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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-11.7%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.71B
AUM Growth
-$329M
Cap. Flow
-$78.1M
Cap. Flow %
-4.56%
Top 10 Hldgs %
21.41%
Holding
1,019
New
61
Increased
355
Reduced
383
Closed
175

Top Buys

Rank Stock Value
1
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$11.2M
2
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$10.3M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$5.75M
5
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.05M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$14.8M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.93M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.76M
4
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$5.36M
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 5.04%
2 Financials 3.91%
3 Industrials 3.54%
4 Healthcare 3.4%
5 Communication Services 2.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAS
826
DELISTED
Basis Energy Services, Inc.
BAS
$44K ﹤0.01%
11,770
-577
-5% -$4.23K
ESV
827
DELISTED
Ensco Rowan plc
ESV
$39K ﹤0.01%
2,674
– –
ASXC
828
DELISTED
Asensus Surgical, Inc.
ASXC
$34K ﹤0.01%
+1,138
New +$51.7K
TTI icon
829
TETRA Technologies
TTI
$1.26B
$25K ﹤0.01%
15,100
– –
STNG icon
830
Scorpio Tankers
STNG
$3.95B
$23K ﹤0.01%
1,308
-632
-33% -$11.8K
JCP
831
DELISTED
J.C. Penney Company, Inc.
JCP
$23K ﹤0.01%
+22,533
New +$31.6K
CHRN
832
ChronoScale Holdings
CHRN
$3.28B
$21K ﹤0.01%
73
+9
+14% +$3.86K
CVRS
833
DELISTED
CORINDUS VASCULAR ROBOTICS, INC
CVRS
$16K ﹤0.01%
19,000
+5,000
+36% +$5.96K
KOPN icon
834
Kopin
KOPN
$704M
$15K ﹤0.01%
15,127
– –
GLOWE
835
DELISTED
GLOWPOINT INC
GLOWE
$12K ﹤0.01%
94,020
– –
CHKR
836
DELISTED
CHESAPEAKE GRANITE WASH TRUST
CHKR
$11K ﹤0.01%
10,000
– –
NMM icon
837
Navios Maritime Partners
NMM
$2.18B
$9K ﹤0.01%
735
-461
-39% -$9.45K
GSAT icon
838
Globalstar
GSAT
$10.2B
$8K ﹤0.01%
809
– –
RAD
839
DELISTED
Rite Aid Corporation
RAD
$8K ﹤0.01%
+572
New +$12.1K
UPL
840
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$7K ﹤0.01%
10,710
-558
-5% -$705
OBE
841
Obsidian Energy
OBE
$717M
$4K ﹤0.01%
1,930
-72
-4% -$319
ADXS
842
DELISTED
Advaxis Inc
ADXS
$2K ﹤0.01%
+675
New +$5.16K
DIS icon
843
PUT
Walt Disney
DIS
$161B
$1K ﹤0.01%
1,400
– –
AADR icon
844
AdvisorShares Dorsey Wright ADR ETF
AADR
$41.4M
– –
-4,003
Closed -$214K
AB icon
845
AllianceBernstein
AB
$3.47B
– –
-9,074
Closed -$275K
ACWI icon
846
iShares MSCI ACWI ETF
ACWI
$32.7B
– –
-61,882
Closed -$4.6M
ACWX icon
847
iShares MSCI ACWI ex US ETF
ACWX
$11.4B
– –
-11,550
Closed -$550K
ADM icon
848
Archer Daniels Midland
ADM
$41.6B
– –
-4,647
Closed -$232K
AER icon
849
AerCap
AER
$23.4B
– –
-4,017
Closed -$231K
AMD icon
850
Advanced Micro Devices
AMD
$880B
– –
-18,241
Closed -$563K
32 33
34
35 36

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Cetera Advisors held 1,019 positions worth $1.71B, down 16% from $2.04B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Cetera Advisors withdrew a net $78.1M in Q4 2018, closing 175 positions and reducing 383 holdings. Its most notable exit was iShares MSCI ACWI ETF, an estimated $4.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5% of assets, down from 6% a quarter earlier, followed by Financials and Industrials.

Against the trend, Cetera Advisors opened a new position in Bread Financial worth $2.54M.

  • Cetera Advisors's largest Q4 2018 buy was Bread Financial: 21,124 shares worth $2.54M.
  • Cetera Advisors added most to iShares MSCI EAFE Min Vol Factor ETF in Q4 2018, an estimated $11.2M increase.
  • Cetera Advisors's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $14.8M.
  • Cetera Advisors fully exited iShares MSCI ACWI ETF in Q4 2018, selling an estimated $4.6M.
  • Cetera Advisors's ten largest holdings make up 21% of its $1.71B portfolio in Q4 2018.
  • Cetera Advisors opened 61 new positions and closed 175 in Q4 2018.
  • Cetera Advisors's portfolio value fell 16% quarter-over-quarter to $1.71B.

Based on Cetera Advisors's 13F filing for Q4 2018, filed 15 Feb 2019.