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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+2.77%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.3B
AUM Growth
+$16.7M
Cap. Flow
-$12.5M
Cap. Flow %
-0.96%
Top 10 Hldgs %
21.98%
Holding
852
New
75
Increased
287
Reduced
343
Closed
82

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.93M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.76M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.18M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.66M
5
VB icon
Vanguard Small-Cap ETF
VB
+$3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.82M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.44M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.15M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.14M
5
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
+$2.66M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.04%
3 Financials 3.75%
4 Industrials 3.72%
5 Healthcare 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDRL
751
DELISTED
Seadrill Limited Common Stock
SDRL
$23K ﹤0.01%
38
-8
-17% -$5.74K
GSAT icon
752
Globalstar
GSAT
$10.3B
$21K ﹤0.01%
1,129
– –
CVRS
753
DELISTED
CORINDUS VASCULAR ROBOTICS, INC
CVRS
$14K ﹤0.01%
13,000
+1,000
+8% +$1.34K
BAS
754
DELISTED
Basis Energy Services, Inc.
BAS
$14K ﹤0.01%
32
+7
+28% +$3.2K
THM
755
International Tower Hill Mines
THM
$563M
$12K ﹤0.01%
13,075
– –
PTN
756
Palatin Technologies
PTN
$14.5M
$10K ﹤0.01%
+13
New +$9.12K
MNKD icon
757
MannKind Corp
MNKD
$1.18B
$9K ﹤0.01%
2,950
+640
+28% +$2.83K
WPM icon
758
CALL
Wheaton Precious Metals
WPM
$50.6B
$7K ﹤0.01%
1,000
– –
AAPL icon
759
CALL
Apple
AAPL
$4.79T
$6K ﹤0.01%
4,000
– –
DRYS
760
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– –
COP icon
761
CALL
ConocoPhillips
COP
$145B
$5K ﹤0.01%
1,000
– –
BMY icon
762
PUT
Bristol-Myers Squibb
BMY
$124B
$2K ﹤0.01%
600
-1,200
-67% -$77.1K
TEUM
763
DELISTED
Pareteum Corporation
TEUM
$2K ﹤0.01%
565
– –
BMY icon
764
CALL
Bristol-Myers Squibb
BMY
$124B
$1K ﹤0.01%
+1,000
New +$64.2K
AA icon
765
Alcoa
AA
$12.2B
– –
-6,343
Closed -$141K
AES icon
766
AES
AES
$10.6B
– –
-57,237
Closed -$718K
AGNC icon
767
AGNC Investment
AGNC
$12.3B
– –
-44,587
Closed -$885K
AP icon
768
Ampco-Pittsburgh
AP
$170M
– –
-15,500
Closed -$176K
APO icon
769
Apollo Global Management
APO
$68.6B
– –
-59,309
Closed -$916K
AVT icon
770
Avnet
AVT
$7.39B
– –
-9,742
Closed -$396K
BSX icon
771
Boston Scientific
BSX
$63.9B
– –
-16,457
Closed -$386K
CBRE icon
772
PUT
CBRE Group
CBRE
$40.1B
– –
-4,000
Closed -$4K
CNQ icon
773
Canadian Natural Resources
CNQ
$95.5B
– –
-47,799
Closed -$716K
CRS icon
774
Carpenter Technology
CRS
$29.2B
– –
-12,578
Closed -$414K
CVE icon
775
Cenovus Energy
CVE
$54.1B
– –
-50,288
Closed -$694K
29 30
31
32 33

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VAM
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CAN
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ICG
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CW
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WSTAM
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Cetera Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Cetera Advisors held 852 positions worth $1.3B, up 1.3% from $1.29B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cetera Advisors's Q3 2016 filing shows 75 new, 287 increased, 343 reduced and 82 closed positions. Its largest new stake was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $3.82M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4.2% a quarter earlier, followed by Energy and Financials.

  • Cetera Advisors's largest Q3 2016 buy was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M.
  • Cetera Advisors added most to iShares Core S&P Mid-Cap ETF in Q3 2016, an estimated $6.93M increase.
  • Cetera Advisors's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $3.82M.
  • Cetera Advisors fully exited ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD in Q3 2016, selling an estimated $2.66M.
  • Cetera Advisors's ten largest holdings make up 22% of its $1.3B portfolio in Q3 2016.
  • Cetera Advisors opened 75 new positions and closed 82 in Q3 2016.
  • Cetera Advisors's portfolio value rose 1.3% quarter-over-quarter to $1.3B.

Based on Cetera Advisors's 13F filing for Q3 2016, filed 15 Nov 2016.