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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+3.75%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.66B
AUM Growth
+$62.5M
Cap. Flow
+$7.22M
Cap. Flow %
0.44%
Top 10 Hldgs %
21.84%
Holding
889
New
64
Increased
321
Reduced
376
Closed
59

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$11M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$4.64M
3
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$3.54M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.02M
5
SHW icon
Sherwin-Williams
SHW
+$2.94M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.03M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.41M
3
VALE icon
Vale
VALE
+$2.61M
4
NVDA icon
NVIDIA
NVDA
+$2.45M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$2.29M

Sector Composition

Rank Sector Weight
1 Technology 4.77%
2 Financials 3.8%
3 Industrials 3.45%
4 Energy 3.2%
5 Healthcare 3.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OCSL icon
801
Oaktree Specialty Lending
OCSL
$1.04B
$64K ﹤0.01%
4,000
-423
-10% -$6.75K
IAF
802
abrdn Australia Equity Fund
IAF
$120M
$62K ﹤0.01%
+3,373
New +$62.9K
NE
803
DELISTED
Noble Corporation
NE
$61K ﹤0.01%
13,808
– –
AUO
804
DELISTED
AU Optronics Corp
AUO
$61K ﹤0.01%
15,000
– –
NAT icon
805
Nordic American Tanker
NAT
$1.35B
$60K ﹤0.01%
11,300
-3,215
-22% -$17.6K
ESV
806
DELISTED
Ensco Rowan plc
ESV
$60K ﹤0.01%
2,602
-3
-0.1% -$60
KOPN icon
807
Kopin
KOPN
$695M
$59K ﹤0.01%
14,000
-5,000
-26% -$19.6K
BLDP
808
Ballard Power Systems
BLDP
$935M
$50K ﹤0.01%
+10,790
New +$35.6K
HMY icon
809
Harmony Gold Mining
HMY
$9.92B
$49K ﹤0.01%
27,000
-35,000
-56% -$64.2K
AMRN
810
Amarin Corp
AMRN
$287M
$43K ﹤0.01%
611
+10
+2% +$708
TTI icon
811
TETRA Technologies
TTI
$1.34B
$43K ﹤0.01%
15,100
– –
JCP
812
DELISTED
J.C. Penney Company, Inc.
JCP
$43K ﹤0.01%
11,246
-1,917
-15% -$8.48K
PDLI
813
DELISTED
PDL BioPharma, Inc.
PDLI
$37K ﹤0.01%
11,000
– –
PER
814
DELISTED
SANDRIDGE PERMIAN TRUST
PER
$34K ﹤0.01%
11,798
– –
VIVS
815
VivoSim Labs
VIVS
$1.61M
$31K ﹤0.01%
59
– –
GLOWE
816
DELISTED
GLOWPOINT INC
GLOWE
$24K ﹤0.01%
94,020
– –
CHKR
817
DELISTED
CHESAPEAKE GRANITE WASH TRUST
CHKR
$21K ﹤0.01%
10,000
– –
GSAT icon
818
Globalstar
GSAT
$10.3B
$20K ﹤0.01%
809
– –
CVRS
819
DELISTED
CORINDUS VASCULAR ROBOTICS, INC
CVRS
$20K ﹤0.01%
13,000
– –
OBE
820
Obsidian Energy
OBE
$682M
$19K ﹤0.01%
2,562
– –
AAU
821
DELISTED
Almaden Minerals Ltd
AAU
$13K ﹤0.01%
10,700
– –
BIOC
822
DELISTED
Biocept, Inc.
BIOC
$12K ﹤0.01%
+1
New +$11.8K
THM
823
International Tower Hill Mines
THM
$560M
$7K ﹤0.01%
13,075
– –
DIS icon
824
PUT
Walt Disney
DIS
$166B
$2K ﹤0.01%
+1,600
New +$165K
BMY icon
825
CALL
Bristol-Myers Squibb
BMY
$124B
$1K ﹤0.01%
+1,000
New +$58.4K
31 32
33
34 35

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VAM
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CAN
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ICG
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CW
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WSTAM
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Cetera Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Cetera Advisors held 889 positions worth $1.66B, up 3.9% from $1.6B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cetera Advisors's Q3 2017 filing shows 64 new, 321 increased, 376 reduced and 59 closed positions. Its largest new stake was Sherwin-Williams: 25,605 shares worth $3.06M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.03M.

By sector, the portfolio is most concentrated in Technology at 4.8% of assets, up from 4.6% a quarter earlier, followed by Financials and Industrials.

  • Cetera Advisors's largest Q3 2017 buy was Sherwin-Williams: 25,605 shares worth $3.06M.
  • Cetera Advisors added most to iShares Core S&P 500 ETF in Q3 2017, an estimated $11M increase.
  • Cetera Advisors's biggest Q3 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.03M.
  • Cetera Advisors fully exited Vale in Q3 2017, selling an estimated $2.61M.
  • Cetera Advisors's ten largest holdings make up 22% of its $1.66B portfolio in Q3 2017.
  • Cetera Advisors opened 64 new positions and closed 59 in Q3 2017.
  • Cetera Advisors's portfolio value rose 3.9% quarter-over-quarter to $1.66B.

Based on Cetera Advisors's 13F filing for Q3 2017, filed 16 Nov 2017.