CA

Cetera Advisors Portfolio holdings

AUM $12.7B
This Quarter Return
+8.36%
1 Year Return
+22.72%
3 Year Return
+27.6%
5 Year Return
+84.56%
10 Year Return
+155.16%
AUM
$2.66B
AUM Growth
+$2.66B
Cap. Flow
+$235M
Cap. Flow %
8.86%
Top 10 Hldgs %
28.45%
Holding
1,003
New
98
Increased
457
Reduced
351
Closed
55

Top Buys

1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$19.1M
2
FFEB icon
FT Vest US Equity Buffer ETF February
FFEB
$17.8M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
$17.1M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
$11.1M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
$9.79M

Top Sells

1
IVV icon
iShares Core S&P 500 ETF
IVV
$7.57M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
$6.8M
3
JHMM icon
John Hancock Multifactor Mid Cap ETF
JHMM
$5.53M
4
XSLV icon
Invesco S&P SmallCap Low Volatility ETF
XSLV
$4.2M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$3.57M

Sector Composition

1 Technology 8.6%
2 Consumer Discretionary 4.44%
3 Financials 4.22%
4 Industrials 3.27%
5 Healthcare 3.13%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
YPF icon
926
YPF
YPF
$11.6B
$75K ﹤0.01%
21,050
-1,810
-8% -$6.45K
CXE
927
MFS High Income Municipal Trust
CXE
$111M
$73K ﹤0.01%
15,400
– –
CRON
928
Cronos Group
CRON
$969M
$69K ﹤0.01%
13,823
-430
-3% -$2.15K
DHC
929
Diversified Healthcare Trust
DHC
$903M
$66K ﹤0.01%
18,824
– –
DHY
930
Credit Suisse High Yield Bond Fund
DHY
$218M
$61K ﹤0.01%
29,062
+1,675
+6% +$3.52K
PHK
931
PIMCO High Income Fund
PHK
$847M
$61K ﹤0.01%
11,150
-3,707
-25% -$20.3K
NCV
932
Virtus Convertible & Income Fund
NCV
$332M
$60K ﹤0.01%
13,106
-1,611
-11% -$7.36K
MRO
933
DELISTED
Marathon Oil Corporation
MRO
$51K ﹤0.01%
12,516
-903
-7% -$3.68K
NYMT
934
New York Mortgage Trust
NYMT
$642M
$47K ﹤0.01%
18,286
-1,500
-8% -$3.86K
FPL
935
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$47K ﹤0.01%
12,973
– –
PLYA
936
DELISTED
Playa Hotels & Resorts
PLYA
$42K ﹤0.01%
10,000
– –
GGN
937
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$747M
$41K ﹤0.01%
12,068
-277
-2% -$941
SAN icon
938
Banco Santander
SAN
$140B
$34K ﹤0.01%
18,613
+780
+4% +$1.43K
XXII
939
22nd Century Group
XXII
$6.15M
$34K ﹤0.01%
52,410
+2,500
+5% -$38K
ENLC
940
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$34K ﹤0.01%
14,440
– –
DBRG icon
941
DigitalBridge
DBRG
$2.05B
$33K ﹤0.01%
12,025
-688
-5% -$1.89K
LFT
942
Lument Finance Trust
LFT
$119M
$29K ﹤0.01%
10,695
– –
DRRX icon
943
DURECT Corp
DRRX
$60.2M
$26K ﹤0.01%
15,000
– –
SENS icon
944
Senseonics Holdings
SENS
$368M
$22K ﹤0.01%
56,800
– –
IBIO icon
945
iBio
IBIO
$16.9M
$21K ﹤0.01%
+10,450
New +$21K
SMC
946
Summit Midstream Corporation
SMC
$272M
$16K ﹤0.01%
25,165
– –
THC icon
947
Tenet Healthcare
THC
$16.5B
– –
-10,190
Closed -$185K
SWBI icon
948
Smith & Wesson
SWBI
$355M
– –
-21,495
Closed -$463K
TOPS icon
949
TOP Ships
TOPS
$25.1M
– –
-54,380
Closed -$7K
URGN icon
950
UroGen Pharma
URGN
$896M
– –
-7,950
Closed -$208K
36 37
38
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