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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$2.26B
AUM Growth
+$13.7M
Cap. Flow
-$14.5M
Cap. Flow %
-0.64%
Top 10 Hldgs %
25.02%
Holding
995
New
63
Increased
381
Reduced
393
Closed
106

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$25.6M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$6.38M
3
CRM icon
Salesforce
CRM
+$6.04M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$5.38M
5
BND icon
Vanguard Total Bond Market
BND
+$5.14M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$6.92M
2
DAL icon
Delta Air Lines
DAL
+$5.95M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.86M
4
EWA icon
iShares MSCI Australia ETF
EWA
+$5.43M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.62M

Sector Composition

Rank Sector Weight
1 Technology 5.44%
2 Financials 4.43%
3 Industrials 3.22%
4 Consumer Discretionary 2.98%
5 Healthcare 2.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IFN
926
Aberdeen India Fund
IFN
$482M
– –
-9,500
Closed -$203K
IFV icon
927
First Trust Dorsey Wright International Focus 5 ETF
IFV
$228M
– –
-10,379
Closed -$206K
IGD
928
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$499M
– –
-15,064
Closed -$99K
IGHG icon
929
ProShares Investment Grade-Interest Rate Hedged
IGHG
$323M
– –
-15,480
Closed -$1.16M
IIPR icon
930
Innovative Industrial Properties
IIPR
$1.77B
– –
-12,745
Closed -$1.57M
IVZ icon
931
Invesco
IVZ
$13.3B
– –
-27,064
Closed -$557K
IXJ icon
932
iShares Global Healthcare ETF
IXJ
$4.07B
– –
-9,013
Closed -$556K
IYZ icon
933
iShares US Telecommunications ETF
IYZ
$1.2B
– –
-11,343
Closed -$342K
JPC icon
934
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
– –
-11,931
Closed -$118K
KBWY icon
935
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$314M
– –
-7,330
Closed -$224K
KCE icon
936
State Street SPDR S&P Capital Markets ETF
KCE
$447M
– –
-29,432
Closed -$1.64M
KEYS icon
937
PUT
Keysight
KEYS
$55.6B
– –
-1,100
Closed -$2K
MSEX icon
938
Middlesex Water
MSEX
$1.05B
– –
-6,401
Closed -$378K
MSFT icon
939
PUT
Microsoft
MSFT
$2.84T
– –
-900
Closed -$2K
MSI icon
940
Motorola Solutions
MSI
$67.1B
– –
-1,334
Closed -$222K
MT icon
941
ArcelorMittal
MT
$49.8B
– –
-20,232
Closed -$359K
NVDA icon
942
PUT
NVIDIA
NVDA
$5.03T
– –
-52,000
Closed -$10K
OHI icon
943
Omega Healthcare
OHI
$15.1B
– –
-10,253
Closed -$375K
PAWZ icon
944
ProShares Pet Care ETF
PAWZ
$32.7M
– –
-9,020
Closed -$384K
PFG icon
945
Principal Financial Group
PFG
$23.1B
– –
-3,629
Closed -$210K
PKB icon
946
Invesco Building & Construction ETF
PKB
$438M
– –
-37,283
Closed -$1.16M
PLNT icon
947
Planet Fitness
PLNT
$4.25B
– –
-4,604
Closed -$332K
POR icon
948
Portland General Electric
POR
$6.07B
– –
-3,716
Closed -$201K
PRFZ icon
949
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.74B
– –
-8,555
Closed -$217K
QABA icon
950
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$90.2M
– –
-4,184
Closed -$203K
36 37
38
39 40

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Cetera Advisors held 995 positions worth $2.26B, up 0.61% from $2.25B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Cetera Advisors's Q3 2019 filing shows 63 new, 381 increased, 393 reduced and 106 closed positions. Its largest new stake was Bancroft Fund: 71,868 shares worth $1.7M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $6.92M.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, up from 5% a quarter earlier, followed by Financials and Industrials.

  • Cetera Advisors's largest Q3 2019 buy was Bancroft Fund: 71,868 shares worth $1.7M.
  • Cetera Advisors added most to iShares MSCI USA Min Vol Factor ETF in Q3 2019, an estimated $25.6M increase.
  • Cetera Advisors's biggest Q3 2019 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $6.92M.
  • Cetera Advisors fully exited iShares MSCI Australia ETF in Q3 2019, selling an estimated $5.43M.
  • Cetera Advisors's ten largest holdings make up 25% of its $2.26B portfolio in Q3 2019.
  • Cetera Advisors opened 63 new positions and closed 106 in Q3 2019.
  • Cetera Advisors's portfolio value rose 0.61% quarter-over-quarter to $2.26B.

Based on Cetera Advisors's 13F filing for Q3 2019, filed 6 Nov 2019.