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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-11.7%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.71B
AUM Growth
-$329M
Cap. Flow
-$78.1M
Cap. Flow %
-4.56%
Top 10 Hldgs %
21.41%
Holding
1,019
New
61
Increased
355
Reduced
383
Closed
175

Top Buys

Rank Stock Value
1
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$11.2M
2
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$10.3M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$5.75M
5
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.05M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$14.8M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.93M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.76M
4
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$5.36M
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 5.04%
2 Financials 3.91%
3 Industrials 3.54%
4 Healthcare 3.4%
5 Communication Services 2.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IAF
901
abrdn Australia Equity Fund
IAF
$119M
– –
-3,976
Closed -$71K
IEO icon
902
iShares US Oil & Gas Exploration & Production ETF
IEO
$575M
– –
-2,999
Closed -$228K
IIM icon
903
Invesco Value Municipal Income Trust
IIM
$586M
– –
-22,098
Closed -$307K
IMCV icon
904
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.12B
– –
-3,804
Closed -$205K
INDA icon
905
iShares MSCI India ETF
INDA
$6.65B
– –
-6,358
Closed -$206K
IWL icon
906
iShares Russell Top 200 ETF
IWL
$2.16B
– –
-8,409
Closed -$567K
IYG icon
907
iShares US Financial Services ETF
IYG
$2.12B
– –
-5,445
Closed -$243K
JKHY icon
908
Jack Henry & Associates
JKHY
$10.5B
– –
-1,611
Closed -$258K
FDIQ
909
Invesco Bloomberg Financial Data Providers ETF
FDIQ
$50.2M
– –
-5,334
Closed -$302K
KLAC icon
910
KLA
KLAC
$286B
– –
-22,800
Closed -$232K
LEG icon
911
Leggett & Platt
LEG
$1.45B
– –
-5,809
Closed -$256K
LEGR icon
912
First Trust Indxx Innovative Transaction & Process ETF
LEGR
$127M
– –
-8,450
Closed -$258K
MAR icon
913
Marriott International
MAR
$96.1B
– –
-2,890
Closed -$383K
MC icon
914
Moelis & Co
MC
$4.88B
– –
-5,709
Closed -$311K
MDYG icon
915
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.82B
– –
-4,148
Closed -$232K
MFIC icon
916
MidCap Financial Investment
MFIC
$779M
– –
-12,584
Closed -$204K
MGM icon
917
MGM Resorts International
MGM
$11.5B
– –
-7,490
Closed -$209K
MKSI icon
918
MKS Inc
MKSI
$23.3B
– –
-2,511
Closed -$201K
MPLX icon
919
MPLX
MPLX
$58.4B
– –
-7,178
Closed -$247K
MQY icon
920
BlackRock MuniYield Quality Fund
MQY
$808M
– –
-12,000
Closed -$163K
NAC icon
921
Nuveen California Quality Municipal Income Fund
NAC
$1.84B
– –
-53,737
Closed -$696K
NBB icon
922
Nuveen Taxable Municipal Income Fund
NBB
$446M
– –
-12,475
Closed -$249K
NEA icon
923
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
– –
-14,532
Closed -$185K
NIE
924
Virtus Equity & Convertible Income Fund
NIE
$721M
– –
-25,144
Closed -$577K
NKX icon
925
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$654M
– –
-14,825
Closed -$190K
35 36
37
38 39

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Cetera Advisors held 1,019 positions worth $1.71B, down 16% from $2.04B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Cetera Advisors withdrew a net $78.1M in Q4 2018, closing 175 positions and reducing 383 holdings. Its most notable exit was iShares MSCI ACWI ETF, an estimated $4.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5% of assets, down from 6% a quarter earlier, followed by Financials and Industrials.

Against the trend, Cetera Advisors opened a new position in Bread Financial worth $2.54M.

  • Cetera Advisors's largest Q4 2018 buy was Bread Financial: 21,124 shares worth $2.54M.
  • Cetera Advisors added most to iShares MSCI EAFE Min Vol Factor ETF in Q4 2018, an estimated $11.2M increase.
  • Cetera Advisors's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $14.8M.
  • Cetera Advisors fully exited iShares MSCI ACWI ETF in Q4 2018, selling an estimated $4.6M.
  • Cetera Advisors's ten largest holdings make up 21% of its $1.71B portfolio in Q4 2018.
  • Cetera Advisors opened 61 new positions and closed 175 in Q4 2018.
  • Cetera Advisors's portfolio value fell 16% quarter-over-quarter to $1.71B.

Based on Cetera Advisors's 13F filing for Q4 2018, filed 15 Feb 2019.