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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+6.77%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$2.34B
AUM Growth
+$76.5M
Cap. Flow
-$57.8M
Cap. Flow %
-2.47%
Top 10 Hldgs %
25.79%
Holding
974
New
85
Increased
387
Reduced
397
Closed
56

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$16.7M
2
XSLV icon
Invesco S&P SmallCap Low Volatility ETF
XSLV
+$5.39M
3
PSL icon
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
+$5.29M
4
TTD icon
Trade Desk
TTD
+$4.45M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.38M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$31.4M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$8.55M
3
IYH icon
iShares US Healthcare ETF
IYH
+$7.9M
4
FTSD icon
Franklin Short Duration US Government ETF
FTSD
+$7.62M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.57M

Sector Composition

Rank Sector Weight
1 Technology 6.04%
2 Financials 4.65%
3 Industrials 3.56%
4 Healthcare 3.2%
5 Communication Services 3.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALK icon
851
Alaska Air
ALK
$4.99B
$208K 0.01%
+3,077
New +$210K
ENTG icon
852
Entegris
ENTG
$20.6B
$205K 0.01%
+4,075
New +$196K
MAR icon
853
Marriott International
MAR
$96.1B
$205K 0.01%
+1,345
New +$180K
RY icon
854
Royal Bank of Canada
RY
$290B
$205K 0.01%
2,600
+58
+2% +$4.67K
DOCU
855
DocuSign
DOCU
$8.98B
$203K 0.01%
+2,721
New +$187K
HYD icon
856
VanEck High Yield Muni ETF
HYD
$4.43B
$203K 0.01%
+3,167
New +$203K
IQV icon
857
IQVIA
IQV
$34.6B
$202K 0.01%
1,337
-7
-0.5% -$1.02K
IVOG icon
858
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.63B
$202K 0.01%
+2,740
New +$195K
AXON
859
Axon Enterprise
AXON
$39.6B
$200K 0.01%
+2,737
New +$173K
FNDC icon
860
Schwab Fundamental International Small Company Index ETF
FNDC
$2.99B
$200K 0.01%
+5,937
New +$191K
SSNC icon
861
SS&C Technologies
SSNC
$16.1B
$200K 0.01%
+3,263
New +$183K
STEW
862
SRH Total Return Fund
STEW
$1.74B
$189K 0.01%
15,994
-1,877
-11% -$21.4K
FMNB icon
863
Farmers National Banc Corp
FMNB
$878M
$186K 0.01%
11,410
– –
AMZA icon
864
InfraCap MLP ETF
AMZA
$469M
$182K 0.01%
4,016
– –
IVR icon
865
Invesco Mortgage Capital
IVR
$782M
$182K 0.01%
1,091
– –
SIRI icon
866
SiriusXM
SIRI
$10.1B
$175K 0.01%
2,417
+27
+1% +$1.82K
CHIX
867
DELISTED
Global X MSCI China Financials ETF
CHIX
$173K 0.01%
+10,652
New +$169K
SNAP icon
868
Snap
SNAP
$7.42B
$167K 0.01%
10,346
-183
-2% -$2.69K
NTX
869
DELISTED
Nuveen Texas Quality Municipal Income Fund
NTX
$162K 0.01%
11,370
– –
JYNT icon
870
The Joint Corp
JYNT
$119M
$161K 0.01%
10,000
– –
NAD icon
871
Nuveen Quality Municipal Income Fund
NAD
$2.71B
$157K 0.01%
10,738
-643
-6% -$9.3K
OMER icon
872
Omeros
OMER
$744M
$148K 0.01%
10,500
-500
-5% -$7.32K
PGRE
873
DELISTED
Paramount Group
PGRE
$143K 0.01%
10,227
– –
WIA
874
Western Asset Inflation-Linked Income Fund
WIA
$186M
$143K 0.01%
11,890
+1,811
+18% +$21.5K
EXG icon
875
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$141K 0.01%
16,056
+844
+6% +$7.18K
33 34
35
36 37

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MNG
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DPAM
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VAM
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CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
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CT
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Cetera Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Cetera Advisors held 974 positions worth $2.34B, up 3.4% from $2.26B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Cetera Advisors's Q4 2019 filing shows 85 new, 387 increased, 397 reduced and 56 closed positions. Its largest new stake was Invesco Dorsey Wright Consumer Staples Momentum ETF: 73,745 shares worth $5.47M. The largest sale was Vanguard Total Bond Market, an estimated $31.4M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 5.4% a quarter earlier, followed by Financials and Industrials.

  • Cetera Advisors's largest Q4 2019 buy was Invesco Dorsey Wright Consumer Staples Momentum ETF: 73,745 shares worth $5.47M.
  • Cetera Advisors added most to iShares MSCI USA Min Vol Factor ETF in Q4 2019, an estimated $16.7M increase.
  • Cetera Advisors's biggest Q4 2019 reduction was Vanguard Total Bond Market, cutting an estimated $31.4M.
  • Cetera Advisors fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $3.22M.
  • Cetera Advisors's ten largest holdings make up 26% of its $2.34B portfolio in Q4 2019.
  • Cetera Advisors opened 85 new positions and closed 56 in Q4 2019.
  • Cetera Advisors's portfolio value rose 3.4% quarter-over-quarter to $2.34B.

Based on Cetera Advisors's 13F filing for Q4 2019, filed 10 Feb 2020.