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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-11.7%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.71B
AUM Growth
-$329M
Cap. Flow
-$78.1M
Cap. Flow %
-4.56%
Top 10 Hldgs %
21.41%
Holding
1,019
New
61
Increased
355
Reduced
383
Closed
175

Top Buys

Rank Stock Value
1
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$11.2M
2
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$10.3M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$5.75M
5
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.05M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$14.8M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.93M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.76M
4
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$5.36M
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 5.04%
2 Financials 3.91%
3 Industrials 3.54%
4 Healthcare 3.4%
5 Communication Services 2.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLRC icon
951
SLR Investment Corp
SLRC
$703M
– –
-23,600
Closed -$504K
SLYG icon
952
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.03B
– –
-3,874
Closed -$264K
SNPS icon
953
Synopsys
SNPS
$71.5B
– –
-4,510
Closed -$445K
SOXL icon
954
Direxion Daily Semiconductor Bull 3X ETF
SOXL
$21.5B
– –
-33,345
Closed -$344K
SPYM
955
State Street SPDR Portfolio S&P 500 ETF
SPYM
$158B
– –
-6,217
Closed -$211K
SPOT icon
956
Spotify
SPOT
$96.4B
– –
-1,545
Closed -$277K
STIP icon
957
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
– –
-3,705
Closed -$368K
STLD icon
958
Steel Dynamics
STLD
$34.7B
– –
-6,433
Closed -$291K
STM icon
959
STMicroelectronics
STM
$47.7B
– –
-16,390
Closed -$304K
T icon
960
PUT
AT&T
T
$160B
– –
-2,118
Closed -$1K
TTD icon
961
Trade Desk
TTD
$7.89B
– –
-45,000
Closed -$678K
TXT icon
962
Textron
TXT
$16.2B
– –
-4,863
Closed -$346K
UBSI icon
963
United Bankshares
UBSI
$6.53B
– –
-6,250
Closed -$225K
VDE icon
964
Vanguard Energy ETF
VDE
$10.1B
– –
-3,716
Closed -$388K
VEEV icon
965
Veeva Systems
VEEV
$29.2B
– –
-1,863
Closed -$202K
VMBS icon
966
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
– –
-7,636
Closed -$390K
VMC icon
967
Vulcan Materials
VMC
$35.7B
– –
-9,614
Closed -$1.06M
VONG icon
968
Vanguard Russell 1000 Growth ETF
VONG
$42.9B
– –
-16,276
Closed -$649K
VTIP icon
969
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
– –
-69,199
Closed -$3.35M
WAB icon
970
Wabtec
WAB
$50.3B
– –
-1,962
Closed -$206K
WDC icon
971
Western Digital
WDC
$192B
– –
-5,125
Closed -$226K
WFC icon
972
PUT
Wells Fargo
WFC
$261B
– –
-1,000
Closed -$2K
WIX icon
973
WIX.com
WIX
$2.04B
– –
-5,485
Closed -$658K
WW
974
DELISTED
WW International
WW
– –
-3,670
Closed -$265K
XBI icon
975
State Street SPDR S&P Biotech ETF
XBI
$10.2B
– –
-3,061
Closed -$294K
37 38
39
40 41

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MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Cetera Advisors held 1,019 positions worth $1.71B, down 16% from $2.04B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Cetera Advisors withdrew a net $78.1M in Q4 2018, closing 175 positions and reducing 383 holdings. Its most notable exit was iShares MSCI ACWI ETF, an estimated $4.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5% of assets, down from 6% a quarter earlier, followed by Financials and Industrials.

Against the trend, Cetera Advisors opened a new position in Bread Financial worth $2.54M.

  • Cetera Advisors's largest Q4 2018 buy was Bread Financial: 21,124 shares worth $2.54M.
  • Cetera Advisors added most to iShares MSCI EAFE Min Vol Factor ETF in Q4 2018, an estimated $11.2M increase.
  • Cetera Advisors's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $14.8M.
  • Cetera Advisors fully exited iShares MSCI ACWI ETF in Q4 2018, selling an estimated $4.6M.
  • Cetera Advisors's ten largest holdings make up 21% of its $1.71B portfolio in Q4 2018.
  • Cetera Advisors opened 61 new positions and closed 175 in Q4 2018.
  • Cetera Advisors's portfolio value fell 16% quarter-over-quarter to $1.71B.

Based on Cetera Advisors's 13F filing for Q4 2018, filed 15 Feb 2019.