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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-17.07%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.86B
AUM Growth
-$478M
Cap. Flow
-$31.3M
Cap. Flow %
-1.68%
Top 10 Hldgs %
27.14%
Holding
987
New
68
Increased
375
Reduced
329
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$65.8M
2
SPHQ icon
Invesco S&P 500 Quality ETF
SPHQ
+$9.98M
3
TSN icon
Tyson Foods
TSN
+$9.01M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$8.92M
5
HON icon
Honeywell
HON
+$6.56M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$55M
2
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$23.5M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$22.4M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$13M
5
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$12.3M

Sector Composition

Rank Sector Weight
1 Technology 6.92%
2 Financials 4.18%
3 Industrials 3.55%
4 Consumer Discretionary 3.31%
5 Healthcare 3.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ERF
776
DELISTED
Enerplus Corporation
ERF
$58K ﹤0.01%
39,417
+26,510
+205% +$117K
M icon
777
Macy's
M
$6.15B
$55K ﹤0.01%
+11,224
New +$152K
SABA
778
Saba Capital Income & Opportunities Fund II
SABA
$220M
$55K ﹤0.01%
5,108
-750
-13% -$8.81K
BCX icon
779
BlackRock Resources & Commodities Strategy Trust
BCX
$899M
$53K ﹤0.01%
+10,577
New +$72K
DHY
780
Credit Suisse High Yield Credit Fund
DHY
$238M
$50K ﹤0.01%
27,387
+2,010
+8% +$4.61K
FPL
781
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$50K ﹤0.01%
13,773
– –
DCP
782
DELISTED
DCP Midstream, LP
DCP
$47K ﹤0.01%
11,658
+100
+0.9% +$1.67K
UEC icon
783
Uranium Energy
UEC
$4.71B
$45K ﹤0.01%
79,556
-9,547
-11% -$7.11K
MRO
784
DELISTED
Marathon Oil Corporation
MRO
$43K ﹤0.01%
13,013
-2,568
-16% -$23.7K
FRGI
785
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$43K ﹤0.01%
10,700
-26,794
-71% -$234K
SAN icon
786
Banco Santander
SAN
$194B
$42K ﹤0.01%
18,611
-6,984
-27% -$24K
GGN
787
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$767M
$40K ﹤0.01%
14,627
+3,339
+30% +$12.8K
IAF
788
abrdn Australia Equity Fund
IAF
$120M
$40K ﹤0.01%
+3,424
New +$50.7K
XXII
789
22nd Century Group
XXII
$1.47M
– –
0
– –
SENS icon
790
Senseonics Holdings Inc
SENS
$254M
$36K ﹤0.01%
2,840
-100
-3% -$2.01K
SPN
791
DELISTED
Superior Energy Services, Inc.
SPN
$32K ﹤0.01%
+21,781
New +$85.8K
DBRG icon
792
DigitalBridge
DBRG
$2.94B
$26K ﹤0.01%
3,672
+376
+11% +$5.97K
DRRX
793
DELISTED
DURECT Corp
DRRX
$23K ﹤0.01%
1,500
– –
ADAM
794
Adamas Trust
ADAM
$777M
$22K ﹤0.01%
3,572
-125
-3% -$2.63K
RIG icon
795
Transocean
RIG
$5.92B
$15K ﹤0.01%
+12,655
New +$49.4K
JCP
796
DELISTED
J.C. Penney Company, Inc.
JCP
$14K ﹤0.01%
39,931
+1,731
+5% +$1.22K
LBY
797
DELISTED
Libbey, Inc.
LBY
$8K ﹤0.01%
15,000
+5,000
+50% +$6.11K
WLL
798
DELISTED
Whiting Petroleum Corporation
WLL
$7K ﹤0.01%
+143
New +$36.6K
FTR
799
DELISTED
Frontier Communications Corp.
FTR
$6K ﹤0.01%
16,233
-7,448
-31% -$3.98K
NBR icon
800
Nabors Industries
NBR
$1.23B
$4K ﹤0.01%
222
– –
30 31
32
33 34

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Cetera Advisors held 987 positions worth $1.86B, down 20% from $2.34B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Cetera Advisors's Q1 2020 filing shows 68 new, 375 increased, 329 reduced and 181 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF August: 200,841 shares worth $5.6M. The largest sale was Invesco S&P 500 Equal Weight ETF, an estimated $55M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6% a quarter earlier, followed by Financials and Industrials.

  • Cetera Advisors's largest Q1 2020 buy was FT Vest US Equity Deep Buffer ETF August: 200,841 shares worth $5.6M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $65.8M increase.
  • Cetera Advisors's biggest Q1 2020 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $55M.
  • Cetera Advisors fully exited Invesco S&P MidCap Low Volatility ETF in Q1 2020, selling an estimated $23.5M.
  • Cetera Advisors's ten largest holdings make up 27% of its $1.86B portfolio in Q1 2020.
  • Cetera Advisors opened 68 new positions and closed 181 in Q1 2020.
  • Cetera Advisors's portfolio value fell 20% quarter-over-quarter to $1.86B.

Based on Cetera Advisors's 13F filing for Q1 2020, filed 8 May 2020.