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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-17.07%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.86B
AUM Growth
-$478M
Cap. Flow
-$31.3M
Cap. Flow %
-1.68%
Top 10 Hldgs %
27.14%
Holding
987
New
68
Increased
375
Reduced
329
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$65.8M
2
SPHQ icon
Invesco S&P 500 Quality ETF
SPHQ
+$9.98M
3
TSN icon
Tyson Foods
TSN
+$9.01M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$8.92M
5
HON icon
Honeywell
HON
+$6.56M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$55M
2
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$23.5M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$22.4M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$13M
5
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$12.3M

Sector Composition

Rank Sector Weight
1 Technology 6.92%
2 Financials 4.18%
3 Industrials 3.55%
4 Consumer Discretionary 3.31%
5 Healthcare 3.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWO
751
Two Harbors Investment
TWO
$1.27B
$120K 0.01%
7,852
+4,171
+113% +$213K
LAND
752
Gladstone Land Corp
LAND
$368M
$119K 0.01%
10,000
– –
STEW
753
SRH Total Return Fund
STEW
$1.75B
$119K 0.01%
12,955
-3,039
-19% -$32.8K
SIRI icon
754
SiriusXM
SIRI
$10B
$117K 0.01%
2,367
-50
-2% -$3.27K
WIA
755
Western Asset Inflation-Linked Income Fund
WIA
$185M
$114K 0.01%
10,812
-1,078
-9% -$12.8K
BIZD icon
756
VanEck BDC Income ETF
BIZD
$1.58B
$110K 0.01%
11,748
-2,125
-15% -$31.9K
JYNT icon
757
The Joint Corp
JYNT
$119M
$109K 0.01%
10,000
– –
MLPA icon
758
Global X MLP ETF
MLPA
$2.28B
$106K 0.01%
5,627
-25,238
-82% -$942K
JFR icon
759
Nuveen Floating Rate Income Fund
JFR
$1.23B
$102K 0.01%
13,448
– –
HTZ
760
DELISTED
Hertz Global Holdings, Inc.
HTZ
$102K 0.01%
+16,508
New +$223K
LUMN icon
761
Lumen
LUMN
$6.53B
$98K 0.01%
10,401
+382
+4% +$4.78K
TXMD icon
762
TherapeuticsMD
TXMD
$23.8M
$95K 0.01%
1,793
-319
-15% -$31.6K
JDD
763
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$93K 0.01%
13,241
+752
+6% +$7.35K
NOK icon
764
Nokia
NOK
$50.8B
$91K ﹤0.01%
29,414
+7,251
+33% +$27K
PGRE
765
DELISTED
Paramount Group
PGRE
$90K ﹤0.01%
10,227
– –
SWN
766
DELISTED
Southwestern Energy Company
SWN
$85K ﹤0.01%
50,439
+24,910
+98% +$43.2K
CRON
767
Cronos Group
CRON
$1.05B
$84K ﹤0.01%
14,984
+1,629
+12% +$10.8K
THCX
768
DELISTED
AXS Cannabis ETF
THCX
$79K ﹤0.01%
+1,002
New +$107K
PHK
769
PIMCO High Income Fund
PHK
$863M
$72K ﹤0.01%
14,738
+101
+0.7% +$688
ABR icon
770
Arbor Realty Trust
ABR
$960M
$68K ﹤0.01%
13,945
-5,390
-28% -$65.9K
CXE
771
DELISTED
MFS High Income Municipal Trust
CXE
$68K ﹤0.01%
14,400
-6,000
-29% -$31.1K
DHC
772
Diversified Healthcare Trust
DHC
$2.26B
$68K ﹤0.01%
+18,824
New +$124K
EVF
773
Eaton Vance Senior Income Trust
EVF
$90.3M
$67K ﹤0.01%
14,500
– –
PSLV icon
774
Sprott Physical Silver Trust
PSLV
$11.9B
$62K ﹤0.01%
11,863
+1,201
+11% +$7.4K
ACB
775
Aurora Cannabis
ACB
$165M
$61K ﹤0.01%
573
+53
+10% +$9.47K
29 30
31
32 33

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Cetera Advisors held 987 positions worth $1.86B, down 20% from $2.34B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Cetera Advisors's Q1 2020 filing shows 68 new, 375 increased, 329 reduced and 181 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF August: 200,841 shares worth $5.6M. The largest sale was Invesco S&P 500 Equal Weight ETF, an estimated $55M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6% a quarter earlier, followed by Financials and Industrials.

  • Cetera Advisors's largest Q1 2020 buy was FT Vest US Equity Deep Buffer ETF August: 200,841 shares worth $5.6M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $65.8M increase.
  • Cetera Advisors's biggest Q1 2020 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $55M.
  • Cetera Advisors fully exited Invesco S&P MidCap Low Volatility ETF in Q1 2020, selling an estimated $23.5M.
  • Cetera Advisors's ten largest holdings make up 27% of its $1.86B portfolio in Q1 2020.
  • Cetera Advisors opened 68 new positions and closed 181 in Q1 2020.
  • Cetera Advisors's portfolio value fell 20% quarter-over-quarter to $1.86B.

Based on Cetera Advisors's 13F filing for Q1 2020, filed 8 May 2020.