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CA

Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+2.77%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.3B
AUM Growth
+$16.7M
Cap. Flow
-$12.5M
Cap. Flow %
-0.96%
Top 10 Hldgs %
21.98%
Holding
852
New
75
Increased
287
Reduced
343
Closed
82

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.93M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.76M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.18M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.66M
5
VB icon
Vanguard Small-Cap ETF
VB
+$3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.82M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.44M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.15M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.14M
5
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
+$2.66M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.04%
3 Financials 3.75%
4 Industrials 3.72%
5 Healthcare 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CXW icon
776
CoreCivic
CXW
$3.18B
– –
-6,612
Closed -$232K
DBA icon
777
Invesco DB Agriculture Fund
DBA
$1.26B
– –
-9,650
Closed -$211K
DHR icon
778
Danaher
DHR
$127B
– –
-5,215
Closed -$353K
DINO icon
779
HF Sinclair
DINO
$16.4B
– –
-17,660
Closed -$425K
DLTR icon
780
Dollar Tree
DLTR
$23.5B
– –
-4,551
Closed -$427K
DRI icon
781
Darden Restaurants
DRI
$22.2B
– –
-3,855
Closed -$245K
DXJ icon
782
WisdomTree Japan Hedged Equity Fund
DXJ
$7.21B
– –
-10,112
Closed -$394K
ENB icon
783
Enbridge
ENB
$123B
– –
-38,363
Closed -$1.62M
ET icon
784
Energy Transfer Partners
ET
$70.1B
– –
-56,505
Closed -$813K
ETR icon
785
Entergy
ETR
$53.6B
– –
-9,396
Closed -$380K
ETV
786
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.75B
– –
-12,124
Closed -$179K
FAST icon
787
Fastenal
FAST
$52B
– –
-18,976
Closed -$210K
FFC
788
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$783M
– –
-15,230
Closed -$330K
FXD icon
789
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$264M
– –
-5,998
Closed -$203K
FXL icon
790
First Trust Technology AlphaDEX Fund
FXL
$2.53B
– –
-7,732
Closed -$254K
FXU icon
791
First Trust Utilities AlphaDEX Fund
FXU
$836M
– –
-8,813
Closed -$236K
HOLX
792
DELISTED
Hologic
HOLX
– –
-6,860
Closed -$240K
KLIC icon
793
Kulicke & Soffa
KLIC
$5.53B
– –
-29,380
Closed -$359K
KR icon
794
Kroger
KR
$35.3B
– –
-21,356
Closed -$785K
KRG icon
795
Kite Realty
KRG
$5.97B
– –
-10,399
Closed -$292K
LSTA icon
796
Lisata Therapeutics
LSTA
$20M
– –
-91
Closed -$8K
MCHP icon
797
Microchip Technology
MCHP
$46.2B
– –
-12,840
Closed -$327K
MDU icon
798
MDU Resources
MDU
$4.41B
– –
-23,030
Closed -$209K
MYD
799
DELISTED
BlackRock MuniYield Fund
MYD
– –
-10,228
Closed -$164K
NCV
800
Virtus Convertible & Income Fund
NCV
$384M
– –
-2,867
Closed -$71K
30 31
32
33 34

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MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
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WSTAM
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CT
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Cetera Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Cetera Advisors held 852 positions worth $1.3B, up 1.3% from $1.29B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cetera Advisors's Q3 2016 filing shows 75 new, 287 increased, 343 reduced and 82 closed positions. Its largest new stake was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $3.82M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4.2% a quarter earlier, followed by Energy and Financials.

  • Cetera Advisors's largest Q3 2016 buy was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M.
  • Cetera Advisors added most to iShares Core S&P Mid-Cap ETF in Q3 2016, an estimated $6.93M increase.
  • Cetera Advisors's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $3.82M.
  • Cetera Advisors fully exited ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD in Q3 2016, selling an estimated $2.66M.
  • Cetera Advisors's ten largest holdings make up 22% of its $1.3B portfolio in Q3 2016.
  • Cetera Advisors opened 75 new positions and closed 82 in Q3 2016.
  • Cetera Advisors's portfolio value rose 1.3% quarter-over-quarter to $1.3B.

Based on Cetera Advisors's 13F filing for Q3 2016, filed 15 Nov 2016.