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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+2.77%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.3B
AUM Growth
+$16.7M
Cap. Flow
-$12.5M
Cap. Flow %
-0.96%
Top 10 Hldgs %
21.98%
Holding
852
New
75
Increased
287
Reduced
343
Closed
82

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.93M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.76M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.18M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.66M
5
VB icon
Vanguard Small-Cap ETF
VB
+$3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.82M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.44M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.15M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.14M
5
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
+$2.66M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.04%
3 Financials 3.75%
4 Industrials 3.72%
5 Healthcare 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NFLX icon
801
PUT
Netflix
NFLX
$285B
– –
-2,000
Closed -$1K
NUV icon
802
Nuveen Municipal Value Fund
NUV
$1.92B
– –
-11,523
Closed -$125K
NZF icon
803
Nuveen Municipal Credit Income Fund
NZF
$2.43B
– –
-15,523
Closed -$248K
PDN icon
804
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$350M
– –
-9,495
Closed -$246K
RRC icon
805
Range Resources
RRC
$9.13B
– –
-13,281
Closed -$573K
SCHA icon
806
Schwab U.S Small- Cap ETF
SCHA
$22.8B
– –
-41,596
Closed -$561K
SCHB icon
807
Schwab US Broad Market ETF
SCHB
$43.3B
– –
-44,808
Closed -$376K
SCHF icon
808
Schwab International Equity ETF
SCHF
$66.3B
– –
-18,694
Closed -$252K
SCHX icon
809
Schwab US Large- Cap ETF
SCHX
$71.7B
– –
-27,072
Closed -$225K
SKX
810
DELISTED
Skechers
SKX
– –
-17,041
Closed -$507K
SNY icon
811
Sanofi
SNY
$105B
– –
-19,101
Closed -$802K
TEL icon
812
TE Connectivity
TEL
$58.5B
– –
-5,291
Closed -$299K
TQQQ icon
813
ProShares UltraPro QQQ
TQQQ
$34.1B
– –
-987,120
Closed -$1.98M
UA icon
814
Under Armour Class C
UA
$3.02B
– –
-25,387
Closed -$934K
UAN icon
815
CVR Partners
UAN
$1.3B
– –
-1,941
Closed -$158K
VFH icon
816
Vanguard Financials ETF
VFH
$13.3B
– –
-5,098
Closed -$243K
VT icon
817
Vanguard Total World Stock ETF
VT
$77.2B
– –
-3,769
Closed -$220K
WRB icon
818
W.R. Berkley
WRB
$26.9B
– –
-15,123
Closed -$267K
XLB icon
819
State Street Materials Select Sector SPDR ETF
XLB
$8.43B
– –
-13,796
Closed -$321K
ORAN
820
DELISTED
Orange
ORAN
– –
-79,984
Closed -$1.31M
BIG
821
DELISTED
Big Lots, Inc.
BIG
– –
-12,122
Closed -$608K
BKCC
822
DELISTED
BlackRock Capital Investment Corporation
BKCC
– –
-12,650
Closed -$99K
JPS
823
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-10,074
Closed -$93K
XEC
824
DELISTED
CIMAREX ENERGY CO
XEC
– –
-5,340
Closed -$640K
DWTR
825
DELISTED
Invesco DWA Tactical Sector Rotation ETF
DWTR
– –
-9,620
Closed -$239K
30 31 32
33
34

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Cetera Advisors held 852 positions worth $1.3B, up 1.3% from $1.29B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cetera Advisors's Q3 2016 filing shows 75 new, 287 increased, 343 reduced and 82 closed positions. Its largest new stake was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $3.82M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4.2% a quarter earlier, followed by Energy and Financials.

  • Cetera Advisors's largest Q3 2016 buy was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M.
  • Cetera Advisors added most to iShares Core S&P Mid-Cap ETF in Q3 2016, an estimated $6.93M increase.
  • Cetera Advisors's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $3.82M.
  • Cetera Advisors fully exited ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD in Q3 2016, selling an estimated $2.66M.
  • Cetera Advisors's ten largest holdings make up 22% of its $1.3B portfolio in Q3 2016.
  • Cetera Advisors opened 75 new positions and closed 82 in Q3 2016.
  • Cetera Advisors's portfolio value rose 1.3% quarter-over-quarter to $1.3B.

Based on Cetera Advisors's 13F filing for Q3 2016, filed 15 Nov 2016.