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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-11.7%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.71B
AUM Growth
-$329M
Cap. Flow
-$78.1M
Cap. Flow %
-4.56%
Top 10 Hldgs %
21.41%
Holding
1,019
New
61
Increased
355
Reduced
383
Closed
175

Top Buys

Rank Stock Value
1
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$11.2M
2
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$10.3M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$5.75M
5
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.05M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$14.8M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.93M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.76M
4
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$5.36M
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 5.04%
2 Financials 3.91%
3 Industrials 3.54%
4 Healthcare 3.4%
5 Communication Services 2.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WSR
776
DELISTED
Whitestone REIT
WSR
$187K 0.01%
15,230
-3,300
-18% -$44.7K
BB icon
777
BlackBerry
BB
$5.06B
$180K 0.01%
25,071
+150
+0.6% +$1.32K
PYN
778
DELISTED
PIMCO New York Municipal Income Fund III
PYN
$176K 0.01%
20,354
-6,795
-25% -$59.9K
PGRE
779
DELISTED
Paramount Group
PGRE
$171K 0.01%
+13,656
New +$192K
MDR
780
DELISTED
McDermott International
MDR
$171K 0.01%
24,267
+2,211
+10% +$23.3K
LUMN icon
781
Lumen
LUMN
$6.73B
$168K 0.01%
11,248
-14,381
-56% -$274K
FSD
782
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$167K 0.01%
12,625
-646
-5% -$8.99K
NOK icon
783
Nokia
NOK
$54.3B
$162K 0.01%
+27,901
New +$157K
FCG icon
784
First Trust Natural Gas ETF
FCG
$636M
$161K 0.01%
+11,144
New +$212K
BKCC
785
DELISTED
BlackRock Capital Investment Corporation
BKCC
$161K 0.01%
30,593
+2,989
+11% +$17.2K
PTY icon
786
PIMCO Corporate & Income Opportunity Fund
PTY
$2.46B
$157K 0.01%
10,267
-146,584
-93% -$2.37M
KRG icon
787
Kite Realty
KRG
$5.87B
$155K 0.01%
11,035
-4,683
-30% -$73.7K
FPL
788
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$154K 0.01%
20,473
-3,030
-13% -$26K
NAD icon
789
Nuveen Quality Municipal Income Fund
NAD
$2.71B
$150K 0.01%
11,851
-5,430
-31% -$67.9K
FMNB icon
790
Farmers National Banc Corp
FMNB
$878M
$148K 0.01%
11,543
– –
DSE
791
DELISTED
Duff & Phelps Select MLP and Midstream Energy Fund Inc.
DSE
$146K 0.01%
3,700
– –
SPFF icon
792
Global X SuperIncome Preferred ETF
SPFF
$139M
$144K 0.01%
13,105
– –
DB icon
793
Deutsche Bank
DB
$65.3B
$142K 0.01%
17,719
-2,620
-13% -$25.6K
FDD icon
794
First Trust STOXX European Select Dividend Income Fund
FDD
$855M
$139K 0.01%
11,393
-950
-8% -$11.8K
SENS icon
795
Senseonics Holdings Inc
SENS
$254M
$136K 0.01%
2,550
– –
USO icon
796
United States Oil Fund
USO
$2.5B
$134K 0.01%
1,726
-710
-29% -$71.5K
RPAI
797
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$131K 0.01%
12,134
-3,062
-20% -$36.6K
DNN icon
798
Denison Mines
DNN
$2.8B
$127K 0.01%
274,329
-6,200
-2% -$3.54K
RCS
799
PIMCO Strategic Income Fund
RCS
$244M
$127K 0.01%
13,120
+326
+3% +$3.05K
JFR icon
800
Nuveen Floating Rate Income Fund
JFR
$1.23B
$123K 0.01%
13,448
– –
30 31
32
33 34

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MNG
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DPAM
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VAM
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CAN
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ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
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WSTAM
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CT
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Cetera Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Cetera Advisors held 1,019 positions worth $1.71B, down 16% from $2.04B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Cetera Advisors withdrew a net $78.1M in Q4 2018, closing 175 positions and reducing 383 holdings. Its most notable exit was iShares MSCI ACWI ETF, an estimated $4.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5% of assets, down from 6% a quarter earlier, followed by Financials and Industrials.

Against the trend, Cetera Advisors opened a new position in Bread Financial worth $2.54M.

  • Cetera Advisors's largest Q4 2018 buy was Bread Financial: 21,124 shares worth $2.54M.
  • Cetera Advisors added most to iShares MSCI EAFE Min Vol Factor ETF in Q4 2018, an estimated $11.2M increase.
  • Cetera Advisors's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $14.8M.
  • Cetera Advisors fully exited iShares MSCI ACWI ETF in Q4 2018, selling an estimated $4.6M.
  • Cetera Advisors's ten largest holdings make up 21% of its $1.71B portfolio in Q4 2018.
  • Cetera Advisors opened 61 new positions and closed 175 in Q4 2018.
  • Cetera Advisors's portfolio value fell 16% quarter-over-quarter to $1.71B.

Based on Cetera Advisors's 13F filing for Q4 2018, filed 15 Feb 2019.