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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.64B
AUM Growth
-$19.4M
Cap. Flow
-$84.5M
Cap. Flow %
-5.15%
Top 10 Hldgs %
24.46%
Holding
909
New
81
Increased
345
Reduced
302
Closed
129

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.64M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$9.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.1M
4
VXF icon
Vanguard Extended Market ETF
VXF
+$4.3M
5
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$4.26M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$15.5M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$14M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$11.7M
4
VONV icon
Vanguard Russell 1000 Value ETF
VONV
+$7.97M
5
VER
VEREIT, Inc.
VER
+$7.17M

Sector Composition

Rank Sector Weight
1 Technology 5.37%
2 Industrials 4.08%
3 Financials 3.6%
4 Consumer Discretionary 3.11%
5 Energy 2.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AUO
751
DELISTED
AU Optronics Corp
AUO
$62K ﹤0.01%
15,000
– –
ESV
752
DELISTED
Ensco Rowan plc
ESV
$60K ﹤0.01%
2,612
+10
+0.4% +$222
NE
753
DELISTED
Noble Corporation
NE
$59K ﹤0.01%
13,550
-258
-2% -$1.07K
BLDP
754
Ballard Power Systems
BLDP
$935M
$52K ﹤0.01%
12,540
+1,750
+16% +$8.55K
OCSL icon
755
Oaktree Specialty Lending
OCSL
$1.04B
$50K ﹤0.01%
3,333
-667
-17% -$10.7K
FGP
756
DELISTED
Ferrellgas Partners, L.P.
FGP
$50K ﹤0.01%
11,566
-5,000
-30% -$23K
AMRN
757
Amarin Corp
AMRN
$287M
$49K ﹤0.01%
621
+10
+2% +$689
KOPN icon
758
Kopin
KOPN
$695M
$45K ﹤0.01%
14,000
– –
JCP
759
DELISTED
J.C. Penney Company, Inc.
JCP
$35K ﹤0.01%
10,846
-400
-4% -$1.29K
GLOWE
760
DELISTED
GLOWPOINT INC
GLOWE
$34K ﹤0.01%
94,020
– –
HMY icon
761
Harmony Gold Mining
HMY
$9.92B
$32K ﹤0.01%
17,000
-10,000
-37% -$17.9K
PDLI
762
DELISTED
PDL BioPharma, Inc.
PDLI
$30K ﹤0.01%
11,000
– –
PER
763
DELISTED
SANDRIDGE PERMIAN TRUST
PER
$21K ﹤0.01%
10,050
-1,748
-15% -$4.6K
VIVS
764
VivoSim Labs
VIVS
$1.61M
$20K ﹤0.01%
63
+4
+7% +$1.49K
CHKR
765
DELISTED
CHESAPEAKE GRANITE WASH TRUST
CHKR
$19K ﹤0.01%
10,000
– –
OBE
766
Obsidian Energy
OBE
$682M
$18K ﹤0.01%
2,345
-217
-8% -$1.76K
BABA icon
767
PUT
Alibaba
BABA
$279B
$16K ﹤0.01%
+1,300
New +$233K
GSAT icon
768
Globalstar
GSAT
$10.3B
$16K ﹤0.01%
809
– –
CVRS
769
DELISTED
CORINDUS VASCULAR ROBOTICS, INC
CVRS
$13K ﹤0.01%
13,000
– –
NVDA icon
770
PUT
NVIDIA
NVDA
$5.14T
$11K ﹤0.01%
+44,000
New +$219K
AAU
771
DELISTED
Almaden Minerals Ltd
AAU
$11K ﹤0.01%
10,700
– –
BIOC
772
DELISTED
Biocept, Inc.
BIOC
$8K ﹤0.01%
1
– –
CBRE icon
773
PUT
CBRE Group
CBRE
$40.1B
$6K ﹤0.01%
+7,000
New +$290K
THM
774
International Tower Hill Mines
THM
$560M
$5K ﹤0.01%
13,075
– –
F icon
775
CALL
Ford
F
$57.5B
$2K ﹤0.01%
+2,000
New +$24.6K
29 30
31
32 33

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Cetera Advisors held 909 positions worth $1.64B, down 1.2% from $1.66B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Cetera Advisors withdrew a net $84.5M in Q4 2017, closing 129 positions and reducing 302 holdings. Its most notable exit was Vanguard Total Bond Market, an estimated $15.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, up from 4.8% a quarter earlier, followed by Industrials and Financials.

Against the trend, Cetera Advisors opened a new position in iShares US Financial Services ETF worth $3.81M.

  • Cetera Advisors's largest Q4 2017 buy was iShares US Financial Services ETF: 87,687 shares worth $3.81M.
  • Cetera Advisors added most to iShares Core S&P 500 ETF in Q4 2017, an estimated $9.64M increase.
  • Cetera Advisors's biggest Q4 2017 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $5.55M.
  • Cetera Advisors fully exited Vanguard Total Bond Market in Q4 2017, selling an estimated $15.5M.
  • Cetera Advisors's ten largest holdings make up 24% of its $1.64B portfolio in Q4 2017.
  • Cetera Advisors opened 81 new positions and closed 129 in Q4 2017.
  • Cetera Advisors's portfolio value fell 1.2% quarter-over-quarter to $1.64B.

Based on Cetera Advisors's 13F filing for Q4 2017, filed 8 Feb 2018.