdings. Its largest new stake was FS KKR Capital: 390,092 shares worth $16.6M.

By sector, the portfolio is most concentrated in Energy at 6.4% of assets, up from 5.1% a quarter earlier, followed by Real Estate and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $5.03M trimmed.

  • Cetera Advisors's largest Q2 2014 buy was FS KKR Capital: 390,092 shares worth $16.6M.
  • Cetera Advisors added most to AmeriGas Partners, L.P. in Q2 2014, an estimated $6.36M increase.
  • Cetera Advisors's biggest Q2 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $5.03M.
  • Cetera Advisors fully exited GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016) in Q2 2014, selling an estimated $1.26M.
  • Cetera Advisors's ten largest holdings make up 20% of its $892M portfolio in Q2 2014.
  • Cetera Advisors opened 110 new positions and closed 57 in Q2 2014.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $892M.

Based on Cetera Advisors's 13F filing for Q2 2014, filed 15 Aug 2014.