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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+2.77%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.3B
AUM Growth
+$16.7M
Cap. Flow
-$12.5M
Cap. Flow %
-0.96%
Top 10 Hldgs %
21.98%
Holding
852
New
75
Increased
287
Reduced
343
Closed
82

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.93M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.76M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.18M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.66M
5
VB icon
Vanguard Small-Cap ETF
VB
+$3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.82M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.44M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.15M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.14M
5
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
+$2.66M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.04%
3 Financials 3.75%
4 Industrials 3.72%
5 Healthcare 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBR icon
726
Petrobras
PBR
$122B
$96K 0.01%
10,293
-1,700
-14% -$14.9K
BCS icon
727
Barclays
BCS
$94.9B
$95K 0.01%
11,564
-1,706
-13% -$13.5K
EVF
728
Eaton Vance Senior Income Trust
EVF
$90.7M
$93K 0.01%
14,500
– –
NCZ
729
Virtus Convertible & Income Fund II
NCZ
$294M
$93K 0.01%
3,860
-995
-20% -$22.8K
TAC icon
730
TransAlta
TAC
$4.43B
$92K 0.01%
20,941
-1,347
-6% -$6.28K
TTI icon
731
TETRA Technologies
TTI
$1.34B
$92K 0.01%
15,100
– –
DHT icon
732
DHT Holdings
DHT
$2.92B
$88K 0.01%
+21,000
New +$97.7K
IGD
733
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$502M
$88K 0.01%
+12,182
New +$86.7K
OCSL icon
734
Oaktree Specialty Lending
OCSL
$1.04B
$84K 0.01%
4,833
-334
-6% -$5.73K
PZN
735
DELISTED
Pzena Investment Management, Inc. Class A
PZN
$84K 0.01%
11,000
-4,400
-29% -$34K
JONE
736
DELISTED
Jones Energy, Inc.
JONE
$78K 0.01%
1,194
-108
-8% -$6.67K
ANH
737
DELISTED
Anworth Mortgage Asset Corporation
ANH
$73K 0.01%
14,620
-3,200
-18% -$15.7K
VIVS
738
VivoSim Labs
VIVS
$1.65M
$63K ﹤0.01%
68
– –
GFI icon
739
Gold Fields
GFI
$30B
$61K ﹤0.01%
12,500
– –
TSI
740
TCW Strategic Income Fund
TSI
$213M
$60K ﹤0.01%
11,250
– –
FAX
741
abrdn Asia-Pacific Income Fund
FAX
$610M
$56K ﹤0.01%
1,864
-67
-3% -$2.09K
SIRI icon
742
SiriusXM
SIRI
$10B
$56K ﹤0.01%
1,404
-2
-0.1% -$83
PDLI
743
DELISTED
PDL BioPharma, Inc.
PDLI
$50K ﹤0.01%
15,000
-1,000
-6% -$3.17K
PWE
744
DELISTED
Penn West Energy Petroleum Ltd
PWE
$47K ﹤0.01%
23,937
-5,450
-19% -$8.45K
PER
745
DELISTED
SANDRIDGE PERMIAN TRUST
PER
$44K ﹤0.01%
15,298
– –
KOPN icon
746
Kopin
KOPN
$695M
$42K ﹤0.01%
+19,000
New +$42.4K
AMRN
747
Amarin Corp
AMRN
$288M
$41K ﹤0.01%
660
– –
EGO icon
748
Eldorado Gold
EGO
$8.36B
$39K ﹤0.01%
2,000
– –
NVAX icon
749
Novavax
NVAX
$1.3B
$31K ﹤0.01%
+750
New +$96.8K
GLOWE
750
DELISTED
GLOWPOINT INC
GLOWE
$26K ﹤0.01%
94,020
– –
28 29
30
31 32

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DPAM
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VAM
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CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Cetera Advisors held 852 positions worth $1.3B, up 1.3% from $1.29B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cetera Advisors's Q3 2016 filing shows 75 new, 287 increased, 343 reduced and 82 closed positions. Its largest new stake was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $3.82M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4.2% a quarter earlier, followed by Energy and Financials.

  • Cetera Advisors's largest Q3 2016 buy was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M.
  • Cetera Advisors added most to iShares Core S&P Mid-Cap ETF in Q3 2016, an estimated $6.93M increase.
  • Cetera Advisors's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $3.82M.
  • Cetera Advisors fully exited ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD in Q3 2016, selling an estimated $2.66M.
  • Cetera Advisors's ten largest holdings make up 22% of its $1.3B portfolio in Q3 2016.
  • Cetera Advisors opened 75 new positions and closed 82 in Q3 2016.
  • Cetera Advisors's portfolio value rose 1.3% quarter-over-quarter to $1.3B.

Based on Cetera Advisors's 13F filing for Q3 2016, filed 15 Nov 2016.