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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+8.37%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$2.66B
AUM Growth
+$312M
Cap. Flow
+$142M
Cap. Flow %
5.35%
Top 10 Hldgs %
28.45%
Holding
1,011
New
98
Increased
457
Reduced
355
Closed
58

Top Buys

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$18.9M
2
FFEB icon
FT Vest US Equity Buffer ETF February
FFEB
+$17.7M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$17.1M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$11.1M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$9.83M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.49M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$6.72M
3
JHMM icon
John Hancock Multifactor Mid Cap ETF
JHMM
+$5.53M
4
XSLV icon
Invesco S&P SmallCap Low Volatility ETF
XSLV
+$4.36M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$3.5M

Sector Composition

Rank Sector Weight
1 Technology 8.6%
2 Consumer Discretionary 4.44%
3 Financials 4.24%
4 Industrials 3.27%
5 Healthcare 3.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YPF icon
926
YPF
YPF
$20.2B
$75K ﹤0.01%
21,050
-1,810
-8% -$10.2K
CXE
927
DELISTED
MFS High Income Municipal Trust
CXE
$73K ﹤0.01%
15,400
– –
CRON
928
Cronos Group
CRON
$1.05B
$69K ﹤0.01%
13,823
-430
-3% -$2.52K
DHC
929
Diversified Healthcare Trust
DHC
$2.26B
$66K ﹤0.01%
18,824
– –
DHY
930
Credit Suisse High Yield Credit Fund
DHY
$238M
$61K ﹤0.01%
29,062
+1,675
+6% +$3.5K
PHK
931
PIMCO High Income Fund
PHK
$861M
$61K ﹤0.01%
11,150
-3,707
-25% -$19.7K
NCV
932
Virtus Convertible & Income Fund
NCV
$374M
$60K ﹤0.01%
3,277
-402
-11% -$7.53K
MRO
933
DELISTED
Marathon Oil Corporation
MRO
$51K ﹤0.01%
12,516
-903
-7% -$4.77K
ADAM
934
Adamas Trust
ADAM
$777M
$47K ﹤0.01%
4,572
-375
-8% -$3.91K
FPL
935
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$47K ﹤0.01%
12,973
– –
PLYA
936
DELISTED
Playa Hotels & Resorts
PLYA
$42K ﹤0.01%
10,000
– –
GGN
937
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$767M
$41K ﹤0.01%
12,068
-277
-2% -$991
SAN icon
938
Banco Santander
SAN
$194B
$34K ﹤0.01%
19,422
+814
+4% +$1.75K
XXII
939
22nd Century Group
XXII
$1.47M
– –
0
– –
ENLC
940
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$34K ﹤0.01%
14,440
– –
DBRG icon
941
DigitalBridge
DBRG
$2.94B
$33K ﹤0.01%
3,006
-172
-5% -$1.67K
LFT
942
Lument Finance Trust
LFT
$41.9M
$29K ﹤0.01%
10,695
– –
DRRX
943
DELISTED
DURECT Corp
DRRX
$26K ﹤0.01%
1,500
– –
SENS icon
944
Senseonics Holdings Inc
SENS
$254M
$22K ﹤0.01%
2,840
– –
IBIO icon
945
iBio
IBIO
$71M
$21K ﹤0.01%
+21
New +$30.4K
SE icon
946
PUT
Sea Limited
SE
$61.2B
$21K ﹤0.01%
1,400
-700
-33% -$94.5K
SMC
947
Summit Midstream
SMC
$421M
$16K ﹤0.01%
1,678
– –
MSFT icon
948
PUT
Microsoft
MSFT
$2.84T
$13K ﹤0.01%
1,300
+300
+30% +$63K
JD icon
949
PUT
JD.com
JD
$40.8B
$7K ﹤0.01%
1,000
-200
-17% -$13.9K
TNDM icon
950
PUT
Tandem Diabetes Care
TNDM
$1.17B
$3K ﹤0.01%
900
-1,300
-59% -$137K
36 37
38
39 40

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VAM
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CAN
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ICG
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WSTAM
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Cetera Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Cetera Advisors held 1,011 positions worth $2.66B, up 13% from $2.35B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Cetera Advisors deployed $142M of net new capital in Q3 2020, opening 98 new positions and adding to 457 existing holdings. Its largest new stake was Invesco CurrencyShares Swiss Franc Trust: 23,690 shares worth $2.35M.

By sector, the portfolio is most concentrated in Technology at 8.6% of assets, up from 7.8% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $7.49M trimmed.

  • Cetera Advisors's largest Q3 2020 buy was Invesco CurrencyShares Swiss Franc Trust: 23,690 shares worth $2.35M.
  • Cetera Advisors added most to Goldman Sachs ActiveBeta US Large Cap Equity ETF in Q3 2020, an estimated $18.9M increase.
  • Cetera Advisors's biggest Q3 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $7.49M.
  • Cetera Advisors fully exited John Hancock Multifactor Mid Cap ETF in Q3 2020, selling an estimated $5.53M.
  • Cetera Advisors's ten largest holdings make up 28% of its $2.66B portfolio in Q3 2020.
  • Cetera Advisors opened 98 new positions and closed 58 in Q3 2020.
  • Cetera Advisors's portfolio value rose 13% quarter-over-quarter to $2.66B.

Based on Cetera Advisors's 13F filing for Q3 2020, filed 13 Nov 2020.