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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$2.26B
AUM Growth
+$13.7M
Cap. Flow
-$14.5M
Cap. Flow %
-0.64%
Top 10 Hldgs %
25.02%
Holding
995
New
63
Increased
381
Reduced
393
Closed
106

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$25.6M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$6.38M
3
CRM icon
Salesforce
CRM
+$6.04M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$5.38M
5
BND icon
Vanguard Total Bond Market
BND
+$5.14M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$6.92M
2
DAL icon
Delta Air Lines
DAL
+$5.95M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.86M
4
EWA icon
iShares MSCI Australia ETF
EWA
+$5.43M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.62M

Sector Composition

Rank Sector Weight
1 Technology 5.44%
2 Financials 4.43%
3 Industrials 3.22%
4 Consumer Discretionary 2.98%
5 Healthcare 2.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SABA
876
Saba Capital Income & Opportunities Fund II
SABA
$223M
$73K ﹤0.01%
5,958
– –
S
877
DELISTED
Sprint Corporation
S
$68K ﹤0.01%
11,237
-1,133
-9% -$7.79K
SENS icon
878
Senseonics Holdings Inc
SENS
$252M
$58K ﹤0.01%
2,925
– –
CMU
879
DELISTED
MFS High Yield Municipal Trust
CMU
$56K ﹤0.01%
12,008
– –
DHY
880
Credit Suisse High Yield Credit Fund
DHY
$242M
$55K ﹤0.01%
21,562
-2,997
-12% -$7.58K
NBR icon
881
Nabors Industries
NBR
$1.24B
$43K ﹤0.01%
462
– –
HCR
882
DELISTED
Hi-Crush Inc. Common Stock
HCR
$42K ﹤0.01%
+24,675
New +$47.4K
JCP
883
DELISTED
J.C. Penney Company, Inc.
JCP
$40K ﹤0.01%
44,761
+19,964
+81% +$16.8K
ANH
884
DELISTED
Anworth Mortgage Asset Corporation
ANH
$37K ﹤0.01%
11,420
– –
TTI icon
885
TETRA Technologies
TTI
$1.28B
$30K ﹤0.01%
15,100
– –
DRRX
886
DELISTED
DURECT Corp
DRRX
$28K ﹤0.01%
1,500
+500
+50% +$6.76K
CHRN
887
ChronoScale Holdings
CHRN
$3.29B
$15K ﹤0.01%
134
+54
+68% +$10.8K
FTR
888
DELISTED
Frontier Communications Corp.
FTR
$13K ﹤0.01%
16,780
-173
-1% -$195
KOPN icon
889
Kopin
KOPN
$706M
$11K ﹤0.01%
15,127
– –
ACA icon
890
Arcosa
ACA
$7.12B
– –
-5,444
Closed -$204K
AEE icon
891
Ameren
AEE
$31.2B
– –
-3,504
Closed -$262K
ALK icon
892
Alaska Air
ALK
$4.86B
– –
-5,499
Closed -$351K
AMRN
893
Amarin Corp
AMRN
$287M
– –
-3,317
Closed -$1.31M
ARKK icon
894
ARK Innovation ETF
ARKK
$6.05B
– –
-7,637
Closed -$372K
ASHR icon
895
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.37B
– –
-7,200
Closed -$202K
AWF
896
AllianceBernstein Global High Income Fund
AWF
$868M
– –
-11,028
Closed -$129K
BA icon
897
PUT
Boeing
BA
$163B
– –
-200
Closed -$1K
BB icon
898
BlackBerry
BB
$5.06B
– –
-19,130
Closed -$144K
BFH icon
899
Bread Financial
BFH
$4.15B
– –
-15,566
Closed -$1.74M
BLDP
900
Ballard Power Systems
BLDP
$929M
– –
-12,938
Closed -$54K
34 35
36
37 38

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Cetera Advisors held 995 positions worth $2.26B, up 0.61% from $2.25B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Cetera Advisors's Q3 2019 filing shows 63 new, 381 increased, 393 reduced and 106 closed positions. Its largest new stake was Bancroft Fund: 71,868 shares worth $1.7M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $6.92M.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, up from 5% a quarter earlier, followed by Financials and Industrials.

  • Cetera Advisors's largest Q3 2019 buy was Bancroft Fund: 71,868 shares worth $1.7M.
  • Cetera Advisors added most to iShares MSCI USA Min Vol Factor ETF in Q3 2019, an estimated $25.6M increase.
  • Cetera Advisors's biggest Q3 2019 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $6.92M.
  • Cetera Advisors fully exited iShares MSCI Australia ETF in Q3 2019, selling an estimated $5.43M.
  • Cetera Advisors's ten largest holdings make up 25% of its $2.26B portfolio in Q3 2019.
  • Cetera Advisors opened 63 new positions and closed 106 in Q3 2019.
  • Cetera Advisors's portfolio value rose 0.61% quarter-over-quarter to $2.26B.

Based on Cetera Advisors's 13F filing for Q3 2019, filed 6 Nov 2019.