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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.64B
AUM Growth
-$19.4M
Cap. Flow
-$84.5M
Cap. Flow %
-5.15%
Top 10 Hldgs %
24.46%
Holding
909
New
81
Increased
345
Reduced
302
Closed
129

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.64M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$9.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.1M
4
VXF icon
Vanguard Extended Market ETF
VXF
+$4.3M
5
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$4.26M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$15.5M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$14M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$11.7M
4
VONV icon
Vanguard Russell 1000 Value ETF
VONV
+$7.97M
5
VER
VEREIT, Inc.
VER
+$7.17M

Sector Composition

Rank Sector Weight
1 Technology 5.37%
2 Industrials 4.08%
3 Financials 3.6%
4 Consumer Discretionary 3.11%
5 Energy 2.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVG icon
726
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.69B
$162K 0.01%
+10,500
New +$162K
AWF
727
AllianceBernstein Global High Income Fund
AWF
$874M
$158K 0.01%
12,328
– –
PFO
728
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$120M
$151K 0.01%
12,585
– –
BKCC
729
DELISTED
BlackRock Capital Investment Corporation
BKCC
$143K 0.01%
23,025
+11,975
+108% +$82.5K
NMFC icon
730
New Mountain Finance
NMFC
$654M
$141K 0.01%
10,441
– –
EVN
731
Eaton Vance Municipal Income Trust
EVN
$431M
$139K 0.01%
11,176
– –
SWBI icon
732
Smith & Wesson
SWBI
$654M
$136K 0.01%
13,990
-25,683
-65% -$278K
OIL
733
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$136K 0.01%
20,675
+150
+0.7% +$881
NBR icon
734
Nabors Industries
NBR
$1.26B
$122K 0.01%
371
+82
+28% +$26.1K
EXG icon
735
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.96B
$121K 0.01%
13,021
-776
-6% -$7.25K
STNG icon
736
Scorpio Tankers
STNG
$3.9B
$108K 0.01%
3,527
-9,993
-74% -$336K
PHK
737
PIMCO High Income Fund
PHK
$869M
$107K 0.01%
14,402
+2,003
+16% +$15.4K
SIRI icon
738
SiriusXM
SIRI
$10B
$107K 0.01%
2,016
+200
+11% +$11K
GNW icon
739
Genworth Financial
GNW
$3.83B
$105K 0.01%
34,382
-3,405
-9% -$11.8K
UPL
740
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$103K 0.01%
11,268
– –
JMLP
741
DELISTED
NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND
JMLP
$100K 0.01%
+11,691
New +$98.6K
EVF
742
Eaton Vance Senior Income Trust
EVF
$90.7M
$95K 0.01%
14,500
– –
SENS icon
743
Senseonics Holdings Inc
SENS
$254M
$94K 0.01%
1,730
+240
+16% +$13.3K
XXII
744
22nd Century Group
XXII
$1.47M
– –
0
– –
ANH
745
DELISTED
Anworth Mortgage Asset Corporation
ANH
$76K ﹤0.01%
13,820
-800
-5% -$4.56K
EVOL
746
DELISTED
Evolving Systems, Inc.
EVOL
$75K ﹤0.01%
16,000
– –
JONE
747
DELISTED
Jones Energy, Inc.
JONE
$72K ﹤0.01%
3,280
– –
IAF
748
abrdn Australia Equity Fund
IAF
$120M
$66K ﹤0.01%
3,473
+100
+3% +$1.89K
TTI icon
749
TETRA Technologies
TTI
$1.34B
$64K ﹤0.01%
15,100
– –
MFIC icon
750
MidCap Financial Investment
MFIC
$782M
$62K ﹤0.01%
+3,624
New +$65K
28 29
30
31 32

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MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
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CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Cetera Advisors held 909 positions worth $1.64B, down 1.2% from $1.66B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Cetera Advisors withdrew a net $84.5M in Q4 2017, closing 129 positions and reducing 302 holdings. Its most notable exit was Vanguard Total Bond Market, an estimated $15.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, up from 4.8% a quarter earlier, followed by Industrials and Financials.

Against the trend, Cetera Advisors opened a new position in iShares US Financial Services ETF worth $3.81M.

  • Cetera Advisors's largest Q4 2017 buy was iShares US Financial Services ETF: 87,687 shares worth $3.81M.
  • Cetera Advisors added most to iShares Core S&P 500 ETF in Q4 2017, an estimated $9.64M increase.
  • Cetera Advisors's biggest Q4 2017 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $5.55M.
  • Cetera Advisors fully exited Vanguard Total Bond Market in Q4 2017, selling an estimated $15.5M.
  • Cetera Advisors's ten largest holdings make up 24% of its $1.64B portfolio in Q4 2017.
  • Cetera Advisors opened 81 new positions and closed 129 in Q4 2017.
  • Cetera Advisors's portfolio value fell 1.2% quarter-over-quarter to $1.64B.

Based on Cetera Advisors's 13F filing for Q4 2017, filed 8 Feb 2018.