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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IXJ icon
951
iShares Global Healthcare ETF
IXJ
$4.11B
$415K 0.01%
4,957
+2,229
+82% +$193K
PTH icon
952
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$166M
$415K 0.01%
7,725
+3,111
+67% +$174K
TMUS icon
953
T-Mobile US
TMUS
$193B
$415K 0.01%
3,250
+135
+4% +$18.8K
SWN
954
DELISTED
Southwestern Energy Company
SWN
$415K 0.01%
74,904
– –
GGG icon
955
Graco
GGG
$12.9B
$413K 0.01%
5,907
+370
+7% +$28.4K
AWK icon
956
American Water Works
AWK
$26.3B
$412K 0.01%
2,434
+785
+48% +$137K
CLIX icon
957
ProShares Long Online/Short Stores ETF
CLIX
$7M
$412K 0.01%
5,990
+848
+16% +$63.3K
KJUL icon
958
Innovator US Small Cap Power Buffer ETF July
KJUL
$207M
$412K 0.01%
15,771
-2,655
-14% -$69.5K
FINX icon
959
Global X FinTech ETF
FINX
$168M
$411K 0.01%
8,554
+1,214
+17% +$59.4K
TIPX icon
960
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$2B
$408K 0.01%
19,341
+596
+3% +$12.6K
SCHW
961
Charles Schwab
SCHW
$177B
$405K 0.01%
5,556
+383
+7% +$27.4K
PRFT
962
DELISTED
Perficient Inc
PRFT
$405K 0.01%
+3,498
New +$360K
DRIV icon
963
Global X Autonomous & Electric Vehicles ETF
DRIV
$378M
$404K 0.01%
14,737
+1,066
+8% +$30.1K
VTWO icon
964
Vanguard Russell 2000 ETF
VTWO
$17.3B
$404K 0.01%
4,571
+1,812
+66% +$162K
HQH
965
abrdn Healthcare Investors
HQH
$1.23B
$403K 0.01%
15,752
+782
+5% +$20.6K
CNP icon
966
CenterPoint Energy
CNP
$29.1B
$399K 0.01%
16,210
+6,866
+73% +$176K
IGF icon
967
iShares Global Infrastructure ETF
IGF
$11B
$397K 0.01%
8,652
– –
SPTI icon
968
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.4B
$397K 0.01%
12,295
+878
+8% +$28.6K
RITM icon
969
Rithm Capital
RITM
$5.09B
$396K 0.01%
35,980
+698
+2% +$7.17K
IDA icon
970
Idacorp
IDA
$8.23B
$395K 0.01%
3,824
+23
+0.6% +$2.4K
QQH icon
971
HCM Defender 100 Index ETF
QQH
$709M
$395K 0.01%
8,134
+3,809
+88% +$192K
PNW icon
972
Pinnacle West Capital
PNW
$12.9B
$393K 0.01%
5,429
+2,046
+60% +$162K
USAC icon
973
USA Compression Partners
USAC
$3.82B
$393K 0.01%
23,706
+1,134
+5% +$17.8K
VAW icon
974
Vanguard Materials ETF
VAW
$3B
$393K 0.01%
2,268
– –
FYX icon
975
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
$392K 0.01%
4,279
+601
+16% +$54.9K
37 38
39
40 41

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.