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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$2.26B
AUM Growth
+$13.7M
Cap. Flow
-$14.5M
Cap. Flow %
-0.64%
Top 10 Hldgs %
25.02%
Holding
995
New
63
Increased
381
Reduced
393
Closed
106

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$25.6M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$6.38M
3
CRM icon
Salesforce
CRM
+$6.04M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$5.38M
5
BND icon
Vanguard Total Bond Market
BND
+$5.14M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$6.92M
2
DAL icon
Delta Air Lines
DAL
+$5.95M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.86M
4
EWA icon
iShares MSCI Australia ETF
EWA
+$5.43M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.62M

Sector Composition

Rank Sector Weight
1 Technology 5.44%
2 Financials 4.43%
3 Industrials 3.22%
4 Consumer Discretionary 2.98%
5 Healthcare 2.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PYN
851
DELISTED
PIMCO New York Municipal Income Fund III
PYN
$142K 0.01%
14,710
-2,987
-17% -$28.8K
MNDT
852
DELISTED
Mandiant, Inc. Common Stock
MNDT
$142K 0.01%
10,550
-300
-3% -$4.26K
CRON
853
Cronos Group
CRON
$1.02B
$141K 0.01%
15,101
-2,729
-15% -$34.9K
PGRE
854
DELISTED
Paramount Group
PGRE
$137K 0.01%
10,227
– –
EVF
855
Eaton Vance Senior Income Trust
EVF
$90.3M
$136K 0.01%
22,221
-72,197
-76% -$446K
NOK icon
856
Nokia
NOK
$54.3B
$125K 0.01%
24,074
-20,488
-46% -$106K
EXG icon
857
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$124K 0.01%
15,212
+1,794
+13% +$14.7K
SEA
858
DELISTED
Invesco Shipping ETF
SEA
$121K 0.01%
13,810
– –
DSE
859
DELISTED
Duff & Phelps Select MLP and Midstream Energy Fund Inc.
DSE
$120K 0.01%
2,650
-700
-21% -$34K
LAND
860
Gladstone Land Corp
LAND
$370M
$119K 0.01%
10,000
-433
-4% -$5.05K
WIA
861
Western Asset Inflation-Linked Income Fund
WIA
$186M
$119K 0.01%
10,079
-32,070
-76% -$372K
ETW
862
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.02B
$115K 0.01%
12,085
-2,300
-16% -$22.1K
CXE
863
DELISTED
MFS High Income Municipal Trust
CXE
$113K 0.01%
20,400
– –
PHK
864
PIMCO High Income Fund
PHK
$863M
$112K ﹤0.01%
14,554
+104
+0.7% +$821
GREK
865
Global X MSCI Greece ETF
GREK
$281M
$108K ﹤0.01%
3,832
– –
BKCC
866
DELISTED
BlackRock Capital Investment Corporation
BKCC
$104K ﹤0.01%
20,631
-5,973
-22% -$33K
DMF
867
DELISTED
BNY Mellon Municipal Income
DMF
$102K ﹤0.01%
10,950
– –
UEC icon
868
Uranium Energy
UEC
$4.86B
$102K ﹤0.01%
106,273
-13,054
-11% -$13.2K
XXII
869
22nd Century Group
XXII
$1.6M
– –
0
– –
BAS
870
DELISTED
Basis Energy Services, Inc.
BAS
$98K ﹤0.01%
68,585
+11,425
+20% +$19.2K
SAN icon
871
Banco Santander
SAN
$189B
$94K ﹤0.01%
25,010
-34,215
-58% -$136K
JQC icon
872
Nuveen Credit Strategies Income Fund
JQC
$702M
$91K ﹤0.01%
12,196
-1,224
-9% -$9.33K
DB icon
873
Deutsche Bank
DB
$65.3B
$86K ﹤0.01%
11,339
-940
-8% -$7.16K
ADAM
874
Adamas Trust
ADAM
$772M
$84K ﹤0.01%
3,484
– –
DBRG icon
875
DigitalBridge
DBRG
$2.93B
$76K ﹤0.01%
3,167
-114
-3% -$2.36K
33 34
35
36 37

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Cetera Advisors held 995 positions worth $2.26B, up 0.61% from $2.25B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Cetera Advisors's Q3 2019 filing shows 63 new, 381 increased, 393 reduced and 106 closed positions. Its largest new stake was Bancroft Fund: 71,868 shares worth $1.7M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $6.92M.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, up from 5% a quarter earlier, followed by Financials and Industrials.

  • Cetera Advisors's largest Q3 2019 buy was Bancroft Fund: 71,868 shares worth $1.7M.
  • Cetera Advisors added most to iShares MSCI USA Min Vol Factor ETF in Q3 2019, an estimated $25.6M increase.
  • Cetera Advisors's biggest Q3 2019 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $6.92M.
  • Cetera Advisors fully exited iShares MSCI Australia ETF in Q3 2019, selling an estimated $5.43M.
  • Cetera Advisors's ten largest holdings make up 25% of its $2.26B portfolio in Q3 2019.
  • Cetera Advisors opened 63 new positions and closed 106 in Q3 2019.
  • Cetera Advisors's portfolio value rose 0.61% quarter-over-quarter to $2.26B.

Based on Cetera Advisors's 13F filing for Q3 2019, filed 6 Nov 2019.