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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INTU icon
751
Intuit
INTU
$81.1B
$678K 0.01%
1,257
+258
+26% +$139K
PWB icon
752
Invesco Large Cap Growth ETF
PWB
$2.29B
$677K 0.01%
9,147
– –
PGX icon
753
Invesco Preferred ETF
PGX
$3.84B
$676K 0.01%
44,968
+9,360
+26% +$142K
DOCN icon
754
DigitalOcean
DOCN
$14.4B
$673K 0.01%
+8,667
New +$536K
PMAY icon
755
Innovator US Equity Power Buffer ETF May
PMAY
$806M
$671K 0.01%
22,730
+4,250
+23% +$126K
HXL icon
756
Hexcel
HXL
$8.32B
$669K 0.01%
11,258
+2,777
+33% +$160K
SCHK icon
757
Schwab 1000 Index ETF
SCHK
$5.65B
$668K 0.01%
31,350
– –
SLYG icon
758
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.02B
$667K 0.01%
7,652
+679
+10% +$59.9K
HTGC icon
759
Hercules Capital
HTGC
$2.94B
$666K 0.01%
40,095
+4,807
+14% +$81.7K
TDTF icon
760
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
$1.04B
$666K 0.01%
+23,850
New +$672K
PEG icon
761
Public Service Enterprise Group
PEG
$39.8B
$664K 0.01%
10,907
+1,222
+13% +$76.3K
CME icon
762
CME Group
CME
$92.2B
$663K 0.01%
3,431
+221
+7% +$44.8K
PCI
763
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$663K 0.01%
31,384
-1,714
-5% -$37.8K
IBHB
764
DELISTED
iShares iBonds 2022 Term High Yield and Income ETF
IBHB
$662K 0.01%
27,348
-8,550
-24% -$207K
ERTH icon
765
Invesco MSCI Sustainable Future ETF
ERTH
$132M
$660K 0.01%
10,426
+137
+1% +$9.07K
ISCV icon
766
iShares Morningstar Small-Cap Value ETF
ISCV
$687M
$657K 0.01%
11,554
+451
+4% +$25.7K
EL icon
767
Estee Lauder
EL
$29B
$656K 0.01%
2,186
-379
-15% -$124K
HAIL icon
768
State Street SPDR S&P Kensho Smart Mobility ETF
HAIL
$20.9M
$655K 0.01%
11,963
+238
+2% +$13.5K
HYG icon
769
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$655K 0.01%
7,490
-2,793
-27% -$245K
PML
770
PIMCO Municipal Income Fund II
PML
$485M
$654K 0.01%
44,361
-196
-0.4% -$2.95K
SRE icon
771
Sempra
SRE
$60.8B
$653K 0.01%
10,320
+650
+7% +$42.9K
PEJ icon
772
Invesco Leisure and Entertainment ETF
PEJ
$252M
$652K 0.01%
12,947
+4,435
+52% +$220K
MSTB icon
773
LHA Market State Tactical Beta ETF
MSTB
$191M
$651K 0.01%
+21,506
New +$675K
BLDP
774
Ballard Power Systems
BLDP
$874M
$649K 0.01%
46,194
+11,779
+34% +$187K
WRK
775
DELISTED
WestRock Company
WRK
$648K 0.01%
13,004
+1,987
+18% +$100K
29 30
31
32 33

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DPAM
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VAM
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CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
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WSTAM
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CT
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Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.