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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABNB icon
776
Airbnb
ABNB
$83.7B
$646K 0.01%
3,851
+1,403
+57% +$214K
TRGP icon
777
Targa Resources
TRGP
$60.4B
$644K 0.01%
+13,087
New +$576K
SCHB icon
778
Schwab US Broad Market ETF
SCHB
$42.8B
$642K 0.01%
37,062
+3,126
+9% +$55.6K
XEL icon
779
Xcel Energy
XEL
$51B
$640K 0.01%
10,247
+2,011
+24% +$136K
ETR icon
780
Entergy
ETR
$54.1B
$639K 0.01%
12,870
+1,010
+9% +$54.1K
RWK icon
781
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.3B
$639K 0.01%
7,330
+12
+0.2% +$1.06K
APG icon
782
APi Group
APG
$17.1B
$638K 0.01%
47,012
– –
IXC icon
783
iShares Global Energy ETF
IXC
$2.71B
$638K 0.01%
23,759
-27,119
-53% -$680K
RSG icon
784
Republic Services
RSG
$66.7B
$638K 0.01%
5,313
+174
+3% +$20.8K
BIDU icon
785
Baidu
BIDU
$35.8B
$636K 0.01%
4,135
-3,990
-49% -$655K
LEN icon
786
Lennar Class A
LEN
$20.4B
$635K 0.01%
7,006
+408
+6% +$40.4K
BAX icon
787
Baxter International
BAX
$11.6B
$634K 0.01%
7,882
+1,964
+33% +$155K
FCG icon
788
First Trust Natural Gas ETF
FCG
$632M
$633K 0.01%
37,567
-1,275
-3% -$18.5K
LI icon
789
Li Auto
LI
$12.6B
$633K 0.01%
24,060
-4,439
-16% -$134K
VMBS icon
790
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$630K 0.01%
11,826
-433
-4% -$23.1K
EDV icon
791
Vanguard World Funds Extended Duration ETF
EDV
$3.3B
$628K 0.01%
4,631
+35
+0.8% +$4.92K
AUPH icon
792
Aurinia Pharmaceuticals
AUPH
$1.97B
$626K 0.01%
28,268
+16,163
+134% +$256K
GBIL icon
793
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.68B
$625K 0.01%
6,248
-395
-6% -$39.5K
XSLV icon
794
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
$625K 0.01%
13,272
-764
-5% -$36.2K
FTXL icon
795
First Trust Nasdaq Semiconductor ETF
FTXL
$2.22B
$624K 0.01%
9,190
+532
+6% +$36.1K
IAT icon
796
iShares US Regional Banks ETF
IAT
$685M
$624K 0.01%
10,298
-2,093
-17% -$120K
ERIC icon
797
Ericsson
ERIC
$30.7B
$619K 0.01%
55,241
+32,042
+138% +$379K
FNX icon
798
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$618K 0.01%
6,322
+1,145
+22% +$114K
CRL icon
799
Charles River Laboratories
CRL
$10.9B
$617K 0.01%
1,495
+755
+102% +$314K
RGEN icon
800
Repligen
RGEN
$7.44B
$613K 0.01%
2,121
+57
+3% +$14.6K
30 31
32
33 34

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.