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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-11.7%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.71B
AUM Growth
-$329M
Cap. Flow
-$78.1M
Cap. Flow %
-4.56%
Top 10 Hldgs %
21.41%
Holding
1,019
New
61
Increased
355
Reduced
383
Closed
175

Top Buys

Rank Stock Value
1
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$11.2M
2
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$10.3M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$5.75M
5
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.05M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$14.8M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.93M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.76M
4
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$5.36M
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 5.04%
2 Financials 3.91%
3 Industrials 3.54%
4 Healthcare 3.4%
5 Communication Services 2.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LAND
801
Gladstone Land Corp
LAND
$370M
$115K 0.01%
10,000
– –
PHK
802
PIMCO High Income Fund
PHK
$863M
$115K 0.01%
14,398
– –
EXG icon
803
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$113K 0.01%
15,291
-16,308
-52% -$139K
SEA
804
DELISTED
Invesco Shipping ETF
SEA
$113K 0.01%
13,711
-1,450
-10% -$13.5K
FT
805
Franklin Universal Trust
FT
$202M
$110K 0.01%
17,187
-800
-4% -$5.22K
XES icon
806
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$382M
$110K 0.01%
+1,229
New +$159K
DUC
807
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$105K 0.01%
12,694
-3,308
-21% -$27.1K
IGD
808
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$500M
$103K 0.01%
17,520
+34
+0.2% +$222
ETW
809
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.02B
$99K 0.01%
10,385
-2,291
-18% -$24.5K
GNW icon
810
Genworth Financial
GNW
$3.8B
$92K 0.01%
19,855
-5,460
-22% -$23.6K
EVF
811
Eaton Vance Senior Income Trust
EVF
$90.3M
$87K 0.01%
14,500
– –
ADAM
812
Adamas Trust
ADAM
$772M
$83K ﹤0.01%
3,484
-500
-13% -$12.1K
SAN icon
813
Banco Santander
SAN
$189B
$80K ﹤0.01%
18,533
+415
+2% +$1.88K
GREK
814
Global X MSCI Greece ETF
GREK
$281M
$79K ﹤0.01%
3,920
-354
-8% -$7.98K
SABA
815
Saba Capital Income & Opportunities Fund II
SABA
$220M
$77K ﹤0.01%
6,397
+239
+4% +$2.92K
S
816
DELISTED
Sprint Corporation
S
$72K ﹤0.01%
12,421
+1,078
+10% +$6.64K
SIRI icon
817
SiriusXM
SIRI
$10.1B
$70K ﹤0.01%
1,186
-600
-34% -$36.5K
XXII
818
22nd Century Group
XXII
$1.6M
– –
0
– –
DBRG icon
819
DigitalBridge
DBRG
$2.93B
$64K ﹤0.01%
3,473
-591
-15% -$13.5K
SNAP icon
820
Snap
SNAP
$7.42B
$60K ﹤0.01%
11,238
-705
-6% -$4.59K
CMU
821
DELISTED
MFS High Yield Municipal Trust
CMU
$50K ﹤0.01%
+12,008
New +$51.7K
NBR icon
822
Nabors Industries
NBR
$1.25B
$50K ﹤0.01%
480
+23
+5% +$5.06K
BLDP
823
Ballard Power Systems
BLDP
$898M
$47K ﹤0.01%
21,138
+8,248
+64% +$25.9K
CXE
824
DELISTED
MFS High Income Municipal Trust
CXE
$46K ﹤0.01%
+10,000
New +$47.6K
ANH
825
DELISTED
Anworth Mortgage Asset Corporation
ANH
$45K ﹤0.01%
11,420
-2,400
-17% -$10.5K
31 32
33
34 35

Similar funds

MNG
Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return
DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Cetera Advisors held 1,019 positions worth $1.71B, down 16% from $2.04B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Cetera Advisors withdrew a net $78.1M in Q4 2018, closing 175 positions and reducing 383 holdings. Its most notable exit was iShares MSCI ACWI ETF, an estimated $4.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5% of assets, down from 6% a quarter earlier, followed by Financials and Industrials.

Against the trend, Cetera Advisors opened a new position in Bread Financial worth $2.54M.

  • Cetera Advisors's largest Q4 2018 buy was Bread Financial: 21,124 shares worth $2.54M.
  • Cetera Advisors added most to iShares MSCI EAFE Min Vol Factor ETF in Q4 2018, an estimated $11.2M increase.
  • Cetera Advisors's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $14.8M.
  • Cetera Advisors fully exited iShares MSCI ACWI ETF in Q4 2018, selling an estimated $4.6M.
  • Cetera Advisors's ten largest holdings make up 21% of its $1.71B portfolio in Q4 2018.
  • Cetera Advisors opened 61 new positions and closed 175 in Q4 2018.
  • Cetera Advisors's portfolio value fell 16% quarter-over-quarter to $1.71B.

Based on Cetera Advisors's 13F filing for Q4 2018, filed 15 Feb 2019.