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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-11.7%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.71B
AUM Growth
-$329M
Cap. Flow
-$78.1M
Cap. Flow %
-4.56%
Top 10 Hldgs %
21.41%
Holding
1,019
New
61
Increased
355
Reduced
383
Closed
175

Top Buys

Rank Stock Value
1
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$11.2M
2
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$10.3M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$5.75M
5
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.05M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$14.8M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.93M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.76M
4
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$5.36M
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 5.04%
2 Financials 3.91%
3 Industrials 3.54%
4 Healthcare 3.4%
5 Communication Services 2.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EBF icon
876
Ennis
EBF
$540M
– –
-10,750
Closed -$220K
EBTC
877
DELISTED
Enterprise Bancorp
EBTC
– –
-34,219
Closed -$1.18M
EFR
878
Eaton Vance Senior Floating-Rate Fund
EFR
$312M
– –
-25,448
Closed -$358K
EIRL icon
879
iShares MSCI Ireland ETF
EIRL
$74.4M
– –
-4,429
Closed -$203K
EMLP icon
880
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
– –
-12,653
Closed -$299K
EOG icon
881
EOG Resources
EOG
$77.5B
– –
-1,871
Closed -$239K
ETV
882
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.71B
– –
-10,350
Closed -$165K
EXR icon
883
Extra Space Storage
EXR
$30.7B
– –
-4,096
Closed -$352K
FCT
884
First Trust Senior Floating Rate Income Fund II
FCT
$250M
– –
-27,015
Closed -$344K
FCVT icon
885
First Trust SSI Strategic Convertible Securities ETF
FCVT
$113M
– –
-8,808
Closed -$272K
FNY icon
886
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$584M
– –
-4,581
Closed -$214K
FXD icon
887
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$259M
– –
-8,285
Closed -$361K
FXR icon
888
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$730M
– –
-4,697
Closed -$202K
GBX icon
889
The Greenbrier Companies
GBX
$1.59B
– –
-5,962
Closed -$358K
GCOW icon
890
Pacer Global Cash Cows Dividend ETF
GCOW
$3.29B
– –
-6,530
Closed -$204K
GGN
891
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$764M
– –
-37,622
Closed -$177K
GOOS
892
Canada Goose Holdings
GOOS
$896M
– –
-3,175
Closed -$205K
GRMN
893
Garmin
GRMN
$46.3B
– –
-5,675
Closed -$397K
GSG icon
894
iShares S&P GSCI Commodity-Indexed Trust
GSG
$1.03B
– –
-10,326
Closed -$188K
GUNR icon
895
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.19B
– –
-7,013
Closed -$239K
HIG icon
896
Hartford Financial Services
HIG
$39B
– –
-4,629
Closed -$230K
HII icon
897
Huntington Ingalls Industries
HII
$11.3B
– –
-1,191
Closed -$304K
HUBS icon
898
HubSpot
HUBS
$9.73B
– –
-1,330
Closed -$201K
HYGH icon
899
iShares Interest Rate Hedged High Yield Bond ETF
HYGH
$575M
– –
-12,494
Closed -$1.15M
HYS icon
900
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.73B
– –
-3,125
Closed -$318K
34 35
36
37 38

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Cetera Advisors held 1,019 positions worth $1.71B, down 16% from $2.04B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Cetera Advisors withdrew a net $78.1M in Q4 2018, closing 175 positions and reducing 383 holdings. Its most notable exit was iShares MSCI ACWI ETF, an estimated $4.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5% of assets, down from 6% a quarter earlier, followed by Financials and Industrials.

Against the trend, Cetera Advisors opened a new position in Bread Financial worth $2.54M.

  • Cetera Advisors's largest Q4 2018 buy was Bread Financial: 21,124 shares worth $2.54M.
  • Cetera Advisors added most to iShares MSCI EAFE Min Vol Factor ETF in Q4 2018, an estimated $11.2M increase.
  • Cetera Advisors's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $14.8M.
  • Cetera Advisors fully exited iShares MSCI ACWI ETF in Q4 2018, selling an estimated $4.6M.
  • Cetera Advisors's ten largest holdings make up 21% of its $1.71B portfolio in Q4 2018.
  • Cetera Advisors opened 61 new positions and closed 175 in Q4 2018.
  • Cetera Advisors's portfolio value fell 16% quarter-over-quarter to $1.71B.

Based on Cetera Advisors's 13F filing for Q4 2018, filed 15 Feb 2019.