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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+6.77%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$2.34B
AUM Growth
+$76.5M
Cap. Flow
-$57.8M
Cap. Flow %
-2.47%
Top 10 Hldgs %
25.79%
Holding
974
New
85
Increased
387
Reduced
397
Closed
56

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$16.7M
2
XSLV icon
Invesco S&P SmallCap Low Volatility ETF
XSLV
+$5.39M
3
PSL icon
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
+$5.29M
4
TTD icon
Trade Desk
TTD
+$4.45M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.38M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$31.4M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$8.55M
3
IYH icon
iShares US Healthcare ETF
IYH
+$7.9M
4
FTSD icon
Franklin Short Duration US Government ETF
FTSD
+$7.62M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.57M

Sector Composition

Rank Sector Weight
1 Technology 6.04%
2 Financials 4.65%
3 Industrials 3.56%
4 Healthcare 3.2%
5 Communication Services 3.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPR icon
926
EPR Properties
EPR
$4.74B
– –
-3,519
Closed -$268K
ETSY icon
927
Etsy
ETSY
$7.68B
– –
-4,900
Closed -$277K
ETW
928
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.02B
– –
-12,085
Closed -$115K
EVRG icon
929
Evergy
EVRG
$20B
– –
-3,254
Closed -$216K
FAD icon
930
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$567M
– –
-3,694
Closed -$271K
FFA
931
First Trust Enhanced Equity Income Fund
FFA
$449M
– –
-13,941
Closed -$221K
FXU icon
932
First Trust Utilities AlphaDEX Fund
FXU
$838M
– –
-7,428
Closed -$221K
GREK
933
Global X MSCI Greece ETF
GREK
$281M
– –
-3,832
Closed -$108K
HIG icon
934
Hartford Financial Services
HIG
$39B
– –
-3,455
Closed -$207K
IGE icon
935
iShares North American Natural Resources ETF
IGE
$744M
– –
-7,108
Closed -$205K
IYE icon
936
iShares US Energy ETF
IYE
$1.74B
– –
-7,549
Closed -$240K
IYG icon
937
iShares US Financial Services ETF
IYG
$2.12B
– –
-4,371
Closed -$200K
JKHY icon
938
Jack Henry & Associates
JKHY
$10.5B
– –
-1,410
Closed -$205K
KOPN icon
939
Kopin
KOPN
$704M
– –
-15,127
Closed -$11K
KRG icon
940
Kite Realty
KRG
$5.87B
– –
-10,540
Closed -$168K
LEMB icon
941
iShares JPMorgan EM Local Currency Bond ETF
LEMB
$747M
– –
-4,980
Closed -$221K
MCY icon
942
Mercury Insurance
MCY
$5.84B
– –
-5,051
Closed -$283K
MKTX icon
943
MarketAxess Holdings
MKTX
$4.06B
– –
-709
Closed -$236K
PAPR icon
944
Innovator US Equity Power Buffer ETF April
PAPR
$947M
– –
-38,044
Closed -$989K
POCT icon
945
Innovator US Equity Power Buffer ETF October
POCT
$962M
– –
-10,651
Closed -$266K
ROBO icon
946
ROBO Global Robotics & Automation Index ETF
ROBO
$1.92B
– –
-7,003
Closed -$272K
RPV icon
947
Invesco S&P 500 Pure Value ETF
RPV
$1.6B
– –
-3,482
Closed -$227K
SBAC icon
948
SBA Communications
SBAC
$18.5B
– –
-1,909
Closed -$456K
SHAK icon
949
Shake Shack
SHAK
$2.26B
– –
-12,740
Closed -$1.25M
SH icon
950
ProShares Short S&P500
SH
$888M
– –
-7,996
Closed -$837K
35 36 37
38
39

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Cetera Advisors held 974 positions worth $2.34B, up 3.4% from $2.26B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Cetera Advisors's Q4 2019 filing shows 85 new, 387 increased, 397 reduced and 56 closed positions. Its largest new stake was Invesco Dorsey Wright Consumer Staples Momentum ETF: 73,745 shares worth $5.47M. The largest sale was Vanguard Total Bond Market, an estimated $31.4M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 5.4% a quarter earlier, followed by Financials and Industrials.

  • Cetera Advisors's largest Q4 2019 buy was Invesco Dorsey Wright Consumer Staples Momentum ETF: 73,745 shares worth $5.47M.
  • Cetera Advisors added most to iShares MSCI USA Min Vol Factor ETF in Q4 2019, an estimated $16.7M increase.
  • Cetera Advisors's biggest Q4 2019 reduction was Vanguard Total Bond Market, cutting an estimated $31.4M.
  • Cetera Advisors fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $3.22M.
  • Cetera Advisors's ten largest holdings make up 26% of its $2.34B portfolio in Q4 2019.
  • Cetera Advisors opened 85 new positions and closed 56 in Q4 2019.
  • Cetera Advisors's portfolio value rose 3.4% quarter-over-quarter to $2.34B.

Based on Cetera Advisors's 13F filing for Q4 2019, filed 10 Feb 2020.