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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+3.75%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.66B
AUM Growth
+$62.5M
Cap. Flow
+$7.22M
Cap. Flow %
0.44%
Top 10 Hldgs %
21.84%
Holding
889
New
64
Increased
321
Reduced
376
Closed
59

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$11M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$4.64M
3
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$3.54M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.02M
5
SHW icon
Sherwin-Williams
SHW
+$2.94M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.03M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.41M
3
VALE icon
Vale
VALE
+$2.61M
4
NVDA icon
NVIDIA
NVDA
+$2.45M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$2.29M

Sector Composition

Rank Sector Weight
1 Technology 4.77%
2 Financials 3.8%
3 Industrials 3.45%
4 Energy 3.2%
5 Healthcare 3.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBC icon
776
Invesco DB Commodity Index Tracking Fund
DBC
$1.72B
$157K 0.01%
10,273
-40,768
-80% -$607K
PFO
777
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$120M
$155K 0.01%
12,585
– –
FT
778
Franklin Universal Trust
FT
$202M
$153K 0.01%
21,249
– –
NMFC icon
779
New Mountain Finance
NMFC
$654M
$150K 0.01%
10,441
– –
GNW icon
780
Genworth Financial
GNW
$3.83B
$146K 0.01%
37,787
-300
-0.8% -$1.07K
EVN
781
Eaton Vance Municipal Income Trust
EVN
$431M
$144K 0.01%
11,176
– –
HTGC icon
782
Hercules Capital
HTGC
$2.98B
$144K 0.01%
11,141
+850
+8% +$10.9K
FAX
783
abrdn Asia-Pacific Income Fund
FAX
$609M
$142K 0.01%
+4,667
New +$144K
JFR icon
784
Nuveen Floating Rate Income Fund
JFR
$1.24B
$133K 0.01%
11,284
– –
EXG icon
785
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.96B
$127K 0.01%
13,797
+432
+3% +$4K
JONE
786
DELISTED
Jones Energy, Inc.
JONE
$126K 0.01%
3,280
– –
NBR icon
787
Nabors Industries
NBR
$1.26B
$115K 0.01%
+289
New +$106K
OIL
788
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$111K 0.01%
20,525
+2,850
+16% +$14.3K
SIRI icon
789
SiriusXM
SIRI
$10B
$104K 0.01%
1,816
+30
+2% +$1.66K
PHK
790
PIMCO High Income Fund
PHK
$869M
$103K 0.01%
12,399
– –
UPL
791
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$98K 0.01%
11,268
– –
EVF
792
Eaton Vance Senior Income Trust
EVF
$90.7M
$96K 0.01%
14,500
– –
SENS icon
793
Senseonics Holdings Inc
SENS
$254M
$95K 0.01%
1,490
+100
+7% +$5.21K
IGD
794
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$502M
$89K 0.01%
10,906
– –
ANH
795
DELISTED
Anworth Mortgage Asset Corporation
ANH
$89K 0.01%
14,620
– –
BKCC
796
DELISTED
BlackRock Capital Investment Corporation
BKCC
$85K 0.01%
11,050
– –
FGP
797
DELISTED
Ferrellgas Partners, L.P.
FGP
$85K 0.01%
16,566
+1,500
+10% +$7.18K
EVOL
798
DELISTED
Evolving Systems, Inc.
EVOL
$79K ﹤0.01%
16,000
– –
XXII
799
22nd Century Group
XXII
$1.47M
– –
0
– –
PLUG icon
800
Plug Power
PLUG
$3.11B
$68K ﹤0.01%
+26,200
New +$58.4K
30 31
32
33 34

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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Cetera Advisors held 889 positions worth $1.66B, up 3.9% from $1.6B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cetera Advisors's Q3 2017 filing shows 64 new, 321 increased, 376 reduced and 59 closed positions. Its largest new stake was Sherwin-Williams: 25,605 shares worth $3.06M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.03M.

By sector, the portfolio is most concentrated in Technology at 4.8% of assets, up from 4.6% a quarter earlier, followed by Financials and Industrials.

  • Cetera Advisors's largest Q3 2017 buy was Sherwin-Williams: 25,605 shares worth $3.06M.
  • Cetera Advisors added most to iShares Core S&P 500 ETF in Q3 2017, an estimated $11M increase.
  • Cetera Advisors's biggest Q3 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.03M.
  • Cetera Advisors fully exited Vale in Q3 2017, selling an estimated $2.61M.
  • Cetera Advisors's ten largest holdings make up 22% of its $1.66B portfolio in Q3 2017.
  • Cetera Advisors opened 64 new positions and closed 59 in Q3 2017.
  • Cetera Advisors's portfolio value rose 3.9% quarter-over-quarter to $1.66B.

Based on Cetera Advisors's 13F filing for Q3 2017, filed 16 Nov 2017.