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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TOTL icon
801
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.11B
$612K 0.01%
12,663
+523
+4% +$25.3K
CLVT icon
802
Clarivate
CLVT
$1.3B
$611K 0.01%
+27,895
New +$679K
SCHE icon
803
Schwab Emerging Markets Equity ETF
SCHE
$12.3B
$608K 0.01%
19,939
+1,930
+11% +$60.3K
STX icon
804
Seagate
STX
$193B
$605K 0.01%
7,331
+1,241
+20% +$108K
KSU
805
DELISTED
Kansas City Southern
KSU
$604K 0.01%
2,231
+526
+31% +$146K
PMT
806
PennyMac Mortgage Investment
PMT
$849M
$602K 0.01%
30,560
-5,500
-15% -$108K
BSX icon
807
Boston Scientific
BSX
$65.8B
$601K 0.01%
13,842
+3,175
+30% +$140K
FXN icon
808
First Trust Energy AlphaDEX Fund
FXN
$398M
$600K 0.01%
52,289
+508
+1% +$5.37K
IMCG icon
809
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.89B
$599K 0.01%
8,692
-85
-1% -$6K
SII
810
Sprott
SII
$2.65B
$598K 0.01%
16,279
+2,180
+15% +$79.8K
IJK icon
811
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$595K 0.01%
7,509
+667
+10% +$54.1K
SCZ icon
812
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$594K 0.01%
7,987
+608
+8% +$46.3K
TD icon
813
Toronto Dominion Bank
TD
$198B
$594K 0.01%
8,981
+4,827
+116% +$322K
BKNG icon
814
Booking.com
BKNG
$138B
$593K 0.01%
6,250
+1,100
+21% +$98.7K
PRN icon
815
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$432M
$591K 0.01%
5,949
+1,463
+33% +$148K
ALGN icon
816
Align Technology
ALGN
$12B
$588K 0.01%
883
+399
+82% +$271K
PSA icon
817
Public Storage
PSA
$60.2B
$586K 0.01%
1,974
+206
+12% +$64.6K
VV icon
818
Vanguard Large-Cap ETF
VV
$51.9B
$585K 0.01%
2,911
+819
+39% +$169K
ES icon
819
Eversource Energy
ES
$28.2B
$584K 0.01%
7,140
+18
+0.3% +$1.56K
PSLV icon
820
Sprott Physical Silver Trust
PSLV
$11.9B
$583K 0.01%
75,963
+3,850
+5% +$32.8K
BEPC icon
821
Brookfield Renewable
BEPC
$6.12B
$581K 0.01%
14,968
+9,216
+160% +$386K
DECK icon
822
Deckers Outdoor
DECK
$13.3B
$581K 0.01%
9,684
+528
+6% +$36.2K
BDRY icon
823
Breakwave Dry Bulk Shipping ETF
BDRY
$28.9M
$580K 0.01%
16,110
-1,575
-9% -$44.7K
THS
824
DELISTED
Treehouse Foods
THS
$580K 0.01%
14,554
+6,020
+71% +$246K
HCA icon
825
HCA Healthcare
HCA
$84.8B
$579K 0.01%
2,385
+819
+52% +$200K
31 32
33
34 35

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.