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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-17.07%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.86B
AUM Growth
-$478M
Cap. Flow
-$31.3M
Cap. Flow %
-1.68%
Top 10 Hldgs %
27.14%
Holding
987
New
68
Increased
375
Reduced
329
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$65.8M
2
SPHQ icon
Invesco S&P 500 Quality ETF
SPHQ
+$9.98M
3
TSN icon
Tyson Foods
TSN
+$9.01M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$8.92M
5
HON icon
Honeywell
HON
+$6.56M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$55M
2
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$23.5M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$22.4M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$13M
5
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$12.3M

Sector Composition

Rank Sector Weight
1 Technology 6.92%
2 Financials 4.18%
3 Industrials 3.55%
4 Consumer Discretionary 3.31%
5 Healthcare 3.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAB icon
726
First Trust Multi Cap Value AlphaDEX Fund
FAB
$152M
$200K 0.01%
5,599
-298
-5% -$15K
FPXI icon
727
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$279M
$200K 0.01%
+5,460
New +$216K
AHRT
728
AH Realty Trust
AHRT
$534M
$199K 0.01%
18,608
+1,125
+6% +$18.2K
XHR
729
Xenia Hotels & Resorts
XHR
$1.98B
$197K 0.01%
19,157
-1,964
-9% -$32.7K
IRT icon
730
Independence Realty Trust
IRT
$3.92B
$195K 0.01%
21,805
+3,102
+17% +$41.9K
REM icon
731
iShares Mortgage Real Estate ETF
REM
$542M
$191K 0.01%
10,235
-703
-6% -$28.3K
OIL
732
DELISTED
iPath Series B S&P GSCI Crude Oil ETN
OIL
$189K 0.01%
+45,881
New +$434K
MORT icon
733
VanEck Mortgage REIT Income ETF
MORT
$370M
$188K 0.01%
+18,794
New +$405K
UUUU icon
734
Energy Fuels
UUUU
$2.82B
$185K 0.01%
159,159
-127,348
-44% -$179K
NIO icon
735
NIO
NIO
$11.3B
$182K 0.01%
65,647
-128,268
-66% -$478K
BLMN icon
736
Bloomin' Brands
BLMN
$680M
$181K 0.01%
25,340
+1,131
+5% +$19.7K
CCIF
737
Carlyle Credit Income Fund
CCIF
$56.4M
$179K 0.01%
21,402
-1,745
-8% -$17.9K
BRSP
738
BrightSpire Capital
BRSP
$681M
$170K 0.01%
43,200
-6,824
-14% -$74.8K
EXG icon
739
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$161K 0.01%
25,191
+9,135
+57% +$73.5K
FMBI
740
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$161K 0.01%
12,133
-500
-4% -$9.42K
LGI
741
Lazard Global Total Return & Income Fund
LGI
$235M
$153K 0.01%
12,768
-989
-7% -$14.9K
PAA icon
742
Plains All American Pipeline
PAA
$17.4B
$142K 0.01%
26,932
-200
-0.7% -$2.74K
SNAP icon
743
Snap
SNAP
$7.32B
$142K 0.01%
11,946
+1,600
+15% +$24.6K
OMER icon
744
Omeros
OMER
$709M
$140K 0.01%
10,500
– –
FMNB icon
745
Farmers National Banc Corp
FMNB
$899M
$133K 0.01%
11,410
– –
NCLH icon
746
Norwegian Cruise Line
NCLH
$8.89B
$131K 0.01%
+11,978
New +$482K
CIM
747
Chimera Investment
CIM
$1.05B
$130K 0.01%
4,746
-427
-8% -$24.2K
FCG icon
748
First Trust Natural Gas ETF
FCG
$632M
$125K 0.01%
30,175
+1,585
+6% +$13.2K
RITM icon
749
Rithm Capital
RITM
$5.09B
$125K 0.01%
24,939
+6,023
+32% +$87.3K
ICLN icon
750
iShares Global Clean Energy ETF
ICLN
$2.38B
$120K 0.01%
+12,614
New +$149K
28 29
30
31 32

Similar funds

MNG
Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return
DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Cetera Advisors held 987 positions worth $1.86B, down 20% from $2.34B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Cetera Advisors's Q1 2020 filing shows 68 new, 375 increased, 329 reduced and 181 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF August: 200,841 shares worth $5.6M. The largest sale was Invesco S&P 500 Equal Weight ETF, an estimated $55M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6% a quarter earlier, followed by Financials and Industrials.

  • Cetera Advisors's largest Q1 2020 buy was FT Vest US Equity Deep Buffer ETF August: 200,841 shares worth $5.6M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $65.8M increase.
  • Cetera Advisors's biggest Q1 2020 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $55M.
  • Cetera Advisors fully exited Invesco S&P MidCap Low Volatility ETF in Q1 2020, selling an estimated $23.5M.
  • Cetera Advisors's ten largest holdings make up 27% of its $1.86B portfolio in Q1 2020.
  • Cetera Advisors opened 68 new positions and closed 181 in Q1 2020.
  • Cetera Advisors's portfolio value fell 20% quarter-over-quarter to $1.86B.

Based on Cetera Advisors's 13F filing for Q1 2020, filed 8 May 2020.