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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DNL icon
876
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$468M
$511K 0.01%
12,638
-1,203
-9% -$51K
HPE icon
877
Hewlett Packard
HPE
$63.2B
$511K 0.01%
35,880
+2,253
+7% +$32.5K
DSL
878
DoubleLine Income Solutions Fund
DSL
$1.21B
$509K 0.01%
28,680
+3,250
+13% +$58.2K
ORC
879
Orchid Island Capital
ORC
$1.31B
$509K 0.01%
20,823
+1,533
+8% +$38.6K
IBDN
880
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
$509K 0.01%
20,112
– –
SPYV icon
881
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$506K 0.01%
12,965
+2,239
+21% +$89.4K
PAAS icon
882
Pan American Silver
PAAS
$18.6B
$505K 0.01%
21,701
-1,100
-5% -$28.7K
OCCI
883
OFS Credit Co
OCCI
$68.7M
$504K 0.01%
41,030
+14,310
+54% +$179K
FPA icon
884
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
$107M
$502K 0.01%
15,509
– –
RPM icon
885
RPM International
RPM
$13.7B
$502K 0.01%
6,467
+373
+6% +$31.4K
AMP icon
886
Ameriprise Financial
AMP
$46.8B
$499K 0.01%
1,891
+165
+10% +$43.2K
SPOT icon
887
Spotify
SPOT
$99.2B
$497K 0.01%
2,205
+574
+35% +$135K
MRVL icon
888
Marvell Technology
MRVL
$174B
$495K 0.01%
8,204
+1,394
+20% +$83.6K
PGHY icon
889
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$221M
$493K 0.01%
22,678
+850
+4% +$18.6K
SYNA icon
890
Synaptics
SYNA
$4.41B
$492K 0.01%
2,739
+466
+21% +$78.4K
WEC icon
891
WEC Energy
WEC
$37.7B
$492K 0.01%
5,583
+893
+19% +$83.7K
PH icon
892
Parker-Hannifin
PH
$125B
$489K 0.01%
1,750
+25
+1% +$7.44K
UAL icon
893
United Airlines
UAL
$38.4B
$489K 0.01%
10,290
-7,193
-41% -$339K
EIX icon
894
Edison International
EIX
$30.7B
$486K 0.01%
8,757
+227
+3% +$13K
PWR icon
895
Quanta Services
PWR
$93.9B
$486K 0.01%
4,266
+226
+6% +$22.7K
IYJ icon
896
iShares US Industrials ETF
IYJ
$1.98B
$485K 0.01%
4,526
+838
+23% +$94K
IP icon
897
International Paper
IP
$22.3B
$483K 0.01%
9,128
-2,515
-22% -$140K
IYF icon
898
iShares US Financials ETF
IYF
$4.39B
$481K 0.01%
5,832
+1,845
+46% +$153K
EOG icon
899
EOG Resources
EOG
$78B
$476K 0.01%
5,936
+1,976
+50% +$144K
ESGV icon
900
Vanguard ESG US Stock ETF
ESGV
$12.9B
$475K 0.01%
5,935
+581
+11% +$47.9K
34 35
36
37 38

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.