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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+10.14%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$7.22B
AUM Growth
+$816M
Cap. Flow
+$195M
Cap. Flow %
2.71%
Top 10 Hldgs %
18.94%
Holding
1,892
New
192
Increased
874
Reduced
656
Closed
104

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$34.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$33.6M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$16.7M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.7M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.2M

Top Sells

Rank Stock Value
1
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$33.3M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$25.8M
3
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$17.2M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$13.1M
5
BSJN
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
+$11M

Sector Composition

Rank Sector Weight
1 Technology 9.13%
2 Consumer Discretionary 4.3%
3 Financials 4.25%
4 Healthcare 3.31%
5 Industrials 3.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DMAY icon
901
FT Vest US Equity Deep Buffer ETF May
DMAY
$372M
$749K 0.01%
20,736
+53
+0.3% +$1.84K
PFG icon
902
Principal Financial Group
PFG
$23.6B
$748K 0.01%
9,513
-195
-2% -$14.1K
USRT icon
903
iShares Core US REIT ETF
USRT
$4.74B
$748K 0.01%
13,775
-244
-2% -$11.9K
SNY icon
904
Sanofi
SNY
$104B
$747K 0.01%
15,029
+1,775
+13% +$86.8K
EMLC icon
905
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.74B
$747K 0.01%
29,483
+12,201
+71% +$298K
HTGC icon
906
Hercules Capital
HTGC
$2.94B
$747K 0.01%
44,803
+8,022
+22% +$127K
XYLD icon
907
Global X S&P 500 Covered Call ETF
XYLD
$3.2B
$747K 0.01%
18,934
+2,001
+12% +$78K
ADSK icon
908
Autodesk
ADSK
$44.3B
$738K 0.01%
3,033
+416
+16% +$89.8K
FNDX icon
909
Schwab Fundamental US Large Company Index ETF
FNDX
$26.4B
$738K 0.01%
35,733
+3,321
+10% +$63.9K
IGEB icon
910
iShares Investment Grade Systematic Bond ETF
IGEB
$1.46B
$737K 0.01%
+16,291
New +$701K
ICLR icon
911
Icon
ICLR
$12.8B
$737K 0.01%
2,603
-23
-0.9% -$5.95K
RA
912
Brookfield Real Assets Income Fund
RA
$703M
$736K 0.01%
57,480
+19,061
+50% +$237K
CEF icon
913
Sprott Physical Gold and Silver Trust
CEF
$7.43B
$733K 0.01%
38,287
-4,999
-12% -$92.2K
IXN icon
914
iShares Global Tech ETF
IXN
$8.7B
$733K 0.01%
10,747
-769
-7% -$48.4K
KAPR icon
915
Innovator US Small Cap Power Buffer ETF April
KAPR
$214M
$732K 0.01%
25,090
-375
-1% -$10.1K
BUD icon
916
AB InBev
BUD
$158B
$731K 0.01%
11,319
-6
-0.1% -$355
HUSV icon
917
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$75.3M
$730K 0.01%
21,763
+2,957
+16% +$95.4K
DXCM icon
918
DexCom
DXCM
$27.6B
$730K 0.01%
5,885
+261
+5% +$26.7K
IYJ icon
919
iShares US Industrials ETF
IYJ
$1.98B
$729K 0.01%
6,373
-200
-3% -$20.9K
HYZD icon
920
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$260M
$728K 0.01%
33,670
-3,375
-9% -$71.8K
IYT icon
921
iShares US Transportation ETF
IYT
$2.33B
$728K 0.01%
11,092
-80
-0.7% -$4.79K
HRB icon
922
H&R Block
HRB
$5.18B
$727K 0.01%
+15,034
New +$670K
SPYD icon
923
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.66B
$727K 0.01%
18,539
-6,128
-25% -$220K
ZS icon
924
Zscaler
ZS
$23B
$726K 0.01%
3,275
-110
-3% -$20.4K
PEBO icon
925
Peoples Bancorp
PEBO
$1.45B
$723K 0.01%
21,430
– –
35 36
37
38 39

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VAM
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CAN
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ICG
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CW
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WSTAM
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Cetera Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Cetera Advisors held 1,892 positions worth $7.22B, up 13% from $6.4B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Cetera Advisors's Q4 2023 filing shows 192 new, 874 increased, 656 reduced and 104 closed positions. Its largest new stake was Invesco CurrencyShares Swiss Franc Trust: 41,254 shares worth $4.36M. The largest sale was iShares Russell Mid-Cap ETF, an estimated $33.3M.

By sector, the portfolio is most concentrated in Technology at 9.1% of assets, up from 8.6% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Cetera Advisors's largest Q4 2023 buy was Invesco CurrencyShares Swiss Franc Trust: 41,254 shares worth $4.36M.
  • Cetera Advisors added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q4 2023, an estimated $34.7M increase.
  • Cetera Advisors's biggest Q4 2023 reduction was iShares Russell Mid-Cap ETF, cutting an estimated $33.3M.
  • Cetera Advisors fully exited Invesco BulletShares 2023 High Yield Corporate Bond ETF in Q4 2023, selling an estimated $11M.
  • Cetera Advisors's ten largest holdings make up 19% of its $7.22B portfolio in Q4 2023.
  • Cetera Advisors opened 192 new positions and closed 104 in Q4 2023.
  • Cetera Advisors's portfolio value rose 13% quarter-over-quarter to $7.22B.

Based on Cetera Advisors's 13F filing for Q4 2023, filed 13 Feb 2024.