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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+6.77%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$2.34B
AUM Growth
+$76.5M
Cap. Flow
-$57.8M
Cap. Flow %
-2.47%
Top 10 Hldgs %
25.79%
Holding
974
New
85
Increased
387
Reduced
397
Closed
56

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$16.7M
2
XSLV icon
Invesco S&P SmallCap Low Volatility ETF
XSLV
+$5.39M
3
PSL icon
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
+$5.29M
4
TTD icon
Trade Desk
TTD
+$4.45M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.38M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$31.4M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$8.55M
3
IYH icon
iShares US Healthcare ETF
IYH
+$7.9M
4
FTSD icon
Franklin Short Duration US Government ETF
FTSD
+$7.62M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.57M

Sector Composition

Rank Sector Weight
1 Technology 6.04%
2 Financials 4.65%
3 Industrials 3.56%
4 Healthcare 3.2%
5 Communication Services 3.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JFR icon
876
Nuveen Floating Rate Income Fund
JFR
$1.23B
$139K 0.01%
13,448
-1,600
-11% -$15.4K
JDD
877
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$137K 0.01%
12,489
-4,841
-28% -$52.6K
LUMN icon
878
Lumen
LUMN
$6.73B
$133K 0.01%
10,019
-1,618
-14% -$21.7K
SEA
879
DELISTED
Invesco Shipping ETF
SEA
$132K 0.01%
12,935
-875
-6% -$8.46K
ACB
880
Aurora Cannabis
ACB
$167M
$131K 0.01%
520
-114
-18% -$42.5K
LAND
881
Gladstone Land Corp
LAND
$370M
$130K 0.01%
10,000
– –
FPL
882
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$128K 0.01%
13,773
-7,500
-35% -$65.3K
PYN
883
DELISTED
PIMCO New York Municipal Income Fund III
PYN
$127K 0.01%
13,210
-1,500
-10% -$14.7K
MFD
884
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$122K 0.01%
11,469
-9,260
-45% -$94.3K
CXE
885
DELISTED
MFS High Income Municipal Trust
CXE
$110K ﹤0.01%
20,400
– –
OPCH icon
886
Option Care Health
OPCH
$3.31B
$110K ﹤0.01%
+7,362
New +$99.5K
PHK
887
PIMCO High Income Fund
PHK
$863M
$110K ﹤0.01%
14,637
+83
+0.6% +$636
CRON
888
Cronos Group
CRON
$1.02B
$104K ﹤0.01%
13,355
-1,746
-12% -$13.4K
SAN icon
889
Banco Santander
SAN
$189B
$103K ﹤0.01%
25,595
+585
+2% +$2.27K
OVV icon
890
Ovintiv
OVV
$17.3B
$99K ﹤0.01%
+4,293
New +$91.9K
EVF
891
Eaton Vance Senior Income Trust
EVF
$90.3M
$93K ﹤0.01%
14,500
-7,721
-35% -$48.1K
ADAM
892
Adamas Trust
ADAM
$772M
$91K ﹤0.01%
3,697
+213
+6% +$5.28K
ERF
893
DELISTED
Enerplus Corporation
ERF
$91K ﹤0.01%
+12,907
New +$84.2K
UEC icon
894
Uranium Energy
UEC
$4.86B
$84K ﹤0.01%
89,103
-17,170
-16% -$16.6K
NOK icon
895
Nokia
NOK
$54.3B
$82K ﹤0.01%
22,163
-1,911
-8% -$7.51K
JQC icon
896
Nuveen Credit Strategies Income Fund
JQC
$702M
$79K ﹤0.01%
10,498
-1,698
-14% -$12.6K
BLDP
897
Ballard Power Systems
BLDP
$898M
$75K ﹤0.01%
+10,540
New +$64.3K
SABA
898
Saba Capital Income & Opportunities Fund II
SABA
$220M
$72K ﹤0.01%
5,858
-100
-2% -$1.21K
PSLV icon
899
Sprott Physical Silver Trust
PSLV
$11.8B
$71K ﹤0.01%
+10,662
New +$67.7K
DHY
900
Credit Suisse High Yield Credit Fund
DHY
$242M
$65K ﹤0.01%
25,377
+3,815
+18% +$9.61K
34 35
36
37 38

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Cetera Advisors held 974 positions worth $2.34B, up 3.4% from $2.26B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Cetera Advisors's Q4 2019 filing shows 85 new, 387 increased, 397 reduced and 56 closed positions. Its largest new stake was Invesco Dorsey Wright Consumer Staples Momentum ETF: 73,745 shares worth $5.47M. The largest sale was Vanguard Total Bond Market, an estimated $31.4M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 5.4% a quarter earlier, followed by Financials and Industrials.

  • Cetera Advisors's largest Q4 2019 buy was Invesco Dorsey Wright Consumer Staples Momentum ETF: 73,745 shares worth $5.47M.
  • Cetera Advisors added most to iShares MSCI USA Min Vol Factor ETF in Q4 2019, an estimated $16.7M increase.
  • Cetera Advisors's biggest Q4 2019 reduction was Vanguard Total Bond Market, cutting an estimated $31.4M.
  • Cetera Advisors fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $3.22M.
  • Cetera Advisors's ten largest holdings make up 26% of its $2.34B portfolio in Q4 2019.
  • Cetera Advisors opened 85 new positions and closed 56 in Q4 2019.
  • Cetera Advisors's portfolio value rose 3.4% quarter-over-quarter to $2.34B.

Based on Cetera Advisors's 13F filing for Q4 2019, filed 10 Feb 2020.