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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALFA
826
DELISTED
AlphaClone Alternative Alpha ETF
ALFA
$576K 0.01%
6,942
+648
+10% +$55.6K
EGP icon
827
EastGroup Properties
EGP
$11.5B
$573K 0.01%
3,436
+291
+9% +$50.5K
DSI icon
828
iShares MSCI KLD 400 Social ETF
DSI
$5.19B
$571K 0.01%
6,858
-1,300
-16% -$111K
IBDS icon
829
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
$3.83B
$569K 0.01%
21,100
+380
+2% +$10.3K
PINS icon
830
Pinterest
PINS
$12.4B
$569K 0.01%
11,167
+3,863
+53% +$237K
IBHA
831
DELISTED
iShares iBonds 2021 Term High Yield and Income ETF
IBHA
$569K 0.01%
23,540
-6,000
-20% -$145K
IYK icon
832
iShares US Consumer Staples ETF
IYK
$1.39B
$568K 0.01%
9,480
+3,921
+71% +$242K
FDM icon
833
First Trust Dow Jones Select MicroCap Index Fund
FDM
$260M
$567K 0.01%
9,466
+338
+4% +$20.3K
NOK icon
834
Nokia
NOK
$50.8B
$566K 0.01%
103,870
+2,558
+3% +$14.9K
VEEV icon
835
Veeva Systems
VEEV
$30.3B
$565K 0.01%
1,962
+139
+8% +$44.1K
FLRN icon
836
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.11B
$562K 0.01%
18,314
-106,155
-85% -$3.25M
LGI
837
Lazard Global Total Return & Income Fund
LGI
$235M
$560K 0.01%
27,951
+14,573
+109% +$307K
POWA icon
838
Invesco Bloomberg Pricing Power ETF
POWA
$174M
$560K 0.01%
8,480
+2,010
+31% +$137K
FTXR icon
839
First Trust Nasdaq Transportation ETF
FTXR
$1.09B
$559K 0.01%
18,133
– –
SPMB icon
840
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$6.96B
$558K 0.01%
21,677
+1,884
+10% +$48.7K
BLW icon
841
BlackRock Limited Duration Income Trust
BLW
$492M
$556K 0.01%
32,512
+8,253
+34% +$142K
FPF
842
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$555K 0.01%
22,180
– –
BST icon
843
BlackRock Science and Technology Trust
BST
$1.59B
$553K 0.01%
10,598
+440
+4% +$23.8K
PARA
844
DELISTED
Paramount Global Class B
PARA
$553K 0.01%
14,000
+5,134
+58% +$209K
FYBR
845
DELISTED
Frontier Communications
FYBR
$548K 0.01%
19,661
+1,459
+8% +$43.4K
AXON
846
Axon Enterprise
AXON
$40.5B
$547K 0.01%
3,124
+199
+7% +$36.2K
IDEV icon
847
iShares Core MSCI International Developed Markets ETF
IDEV
$31B
$547K 0.01%
8,181
+4,913
+150% +$336K
NUE icon
848
Nucor
NUE
$56.4B
$546K 0.01%
5,544
+264
+5% +$28.1K
UDEC
849
Innovator US Equity Ultra Buffer ETF December
UDEC
$247M
$546K 0.01%
18,430
-2,301
-11% -$68.1K
BHP icon
850
BHP
BHP
$213B
$545K 0.01%
11,425
+2,642
+30% +$161K
32 33
34
35 36

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MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
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CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.