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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$2.26B
AUM Growth
+$13.7M
Cap. Flow
-$14.5M
Cap. Flow %
-0.64%
Top 10 Hldgs %
25.02%
Holding
995
New
63
Increased
381
Reduced
393
Closed
106

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$25.6M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$6.38M
3
CRM icon
Salesforce
CRM
+$6.04M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$5.38M
5
BND icon
Vanguard Total Bond Market
BND
+$5.14M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$6.92M
2
DAL icon
Delta Air Lines
DAL
+$5.95M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.86M
4
EWA icon
iShares MSCI Australia ETF
EWA
+$5.43M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.62M

Sector Composition

Rank Sector Weight
1 Technology 5.44%
2 Financials 4.43%
3 Industrials 3.22%
4 Consumer Discretionary 2.98%
5 Healthcare 2.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RCL icon
951
Royal Caribbean
RCL
$75.7B
– –
-1,966
Closed -$237K
RCS
952
PIMCO Strategic Income Fund
RCS
$244M
– –
-14,433
Closed -$141K
RIG icon
953
CALL
Transocean
RIG
$5.89B
– –
-5,000
Closed -$9K
RIG icon
954
Transocean
RIG
$5.89B
– –
-78,585
Closed -$506K
RNG icon
955
RingCentral
RNG
$3.25B
– –
-3,052
Closed -$351K
RSPM icon
956
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$181M
– –
-29,630
Closed -$644K
RVTY icon
957
Revvity
RVTY
$12.4B
– –
-2,117
Closed -$205K
SBR
958
Sabine Royalty Trust
SBR
$1.08B
– –
-4,292
Closed -$208K
SCCO icon
959
Southern Copper
SCCO
$144B
– –
-6,899
Closed -$250K
SCHZ icon
960
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
– –
-7,720
Closed -$204K
SJNK icon
961
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.88B
– –
-46,567
Closed -$1.27M
SLQD icon
962
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.36B
– –
-4,572
Closed -$233K
SLRC icon
963
SLR Investment Corp
SLRC
$700M
– –
-11,200
Closed -$231K
SMH icon
964
VanEck Semiconductor ETF
SMH
$69.4B
– –
-5,332
Closed -$295K
SPMD icon
965
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.1B
– –
-10,073
Closed -$345K
SPMO icon
966
Invesco S&P 500 Momentum ETF
SPMO
$21.5B
– –
-15,356
Closed -$615K
SPSM icon
967
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$16.9B
– –
-13,208
Closed -$405K
TNDM icon
968
PUT
Tandem Diabetes Care
TNDM
$1.13B
– –
-2,000
Closed -$18K
VIS icon
969
Vanguard Industrials ETF
VIS
$8.21B
– –
-11,532
Closed -$1.68M
VPL icon
970
Vanguard FTSE Pacific ETF
VPL
$8.12B
– –
-11,758
Closed -$783K
VRNT
971
DELISTED
Verint Systems
VRNT
– –
-8,749
Closed -$239K
VV icon
972
Vanguard Large-Cap ETF
VV
$51.7B
– –
-1,981
Closed -$266K
WBS icon
973
Webster Financial
WBS
$12.2B
– –
-28,000
Closed -$1.34M
XBI icon
974
State Street SPDR S&P Biotech ETF
XBI
$10.2B
– –
-2,484
Closed -$219K
XSD icon
975
State Street SPDR S&P Semiconductor ETF
XSD
$2.91B
– –
-2,730
Closed -$230K
36 37 38
39
40

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Cetera Advisors held 995 positions worth $2.26B, up 0.61% from $2.25B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Cetera Advisors's Q3 2019 filing shows 63 new, 381 increased, 393 reduced and 106 closed positions. Its largest new stake was Bancroft Fund: 71,868 shares worth $1.7M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $6.92M.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, up from 5% a quarter earlier, followed by Financials and Industrials.

  • Cetera Advisors's largest Q3 2019 buy was Bancroft Fund: 71,868 shares worth $1.7M.
  • Cetera Advisors added most to iShares MSCI USA Min Vol Factor ETF in Q3 2019, an estimated $25.6M increase.
  • Cetera Advisors's biggest Q3 2019 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $6.92M.
  • Cetera Advisors fully exited iShares MSCI Australia ETF in Q3 2019, selling an estimated $5.43M.
  • Cetera Advisors's ten largest holdings make up 25% of its $2.26B portfolio in Q3 2019.
  • Cetera Advisors opened 63 new positions and closed 106 in Q3 2019.
  • Cetera Advisors's portfolio value rose 0.61% quarter-over-quarter to $2.26B.

Based on Cetera Advisors's 13F filing for Q3 2019, filed 6 Nov 2019.