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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-17.07%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.86B
AUM Growth
-$478M
Cap. Flow
-$31.3M
Cap. Flow %
-1.68%
Top 10 Hldgs %
27.14%
Holding
987
New
68
Increased
375
Reduced
329
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$65.8M
2
SPHQ icon
Invesco S&P 500 Quality ETF
SPHQ
+$9.98M
3
TSN icon
Tyson Foods
TSN
+$9.01M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$8.92M
5
HON icon
Honeywell
HON
+$6.56M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$55M
2
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$23.5M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$22.4M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$13M
5
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$12.3M

Sector Composition

Rank Sector Weight
1 Technology 6.92%
2 Financials 4.18%
3 Industrials 3.55%
4 Consumer Discretionary 3.31%
5 Healthcare 3.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTIN icon
926
Pacer Trendpilot International ETF
PTIN
$180M
– –
-12,515
Closed -$335K
PYN
927
DELISTED
PIMCO New York Municipal Income Fund III
PYN
– –
-13,210
Closed -$127K
QQQ icon
928
Invesco QQQ Trust
QQQ
$455B
– –
-105,632
Closed -$22.4M
QQXT icon
929
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$152M
– –
-4,023
Closed -$235K
R icon
930
Ryder
R
$10.4B
– –
-4,196
Closed -$229K
RF icon
931
Regions Financial
RF
$26.3B
– –
-16,355
Closed -$280K
RIGS icon
932
ALPS Strategic Income Fund
RIGS
$60.4M
– –
-10,979
Closed -$271K
RNG icon
933
RingCentral
RNG
$4.05B
– –
-2,765
Closed -$464K
RPG icon
934
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
– –
-24,205
Closed -$612K
RSPN icon
935
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.1B
– –
-11,050
Closed -$301K
RWJ icon
936
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.03B
– –
-11,382
Closed -$257K
RWL icon
937
Invesco S&P 500 Revenue ETF
RWL
$9.51B
– –
-4,243
Closed -$249K
RY icon
938
Royal Bank of Canada
RY
$291B
– –
-2,600
Closed -$205K
SCHA icon
939
Schwab U.S Small- Cap ETF
SCHA
$22.5B
– –
-13,064
Closed -$249K
SCHH icon
940
Schwab US REIT ETF
SCHH
$11.7B
– –
-37,598
Closed -$867K
SLYG icon
941
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.02B
– –
-3,593
Closed -$232K
SLYV icon
942
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
– –
-5,523
Closed -$365K
SOXL icon
943
Direxion Daily Semiconductor Bull 3X ETF
SOXL
$18.7B
– –
-15,750
Closed -$289K
SPYV icon
944
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
– –
-6,328
Closed -$220K
SRLN icon
945
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
– –
-21,307
Closed -$992K
SSNC icon
946
SS&C Technologies
SSNC
$17.8B
– –
-3,263
Closed -$200K
STAG icon
947
STAG Industrial
STAG
$7.86B
– –
-7,723
Closed -$244K
STT icon
948
State Street
STT
$50.9B
– –
-2,832
Closed -$225K
SUB icon
949
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
– –
-2,498
Closed -$266K
TGT icon
950
Target
TGT
$62.1B
– –
-13,278
Closed -$1.7M
36 37
38
39 40

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CAN
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ICG
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WSTAM
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Cetera Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Cetera Advisors held 987 positions worth $1.86B, down 20% from $2.34B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Cetera Advisors's Q1 2020 filing shows 68 new, 375 increased, 329 reduced and 181 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF August: 200,841 shares worth $5.6M. The largest sale was Invesco S&P 500 Equal Weight ETF, an estimated $55M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6% a quarter earlier, followed by Financials and Industrials.

  • Cetera Advisors's largest Q1 2020 buy was FT Vest US Equity Deep Buffer ETF August: 200,841 shares worth $5.6M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $65.8M increase.
  • Cetera Advisors's biggest Q1 2020 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $55M.
  • Cetera Advisors fully exited Invesco S&P MidCap Low Volatility ETF in Q1 2020, selling an estimated $23.5M.
  • Cetera Advisors's ten largest holdings make up 27% of its $1.86B portfolio in Q1 2020.
  • Cetera Advisors opened 68 new positions and closed 181 in Q1 2020.
  • Cetera Advisors's portfolio value fell 20% quarter-over-quarter to $1.86B.

Based on Cetera Advisors's 13F filing for Q1 2020, filed 8 May 2020.