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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.37%
AUM
$2.26B
AUM Growth
+$13.7M
Cap. Flow
-$14.5M
Cap. Flow %
-0.64%
Top 10 Hldgs %
25.02%
Holding
995
New
63
Increased
381
Reduced
393
Closed
106

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$25.6M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$6.38M
3
CRM icon
Salesforce
CRM
+$6.04M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$5.38M
5
BND icon
Vanguard Total Bond Market
BND
+$5.14M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$6.92M
2
DAL icon
Delta Air Lines
DAL
+$5.95M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.86M
4
EWA icon
iShares MSCI Australia ETF
EWA
+$5.43M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.62M

Sector Composition

Rank Sector Weight
1 Miscellaneous 69.66%
2 Technology 5.45%
3 Financials 4.46%
4 Industrials 3.22%
5 Healthcare 2.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCL icon
901
Carnival Corporation Ltd
CCL
$32.2B
– –
-7,945
Closed -$374K
CIK
902
UBS Asset Management Income Fund, Inc.
CIK
$133M
– –
-16,122
Closed -$49K
CLF icon
903
Cleveland-Cliffs
CLF
$7.13B
– –
-94,609
Closed -$1M
CM icon
904
Canadian Imperial Bank of Commerce
CM
$107B
– –
-7,264
Closed -$286K
CORN icon
905
Teucrium Corn Fund
CORN
$154M
– –
-20,250
Closed -$331K
CTSH icon
906
Cognizant
CTSH
$28.1B
– –
-3,694
Closed -$235K
DFE icon
907
WisdomTree Europe SmallCap Dividend Fund
DFE
$172M
– –
-27,115
Closed -$1.58M
DFJ icon
908
WisdomTree Japan SmallCap Dividend Fund
DFJ
$438M
– –
-23,609
Closed -$1.57M
DGX icon
909
Quest Diagnostics
DGX
$26.2B
– –
-2,116
Closed -$217K
DXC icon
910
DXC Technology
DXC
$1.86B
– –
-4,955
Closed -$268K
E icon
911
ENI
E
$77.1B
– –
-7,842
Closed -$257K
ELV icon
912
Elevance Health
ELV
$88.4B
– –
-2,077
Closed -$586K
EPI icon
913
WisdomTree India Earnings Fund ETF
EPI
$2.05B
– –
-28,807
Closed -$750K
EWA icon
914
iShares MSCI Australia ETF
EWA
$1.34B
– –
-241,396
Closed -$5.43M
EWZ icon
915
iShares MSCI Brazil ETF
EWZ
$8.62B
– –
-26,986
Closed -$1.17M
FDRR icon
916
Fidelity Dividend ETF for Rising Rates
FDRR
$772M
– –
-10,683
Closed -$342K
FT
917
Franklin Universal Trust
FT
$193M
– –
-15,722
Closed -$113K
FXD icon
918
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$264M
– –
-16,317
Closed -$700K
GLDM icon
919
SPDR Gold MiniShares Trust
GLDM
$32.2B
– –
-5,688
Closed -$161K
GMF icon
920
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$438M
– –
-3,191
Closed -$309K
GSAT icon
921
Globalstar
GSAT
$10.7B
– –
-809
Closed -$6K
HII icon
922
Huntington Ingalls Industries
HII
$11.3B
– –
-1,024
Closed -$230K
HR icon
923
Healthcare Realty
HR
$6.55B
– –
-19,318
Closed -$529K
HYHG icon
924
ProShares High Yield-Interest Rate Hedged ETF
HYHG
$263M
– –
-17,060
Closed -$1.12M
IAG icon
925
IAMGOLD
IAG
$11.7B
– –
-14,500
Closed -$49K
35 36
37
38 39

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MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Cetera Advisors held 995 positions worth $2.26B, up 0.61% from $2.25B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Cetera Advisors's Q3 2019 filing shows 63 new, 381 increased, 393 reduced and 106 closed positions. Its largest new stake was Bancroft Fund: 71,868 shares worth $1.7M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $6.92M.

By sector, the portfolio is most concentrated in Miscellaneous at 70% of assets, up from 69% a quarter earlier, followed by Technology and Financials.

  • Cetera Advisors's largest Q3 2019 buy was Bancroft Fund: 71,868 shares worth $1.7M.
  • Cetera Advisors added most to iShares MSCI USA Min Vol Factor ETF in Q3 2019, an estimated $25.6M increase.
  • Cetera Advisors's biggest Q3 2019 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $6.92M.
  • Cetera Advisors fully exited iShares MSCI Australia ETF in Q3 2019, selling an estimated $5.43M.
  • Cetera Advisors's ten largest holdings make up 25% of its $2.26B portfolio in Q3 2019.
  • Cetera Advisors opened 63 new positions and closed 106 in Q3 2019.
  • Cetera Advisors's portfolio value rose 0.61% quarter-over-quarter to $2.26B.

Based on Cetera Advisors's 13F filing for Q3 2019, filed 6 Nov 2019.