We are live on ! Find out more
CA

Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTCH icon
901
Match Group
MTCH
$8.84B
$473K 0.01%
3,013
-200
-6% -$30.5K
HNI icon
902
HNI Corp
HNI
$3B
$471K 0.01%
12,838
+6,366
+98% +$246K
SWK icon
903
Stanley Black & Decker
SWK
$14.2B
$469K 0.01%
2,678
-324
-11% -$63.2K
PRF icon
904
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$468K 0.01%
14,765
-740
-5% -$23.9K
PBW icon
905
Invesco WilderHill Clean Energy ETF
PBW
$390M
$465K 0.01%
6,014
+980
+19% +$80.1K
OPRX icon
906
OptimizeRx
OPRX
$117M
$464K 0.01%
5,420
-1,565
-22% -$98.2K
YPF icon
907
YPF
YPF
$20.2B
$464K 0.01%
99,678
+8,600
+9% +$40.2K
KARS icon
908
KraneShares Electric Vehicles and Future Mobility Index ETF
KARS
$75.6M
$463K 0.01%
9,964
+4,871
+96% +$231K
CBSH icon
909
Commerce Bancshares
CBSH
$8.5B
$460K 0.01%
8,429
+2,049
+32% +$113K
PGR icon
910
Progressive
PGR
$124B
$460K 0.01%
5,086
+1,072
+27% +$102K
FLGE
911
DELISTED
Credit Suisse FI Large Cap Growth Enhanced Exchange Traded Notes
FLGE
$460K 0.01%
655
– –
K
912
DELISTED
Kellanova
K
$457K 0.01%
7,606
+488
+7% +$29.2K
AFGR
913
First Trust Active Factor Large Cap Growth ETF
AFGR
$90.5M
$454K 0.01%
16,665
-7,423
-31% -$205K
ROUS icon
914
Hartford Multifactor US Equity ETF
ROUS
$684M
$453K 0.01%
11,367
-135
-1% -$5.54K
ATO icon
915
Atmos Energy
ATO
$29.9B
$452K 0.01%
5,123
+290
+6% +$28K
HRL icon
916
Hormel Foods
HRL
$13.9B
$450K 0.01%
10,987
+972
+10% +$43.8K
NEA icon
917
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$449K 0.01%
29,533
+2,430
+9% +$38.4K
SYSB
918
iShares Systematic Bond ETF
SYSB
$1.15B
$447K 0.01%
4,457
– –
JCE icon
919
Nuveen Core Equity Alpha Fund
JCE
$279M
$446K 0.01%
26,075
– –
NTLA icon
920
Intellia Therapeutics
NTLA
$1.5B
$446K 0.01%
+3,321
New +$503K
OVV icon
921
Ovintiv
OVV
$17.7B
$446K 0.01%
13,578
+36
+0.3% +$994
SMLV icon
922
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$257M
$444K 0.01%
3,956
+1,281
+48% +$144K
MDYG icon
923
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.82B
$442K 0.01%
5,837
-266
-4% -$20.7K
WY icon
924
Weyerhaeuser
WY
$17.3B
$442K 0.01%
12,419
+2,360
+23% +$82.7K
DRI icon
925
Darden Restaurants
DRI
$22.5B
$441K 0.01%
2,908
+320
+12% +$47K
35 36
37
38 39

Similar funds

MNG
Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return
DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.