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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.5B
AUM Growth
+$169M
Cap. Flow
+$111M
Cap. Flow %
7.41%
Top 10 Hldgs %
21.73%
Holding
824
New
101
Increased
384
Reduced
251
Closed
37

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.65M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$4.8M
3
XOM icon
ExxonMobil
XOM
+$4.13M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$3.72M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$3.55M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.39M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$2.05M
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$2.04M
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$1.97M
5
DSI icon
iShares MSCI KLD 400 Social ETF
DSI
+$1.41M

Sector Composition

Rank Sector Weight
1 Technology 4.45%
2 Financials 4.03%
3 Energy 3.73%
4 Industrials 3.7%
5 Communication Services 3.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NMFC icon
726
New Mountain Finance
NMFC
$654M
$176K 0.01%
11,800
-4,000
-25% -$58.4K
NKX icon
727
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$661M
$175K 0.01%
+11,825
New +$172K
JQC icon
728
Nuveen Credit Strategies Income Fund
JQC
$708M
$173K 0.01%
19,723
+2,314
+13% +$20.4K
ADAM
729
Adamas Trust
ADAM
$790M
$168K 0.01%
6,849
+312
+5% +$8.05K
PID icon
730
Invesco International Dividend Achievers ETF
PID
$910M
$168K 0.01%
+11,181
New +$166K
GNW icon
731
Genworth Financial
GNW
$3.83B
$164K 0.01%
+40,837
New +$157K
FMNB icon
732
Farmers National Banc Corp
FMNB
$888M
$163K 0.01%
11,410
– –
ETV
733
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.75B
$161K 0.01%
10,564
-46
-0.4% -$700
NAT icon
734
Nordic American Tanker
NAT
$1.35B
$161K 0.01%
20,311
-1,815
-8% -$15K
FT
735
Franklin Universal Trust
FT
$202M
$158K 0.01%
22,741
– –
BHK icon
736
BlackRock Core Bond Trust
BHK
$643M
$156K 0.01%
+11,741
New +$155K
STM icon
737
STMicroelectronics
STM
$58.7B
$155K 0.01%
+10,111
New +$141K
FAN icon
738
First Trust Global Wind Energy ETF
FAN
$285M
$154K 0.01%
+12,243
New +$150K
UNG icon
739
United States Natural Gas Fund
UNG
$472M
$154K 0.01%
1,259
+228
+22% +$27.6K
AWF
740
AllianceBernstein Global High Income Fund
AWF
$874M
$153K 0.01%
12,140
+1,577
+15% +$20K
PFO
741
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$120M
$151K 0.01%
12,585
– –
PHK
742
PIMCO High Income Fund
PHK
$869M
$151K 0.01%
+17,407
New +$158K
BTZ icon
743
BlackRock Credit Allocation Income Trust
BTZ
$943M
$144K 0.01%
10,949
-1,558
-12% -$20.3K
EVN
744
Eaton Vance Municipal Income Trust
EVN
$431M
$143K 0.01%
11,176
– –
FCRD
745
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$139K 0.01%
13,910
-7,920
-36% -$80.8K
MFD
746
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$130K 0.01%
10,280
– –
JFR icon
747
Nuveen Floating Rate Income Fund
JFR
$1.24B
$129K 0.01%
11,284
– –
JCP
748
DELISTED
J.C. Penney Company, Inc.
JCP
$118K 0.01%
19,246
-3,950
-17% -$26.1K
PFL
749
PIMCO Income Strategy Fund
PFL
$384M
$115K 0.01%
10,293
– –
TAC icon
750
TransAlta
TAC
$4.44B
$111K 0.01%
19,002
-1,932
-9% -$11K
28 29
30
31 32

Similar funds

MNG
Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return
DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q1 2017 Portfolio in Review

As of Q1 2017, Cetera Advisors held 824 positions worth $1.5B, up 13% from $1.33B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cetera Advisors deployed $111M of net new capital in Q1 2017, opening 101 new positions and adding to 384 existing holdings. Its largest new stake was iShares Core MSCI Total International Stock ETF: 44,616 shares worth $2.44M.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 4.1% a quarter earlier, followed by Financials and Energy.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $2.39M trimmed.

  • Cetera Advisors's largest Q1 2017 buy was iShares Core MSCI Total International Stock ETF: 44,616 shares worth $2.44M.
  • Cetera Advisors added most to iShares Core S&P 500 ETF in Q1 2017, an estimated $7.65M increase.
  • Cetera Advisors's biggest Q1 2017 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $2.39M.
  • Cetera Advisors fully exited Capital One in Q1 2017, selling an estimated $1.05M.
  • Cetera Advisors's ten largest holdings make up 22% of its $1.5B portfolio in Q1 2017.
  • Cetera Advisors opened 101 new positions and closed 37 in Q1 2017.
  • Cetera Advisors's portfolio value rose 13% quarter-over-quarter to $1.5B.

Based on Cetera Advisors's 13F filing for Q1 2017, filed 15 May 2017.