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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$2.26B
AUM Growth
+$13.7M
Cap. Flow
-$14.5M
Cap. Flow %
-0.64%
Top 10 Hldgs %
25.02%
Holding
995
New
63
Increased
381
Reduced
393
Closed
106

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$25.6M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$6.38M
3
CRM icon
Salesforce
CRM
+$6.04M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$5.38M
5
BND icon
Vanguard Total Bond Market
BND
+$5.14M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$6.92M
2
DAL icon
Delta Air Lines
DAL
+$5.95M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.86M
4
EWA icon
iShares MSCI Australia ETF
EWA
+$5.43M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.62M

Sector Composition

Rank Sector Weight
1 Technology 5.44%
2 Financials 4.43%
3 Industrials 3.22%
4 Consumer Discretionary 2.98%
5 Healthcare 2.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TTD icon
826
Trade Desk
TTD
$7.97B
$202K 0.01%
10,780
-63,800
-86% -$1.52M
IQV icon
827
IQVIA
IQV
$34.5B
$201K 0.01%
1,344
-13
-1% -$2.02K
EWH icon
828
iShares MSCI Hong Kong ETF
EWH
$1.21B
$200K 0.01%
8,777
– –
IYG icon
829
iShares US Financial Services ETF
IYG
$2.12B
$200K 0.01%
4,371
-1,266
-22% -$57.1K
RGEN icon
830
Repligen
RGEN
$7.71B
$200K 0.01%
2,603
-42
-2% -$3.67K
STEW
831
SRH Total Return Fund
STEW
$1.74B
$200K 0.01%
17,871
-927
-5% -$10.2K
TSN icon
832
Tyson Foods
TSN
$19.9B
$200K 0.01%
2,315
-1,073
-32% -$91.2K
XLNX
833
DELISTED
Xilinx Inc
XLNX
$200K 0.01%
2,082
-443
-18% -$48.5K
FLGE
834
DELISTED
Credit Suisse FI Large Cap Growth Enhanced Exchange Traded Notes
FLGE
$200K 0.01%
+722
New +$202K
AMZA icon
835
InfraCap MLP ETF
AMZA
$472M
$198K 0.01%
4,016
– –
FPL
836
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$198K 0.01%
21,273
– –
JDD
837
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$190K 0.01%
17,330
– –
JYNT icon
838
The Joint Corp
JYNT
$120M
$186K 0.01%
10,000
-10,000
-50% -$185K
SNLN
839
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$185K 0.01%
10,712
+236
+2% +$4.13K
OMER icon
840
Omeros
OMER
$736M
$180K 0.01%
+11,000
New +$189K
IVR icon
841
Invesco Mortgage Capital
IVR
$785M
$168K 0.01%
1,091
-150
-12% -$23.8K
KRG icon
842
Kite Realty
KRG
$5.87B
$168K 0.01%
10,540
– –
NIO icon
843
NIO
NIO
$11.6B
$167K 0.01%
103,646
+56,500
+120% +$173K
FMNB icon
844
Farmers National Banc Corp
FMNB
$883M
$165K 0.01%
11,410
-134
-1% -$1.91K
SNAP icon
845
Snap
SNAP
$7.44B
$165K 0.01%
10,529
+60
+0.6% +$961
NAD icon
846
Nuveen Quality Municipal Income Fund
NAD
$2.71B
$164K 0.01%
11,381
+60
+0.5% +$861
NTX
847
DELISTED
Nuveen Texas Quality Municipal Income Fund
NTX
$158K 0.01%
11,370
– –
SIRI icon
848
SiriusXM
SIRI
$9.99B
$149K 0.01%
2,390
-170
-7% -$10.5K
JFR icon
849
Nuveen Floating Rate Income Fund
JFR
$1.23B
$146K 0.01%
15,048
– –
LUMN icon
850
Lumen
LUMN
$6.67B
$146K 0.01%
11,637
-737
-6% -$8.75K
32 33
34
35 36

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Cetera Advisors held 995 positions worth $2.26B, up 0.61% from $2.25B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Cetera Advisors's Q3 2019 filing shows 63 new, 381 increased, 393 reduced and 106 closed positions. Its largest new stake was Bancroft Fund: 71,868 shares worth $1.7M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $6.92M.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, up from 5% a quarter earlier, followed by Financials and Industrials.

  • Cetera Advisors's largest Q3 2019 buy was Bancroft Fund: 71,868 shares worth $1.7M.
  • Cetera Advisors added most to iShares MSCI USA Min Vol Factor ETF in Q3 2019, an estimated $25.6M increase.
  • Cetera Advisors's biggest Q3 2019 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $6.92M.
  • Cetera Advisors fully exited iShares MSCI Australia ETF in Q3 2019, selling an estimated $5.43M.
  • Cetera Advisors's ten largest holdings make up 25% of its $2.26B portfolio in Q3 2019.
  • Cetera Advisors opened 63 new positions and closed 106 in Q3 2019.
  • Cetera Advisors's portfolio value rose 0.61% quarter-over-quarter to $2.26B.

Based on Cetera Advisors's 13F filing for Q3 2019, filed 6 Nov 2019.