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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
META icon
51
Meta Platforms (Facebook)
META
$1.54T
$19.4M 0.38%
57,221
+9,776
+21% +$3.52M
IEFA icon
52
iShares Core MSCI EAFE ETF
IEFA
$185B
$19.2M 0.37%
259,128
+56,987
+28% +$4.34M
VZ icon
53
Verizon
VZ
$184B
$18.9M 0.37%
349,221
+94,096
+37% +$5.21M
T icon
54
AT&T
T
$159B
$18.5M 0.36%
908,563
+133,007
+17% +$2.79M
FCX icon
55
Freeport-McMoran
FCX
$91.2B
$18.5M 0.36%
567,374
+11,765
+2% +$414K
V icon
56
Visa
V
$667B
$17.5M 0.34%
78,754
+7,967
+11% +$1.87M
VXF icon
57
Vanguard Extended Market ETF
VXF
$30.3B
$16.9M 0.33%
92,557
+30,568
+49% +$5.7M
VTI icon
58
Vanguard Total Stock Market ETF
VTI
$654B
$16.6M 0.32%
74,551
-1,992
-3% -$454K
IVW icon
59
iShares S&P 500 Growth ETF
IVW
$73B
$16.4M 0.32%
222,565
+8,362
+4% +$637K
NOC icon
60
Northrop Grumman
NOC
$75.2B
$16.4M 0.32%
45,429
+4,356
+11% +$1.57M
MO icon
61
Altria Group
MO
$120B
$16M 0.31%
352,136
+92,607
+36% +$4.47M
SCHF icon
62
Schwab International Equity ETF
SCHF
$65.7B
$15.9M 0.31%
819,452
+365,116
+80% +$7.26M
VYM icon
63
Vanguard High Dividend Yield ETF
VYM
$80.5B
$15.8M 0.31%
152,642
+26,272
+21% +$2.78M
VUG icon
64
Vanguard Growth ETF
VUG
$217B
$15.8M 0.31%
325,752
+38,184
+13% +$1.9M
LMT icon
65
Lockheed Martin
LMT
$130B
$15.2M 0.3%
44,005
+6,504
+17% +$2.35M
FTSM icon
66
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$15.2M 0.3%
253,194
+45,782
+22% +$2.74M
IWO icon
67
iShares Russell 2000 Growth ETF
IWO
$14.6B
$15.1M 0.29%
51,566
+5,444
+12% +$1.64M
MCD icon
68
McDonald's
MCD
$186B
$15.1M 0.29%
62,513
+15,468
+33% +$3.69M
ARKK icon
69
ARK Innovation ETF
ARKK
$6.07B
$14.9M 0.29%
134,394
+47,927
+55% +$5.77M
GSIE icon
70
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.83B
$14.3M 0.28%
419,753
+6,004
+1% +$213K
MA icon
71
Mastercard
MA
$466B
$14.3M 0.28%
41,157
+3,097
+8% +$1.13M
JEPI icon
72
JPMorgan Equity Premium Income ETF
JEPI
$45B
$14.2M 0.28%
238,987
+198,043
+484% +$12.2M
EH
73
EHang Holdings
EH
$389M
$13.8M 0.27%
576,865
+211,708
+58% +$5.77M
VHT icon
74
Vanguard Health Care ETF
VHT
$18B
$13.7M 0.27%
55,241
+4,184
+8% +$1.07M
XLK icon
75
State Street Technology Select Sector SPDR ETF
XLK
$116B
$13.6M 0.26%
181,728
+4,478
+3% +$345K
1 2
3
4 5

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.