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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-17.07%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.86B
AUM Growth
-$478M
Cap. Flow
-$31.3M
Cap. Flow %
-1.68%
Top 10 Hldgs %
27.14%
Holding
987
New
68
Increased
375
Reduced
329
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$65.8M
2
SPHQ icon
Invesco S&P 500 Quality ETF
SPHQ
+$9.98M
3
TSN icon
Tyson Foods
TSN
+$9.01M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$8.92M
5
HON icon
Honeywell
HON
+$6.56M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$55M
2
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$23.5M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$22.4M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$13M
5
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$12.3M

Sector Composition

Rank Sector Weight
1 Technology 6.92%
2 Financials 4.18%
3 Industrials 3.55%
4 Consumer Discretionary 3.31%
5 Healthcare 3.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TTI icon
801
TETRA Technologies
TTI
$1.23B
$4K ﹤0.01%
+12,500
New +$14.8K
HCR
802
DELISTED
Hi-Crush Inc. Common Stock
HCR
$4K ﹤0.01%
16,675
– –
NVDA icon
803
PUT
NVIDIA
NVDA
$5.01T
$2K ﹤0.01%
+12,000
New +$75.7K
TNDM icon
804
PUT
Tandem Diabetes Care
TNDM
$1.17B
$2K ﹤0.01%
+1,800
New +$126K
V icon
805
PUT
Visa
V
$677B
$2K ﹤0.01%
+200
New +$37.7K
ZM icon
806
PUT
Zoom
ZM
$25.8B
$2K ﹤0.01%
+300
New +$29.6K
ADSK icon
807
Autodesk
ADSK
$44.3B
– –
-2,595
Closed -$481K
AGX icon
808
Argan
AGX
$7.98B
– –
-56,458
Closed -$2.26M
AIZ icon
809
Assurant
AIZ
$13.7B
– –
-2,183
Closed -$291K
AMRN
810
Amarin Corp
AMRN
$284M
– –
-547
Closed -$237K
AMZA icon
811
InfraCap MLP ETF
AMZA
$471M
– –
-4,016
Closed -$182K
AOA icon
812
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.16B
– –
-4,466
Closed -$259K
AWK icon
813
American Water Works
AWK
$26.3B
– –
-3,266
Closed -$400K
AZO icon
814
AutoZone
AZO
$48.3B
– –
-226
Closed -$271K
BBCA icon
815
JPMorgan BetaBuilders Canada ETF
BBCA
$10.7B
– –
-6,046
Closed -$312K
BBEU icon
816
JPMorgan BetaBuilders Europe ETF
BBEU
$9.13B
– –
-10,896
Closed -$557K
BBJP icon
817
JPMorgan BetaBuilders Japan ETF
BBJP
$17.3B
– –
-6,626
Closed -$326K
BFZ
818
DELISTED
BlackRock CA Municipal Income Trust
BFZ
– –
-16,478
Closed -$223K
BIDU icon
819
CALL
Baidu
BIDU
$35.8B
– –
-1,500
Closed -$25K
BIP icon
820
Brookfield Infrastructure Partners
BIP
$18.8B
– –
-15,918
Closed -$472K
BNY
821
Bank of New York Mellon
BNY
$108B
– –
-8,395
Closed -$420K
BKNG icon
822
Booking.com
BKNG
$138B
– –
-2,575
Closed -$210K
BLDP
823
Ballard Power Systems
BLDP
$874M
– –
-10,540
Closed -$75K
BNS icon
824
Scotiabank
BNS
$106B
– –
-5,491
Closed -$311K
BTO
825
John Hancock Financial Opportunities Fund
BTO
$802M
– –
-24,405
Closed -$889K
31 32
33
34 35

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Cetera Advisors held 987 positions worth $1.86B, down 20% from $2.34B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Cetera Advisors's Q1 2020 filing shows 68 new, 375 increased, 329 reduced and 181 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF August: 200,841 shares worth $5.6M. The largest sale was Invesco S&P 500 Equal Weight ETF, an estimated $55M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6% a quarter earlier, followed by Financials and Industrials.

  • Cetera Advisors's largest Q1 2020 buy was FT Vest US Equity Deep Buffer ETF August: 200,841 shares worth $5.6M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $65.8M increase.
  • Cetera Advisors's biggest Q1 2020 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $55M.
  • Cetera Advisors fully exited Invesco S&P MidCap Low Volatility ETF in Q1 2020, selling an estimated $23.5M.
  • Cetera Advisors's ten largest holdings make up 27% of its $1.86B portfolio in Q1 2020.
  • Cetera Advisors opened 68 new positions and closed 181 in Q1 2020.
  • Cetera Advisors's portfolio value fell 20% quarter-over-quarter to $1.86B.

Based on Cetera Advisors's 13F filing for Q1 2020, filed 8 May 2020.