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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+6.77%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$2.34B
AUM Growth
+$76.5M
Cap. Flow
-$57.8M
Cap. Flow %
-2.47%
Top 10 Hldgs %
25.79%
Holding
974
New
85
Increased
387
Reduced
397
Closed
56

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$16.7M
2
XSLV icon
Invesco S&P SmallCap Low Volatility ETF
XSLV
+$5.39M
3
PSL icon
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
+$5.29M
4
TTD icon
Trade Desk
TTD
+$4.45M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.38M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$31.4M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$8.55M
3
IYH icon
iShares US Healthcare ETF
IYH
+$7.9M
4
FTSD icon
Franklin Short Duration US Government ETF
FTSD
+$7.62M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.57M

Sector Composition

Rank Sector Weight
1 Technology 6.04%
2 Financials 4.65%
3 Industrials 3.56%
4 Healthcare 3.2%
5 Communication Services 3.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBRG icon
901
DigitalBridge
DBRG
$2.93B
$62K ﹤0.01%
3,296
+129
+4% +$2.66K
SWN
902
DELISTED
Southwestern Energy Company
SWN
$60K ﹤0.01%
+25,529
New +$52.8K
S
903
DELISTED
Sprint Corporation
S
$60K ﹤0.01%
11,550
+313
+3% +$1.83K
CMU
904
DELISTED
MFS High Yield Municipal Trust
CMU
$57K ﹤0.01%
12,008
– –
DRRX
905
DELISTED
DURECT Corp
DRRX
$57K ﹤0.01%
1,500
– –
SENS icon
906
Senseonics Holdings Inc
SENS
$254M
$56K ﹤0.01%
2,940
+15
+0.5% +$296
XXII
907
22nd Century Group
XXII
$1.6M
– –
0
– –
BKCC
908
DELISTED
BlackRock Capital Investment Corporation
BKCC
$51K ﹤0.01%
10,361
-10,270
-50% -$50.4K
GGN
909
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$764M
$49K ﹤0.01%
+11,288
New +$48.1K
JCP
910
DELISTED
J.C. Penney Company, Inc.
JCP
$42K ﹤0.01%
38,200
-6,561
-15% -$6.97K
ANH
911
DELISTED
Anworth Mortgage Asset Corporation
ANH
$41K ﹤0.01%
11,420
– –
NBR icon
912
Nabors Industries
NBR
$1.25B
$29K ﹤0.01%
222
-240
-52% -$25.3K
BIDU icon
913
CALL
Baidu
BIDU
$36.5B
$25K ﹤0.01%
+1,500
New +$171K
CNC icon
914
CALL
Centene
CNC
$31.5B
$21K ﹤0.01%
+2,000
New +$109K
FTR
915
DELISTED
Frontier Communications Corp.
FTR
$20K ﹤0.01%
23,681
+6,901
+41% +$5.63K
HCR
916
DELISTED
Hi-Crush Inc. Common Stock
HCR
$16K ﹤0.01%
16,675
-8,000
-32% -$8.44K
LBY
917
DELISTED
Libbey, Inc.
LBY
$15K ﹤0.01%
+10,000
New +$18.8K
CHRN
918
ChronoScale Holdings
CHRN
$3.28B
$10K ﹤0.01%
134
– –
BKR icon
919
Baker Hughes
BKR
$55.6B
– –
-10,285
Closed -$236K
CFA icon
920
VictoryShares US 500 Volatility Wtd ETF
CFA
$533M
– –
-4,323
Closed -$228K
CFO icon
921
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
$412M
– –
-7,375
Closed -$364K
DB icon
922
Deutsche Bank
DB
$65.3B
– –
-11,339
Closed -$86K
DHC
923
Diversified Healthcare Trust
DHC
$2.24B
– –
-24,113
Closed -$222K
DMF
924
DELISTED
BNY Mellon Municipal Income
DMF
– –
-10,950
Closed -$102K
DSL
925
DoubleLine Income Solutions Fund
DSL
$1.22B
– –
-11,970
Closed -$239K
35 36
37
38 39

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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Cetera Advisors held 974 positions worth $2.34B, up 3.4% from $2.26B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Cetera Advisors's Q4 2019 filing shows 85 new, 387 increased, 397 reduced and 56 closed positions. Its largest new stake was Invesco Dorsey Wright Consumer Staples Momentum ETF: 73,745 shares worth $5.47M. The largest sale was Vanguard Total Bond Market, an estimated $31.4M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 5.4% a quarter earlier, followed by Financials and Industrials.

  • Cetera Advisors's largest Q4 2019 buy was Invesco Dorsey Wright Consumer Staples Momentum ETF: 73,745 shares worth $5.47M.
  • Cetera Advisors added most to iShares MSCI USA Min Vol Factor ETF in Q4 2019, an estimated $16.7M increase.
  • Cetera Advisors's biggest Q4 2019 reduction was Vanguard Total Bond Market, cutting an estimated $31.4M.
  • Cetera Advisors fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $3.22M.
  • Cetera Advisors's ten largest holdings make up 26% of its $2.34B portfolio in Q4 2019.
  • Cetera Advisors opened 85 new positions and closed 56 in Q4 2019.
  • Cetera Advisors's portfolio value rose 3.4% quarter-over-quarter to $2.34B.

Based on Cetera Advisors's 13F filing for Q4 2019, filed 10 Feb 2020.