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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REET icon
726
iShares Global REIT ETF
REET
$5.12B
$718K 0.01%
26,209
-3,264
-11% -$93.6K
CRS icon
727
Carpenter Technology
CRS
$30B
$713K 0.01%
21,788
+8,852
+68% +$313K
ROBO icon
728
ROBO Global Robotics & Automation Index ETF
ROBO
$1.9B
$713K 0.01%
11,071
+905
+9% +$60.1K
FPEI icon
729
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.91B
$711K 0.01%
34,425
+12,250
+55% +$254K
YUM icon
730
Yum! Brands
YUM
$41B
$710K 0.01%
5,804
+581
+11% +$73.7K
BBN icon
731
BlackRock Taxable Municipal Bond Trust
BBN
$969M
$708K 0.01%
27,503
-532
-2% -$14K
PZA icon
732
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.19B
$708K 0.01%
26,365
+5,407
+26% +$147K
BLV icon
733
Vanguard Long-Term Bond ETF
BLV
$5.75B
$705K 0.01%
6,894
+839
+14% +$88.1K
PSEP icon
734
Innovator US Equity Power Buffer ETF September
PSEP
$842M
$701K 0.01%
24,140
+9,529
+65% +$281K
HYMB icon
735
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.07B
$698K 0.01%
23,302
+2,256
+11% +$68.5K
JD icon
736
JD.com
JD
$40.8B
$696K 0.01%
9,641
-6,865
-42% -$506K
IYH icon
737
iShares US Healthcare ETF
IYH
$3.11B
$695K 0.01%
12,595
+4,495
+55% +$257K
IYM icon
738
iShares US Basic Materials ETF
IYM
$1.16B
$694K 0.01%
5,570
+85
+2% +$11.1K
PEBO icon
739
Peoples Bancorp
PEBO
$1.45B
$691K 0.01%
21,872
– –
RZV icon
740
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$290M
$691K 0.01%
7,435
-7,251
-49% -$664K
BJUL icon
741
Innovator US Equity Buffer ETF July
BJUL
$289M
$690K 0.01%
21,857
+7,013
+47% +$224K
HBAN icon
742
Huntington Bancshares
HBAN
$35.1B
$690K 0.01%
44,623
-2,888
-6% -$42.5K
ZM icon
743
Zoom
ZM
$25.8B
$690K 0.01%
2,640
+192
+8% +$64.7K
INVH icon
744
Invitation Homes
INVH
$17.7B
$689K 0.01%
17,986
-1,065
-6% -$42.7K
PRNT icon
745
The 3D Printing ETF
PRNT
$58.6M
$687K 0.01%
19,238
-782
-4% -$29.8K
RWJ icon
746
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.03B
$684K 0.01%
+17,562
New +$679K
DWAS icon
747
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$435M
$683K 0.01%
+7,780
New +$668K
TSN icon
748
Tyson Foods
TSN
$20.2B
$683K 0.01%
8,649
+981
+13% +$74.1K
DNP icon
749
DNP Select Income Fund
DNP
$4.18B
$680K 0.01%
63,811
+10,906
+21% +$117K
NVS icon
750
Novartis
NVS
$295B
$679K 0.01%
8,309
+327
+4% +$29.4K
28 29
30
31 32

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MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
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CT
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Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.