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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTEU icon
926
Pacer Trendpilot European Index ETF
PTEU
$36.1M
$440K 0.01%
18,132
+6,548
+57% +$165K
RESE
927
DELISTED
WisdomTree Emerging Markets ESG Fund
RESE
$440K 0.01%
+12,393
New +$464K
MTB icon
928
M&T Bank
MTB
$36.2B
$439K 0.01%
2,941
+154
+6% +$21.3K
VMC icon
929
Vulcan Materials
VMC
$36.3B
$437K 0.01%
2,582
+79
+3% +$14.1K
GCC icon
930
WisdomTree Enhanced Commodity Strategy Fund
GCC
$272M
$435K 0.01%
+19,499
New +$429K
LOB icon
931
Live Oak Bancshares
LOB
$1.95B
$435K 0.01%
6,833
+235
+4% +$13.9K
AGNC icon
932
AGNC Investment
AGNC
$12.3B
$433K 0.01%
27,438
+1,646
+6% +$26.7K
BSTZ icon
933
BlackRock Science and Technology Term Trust
BSTZ
$1.97B
$433K 0.01%
11,224
+3,273
+41% +$133K
FEP icon
934
First Trust Europe AlphaDEX Fund
FEP
$513M
$431K 0.01%
10,288
+208
+2% +$9.07K
FNY icon
935
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$580M
$430K 0.01%
+5,985
New +$441K
CAPD
936
DELISTED
iPath Shiller CAPE ETN
CAPD
$430K 0.01%
+20,390
New +$439K
GDXJ icon
937
VanEck Junior Gold Miners ETF
GDXJ
$7.06B
$429K 0.01%
11,191
+3,385
+43% +$145K
PFEB icon
938
Innovator US Equity Power Buffer ETF February
PFEB
$914M
$427K 0.01%
14,950
– –
PCAR icon
939
PACCAR
PCAR
$69.6B
$425K 0.01%
8,079
+183
+2% +$10.2K
RF icon
940
Regions Financial
RF
$26.3B
$425K 0.01%
19,962
+1,875
+10% +$37.3K
CCD
941
Calamos Dynamic Convertible & Income Fund
CCD
$714M
$424K 0.01%
13,939
+1,781
+15% +$55.3K
EMHY icon
942
iShares JPMorgan EM High Yield Bond ETF
EMHY
$618M
$424K 0.01%
9,563
+2,625
+38% +$119K
HST icon
943
Host Hotels & Resorts
HST
$16.8B
$424K 0.01%
25,985
+12,190
+88% +$198K
RIG icon
944
Transocean
RIG
$5.92B
$424K 0.01%
+111,988
New +$407K
BRW
945
Saba Capital Income & Opportunities Fund
BRW
$336M
$422K 0.01%
46,348
-42,634
-48% -$392K
VFH icon
946
Vanguard Financials ETF
VFH
$13.3B
$421K 0.01%
4,539
-332
-7% -$30.6K
LRGF icon
947
iShares US Equity Factor ETF
LRGF
$3.52B
$419K 0.01%
9,932
+4
+0% +$175
SPEM icon
948
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
$419K 0.01%
9,856
+2,022
+26% +$87.8K
IBDT icon
949
iShares iBonds Dec 2028 Term Corporate ETF
IBDT
$4.04B
$417K 0.01%
14,547
+358
+3% +$10.4K
INTF icon
950
iShares International Equity Factor ETF
INTF
$3.54B
$416K 0.01%
14,344
– –
36 37
38
39 40

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MNG
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DPAM
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VAM
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CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
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WSTAM
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CT
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Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.