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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+6.77%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$2.34B
AUM Growth
+$76.5M
Cap. Flow
-$57.8M
Cap. Flow %
-2.47%
Top 10 Hldgs %
25.79%
Holding
974
New
85
Increased
387
Reduced
397
Closed
56

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$16.7M
2
XSLV icon
Invesco S&P SmallCap Low Volatility ETF
XSLV
+$5.39M
3
PSL icon
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
+$5.29M
4
TTD icon
Trade Desk
TTD
+$4.45M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.38M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$31.4M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$8.55M
3
IYH icon
iShares US Healthcare ETF
IYH
+$7.9M
4
FTSD icon
Franklin Short Duration US Government ETF
FTSD
+$7.62M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.57M

Sector Composition

Rank Sector Weight
1 Technology 6.04%
2 Financials 4.65%
3 Industrials 3.56%
4 Healthcare 3.2%
5 Communication Services 3.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIEN icon
801
Ciena
CIEN
$57.7B
$237K 0.01%
5,526
– –
CRAK icon
802
VanEck Oil Refiners ETF
CRAK
$182M
$237K 0.01%
8,155
-1,403
-15% -$41.1K
IYK icon
803
iShares US Consumer Staples ETF
IYK
$1.37B
$236K 0.01%
5,325
– –
FEP icon
804
First Trust Europe AlphaDEX Fund
FEP
$511M
$235K 0.01%
6,229
-55,418
-90% -$1.99M
QQXT icon
805
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$151M
$235K 0.01%
4,023
-1,530
-28% -$85.5K
RFDI icon
806
First Trust RiverFront Dynamic Developed International ETF
RFDI
$160M
$235K 0.01%
3,918
-145
-4% -$8.39K
BIZD icon
807
VanEck BDC Income ETF
BIZD
$1.57B
$234K 0.01%
13,873
+1,500
+12% +$24.9K
FIVE icon
808
Five Below
FIVE
$11.1B
$232K 0.01%
1,816
-152
-8% -$19K
KBA icon
809
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$151M
$232K 0.01%
+7,136
New +$223K
SLYG icon
810
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.03B
$232K 0.01%
+3,593
New +$222K
CUZ icon
811
Cousins Properties
CUZ
$5.19B
$231K 0.01%
5,583
-901
-14% -$35.4K
EES icon
812
WisdomTree US SmallCap Earnings Fund
EES
$714M
$231K 0.01%
+6,082
New +$225K
EWH icon
813
iShares MSCI Hong Kong ETF
EWH
$1.21B
$230K 0.01%
9,482
+705
+8% +$16.6K
GDXJ icon
814
VanEck Junior Gold Miners ETF
GDXJ
$7.05B
$230K 0.01%
+5,436
New +$207K
HISF icon
815
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$98.3M
$229K 0.01%
4,450
-8,280
-65% -$420K
R icon
816
Ryder
R
$10.4B
$229K 0.01%
4,196
-201
-5% -$10.5K
CCL icon
817
Carnival Corporation Ltd
CCL
$34.6B
$228K 0.01%
+4,484
New +$200K
PEG icon
818
Public Service Enterprise Group
PEG
$39.8B
$228K 0.01%
3,836
-151
-4% -$9.15K
VRNT
819
DELISTED
Verint Systems
VRNT
$228K 0.01%
+8,119
New +$198K
MGA icon
820
Magna International
MGA
$17.9B
$227K 0.01%
4,163
-355
-8% -$19.2K
LGI
821
Lazard Global Total Return & Income Fund
LGI
$235M
$226K 0.01%
13,757
-262
-2% -$4.12K
GSY icon
822
Invesco Ultra Short Duration ETF
GSY
$3.82B
$225K 0.01%
4,464
-228
-5% -$11.5K
STT icon
823
State Street
STT
$50.6B
$225K 0.01%
+2,832
New +$199K
PDEC icon
824
Innovator US Equity Power Buffer ETF December
PDEC
$977M
$224K 0.01%
+8,380
New +$223K
BFZ
825
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$223K 0.01%
16,478
– –
31 32
33
34 35

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Cetera Advisors held 974 positions worth $2.34B, up 3.4% from $2.26B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Cetera Advisors's Q4 2019 filing shows 85 new, 387 increased, 397 reduced and 56 closed positions. Its largest new stake was Invesco Dorsey Wright Consumer Staples Momentum ETF: 73,745 shares worth $5.47M. The largest sale was Vanguard Total Bond Market, an estimated $31.4M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 5.4% a quarter earlier, followed by Financials and Industrials.

  • Cetera Advisors's largest Q4 2019 buy was Invesco Dorsey Wright Consumer Staples Momentum ETF: 73,745 shares worth $5.47M.
  • Cetera Advisors added most to iShares MSCI USA Min Vol Factor ETF in Q4 2019, an estimated $16.7M increase.
  • Cetera Advisors's biggest Q4 2019 reduction was Vanguard Total Bond Market, cutting an estimated $31.4M.
  • Cetera Advisors fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $3.22M.
  • Cetera Advisors's ten largest holdings make up 26% of its $2.34B portfolio in Q4 2019.
  • Cetera Advisors opened 85 new positions and closed 56 in Q4 2019.
  • Cetera Advisors's portfolio value rose 3.4% quarter-over-quarter to $2.34B.

Based on Cetera Advisors's 13F filing for Q4 2019, filed 10 Feb 2020.