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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.37%
AUM
$2.26B
AUM Growth
+$13.7M
Cap. Flow
-$14.5M
Cap. Flow %
-0.64%
Top 10 Hldgs %
25.02%
Holding
995
New
63
Increased
381
Reduced
393
Closed
106

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$25.6M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$6.38M
3
CRM icon
Salesforce
CRM
+$6.04M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$5.38M
5
BND icon
Vanguard Total Bond Market
BND
+$5.14M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$6.92M
2
DAL icon
Delta Air Lines
DAL
+$5.95M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.86M
4
EWA icon
iShares MSCI Australia ETF
EWA
+$5.43M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.62M

Sector Composition

Rank Sector Weight
1 Miscellaneous 69.66%
2 Technology 5.45%
3 Financials 4.46%
4 Industrials 3.22%
5 Healthcare 2.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHV icon
51
iShares 0-1 Year Treasury Bond ETF
SHV
$20.9B
$8.72M 0.39%
78,912
+57,667
+271% +$6.38M
XLU icon
52
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
$8.47M 0.37%
261,210
+16,522
+7% +$510K
HDV
53
iShares Core High Dividend ETF
HDV
$15.5B
$8.39M 0.37%
445,885
+121,650
+38% +$2.29M
DIS icon
54
Walt Disney
DIS
$182B
$8.31M 0.37%
63,670
-3,980
-6% -$550K
LQD icon
55
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$30.3B
$8.22M 0.36%
64,474
-36,690
-36% -$4.62M
IYH icon
56
iShares US Healthcare ETF
IYH
$3.7B
$7.94M 0.35%
209,985
+5,290
+3% +$204K
PFF icon
57
iShares Preferred and Income Securities ETF
PFF
$12.9B
$7.84M 0.35%
208,916
+8,873
+4% +$330K
MTUM icon
58
iShares MSCI USA Momentum Factor ETF
MTUM
$24.6B
$7.76M 0.34%
65,056
+12,675
+24% +$1.53M
AGN
59
DELISTED
Allergan plc
AGN
$7.71M 0.34%
45,723
-674
-1% -$110K
IEMG icon
60
iShares Core MSCI Emerging Markets ETF
IEMG
$165B
$7.61M 0.34%
155,020
-12,627
-8% -$626K
V icon
61
Visa
V
$700B
$7.59M 0.34%
44,094
-1,359
-3% -$242K
DIA icon
62
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.9B
$7.57M 0.33%
28,129
+1,054
+4% +$281K
CRM icon
63
Salesforce
CRM
$213B
$7.56M 0.33%
50,856
+39,740
+358% +$6.04M
LMT icon
64
Lockheed Martin
LMT
$121B
$7.52M 0.33%
19,256
-2,605
-12% -$980K
FVD icon
65
First Trust Value Line Dividend Fund
FVD
$8.16B
$7.4M 0.33%
212,349
+81,293
+62% +$2.77M
BA icon
66
Boeing
BA
$168B
$7.38M 0.33%
19,365
-4,342
-18% -$1.55M
DE icon
67
Deere & Co
DE
$187B
$7.34M 0.32%
43,499
-1,056
-2% -$169K
IWM icon
68
iShares Russell 2000 ETF
IWM
$80.5B
$7.29M 0.32%
48,167
-11,880
-20% -$1.81M
KRE icon
69
State Street SPDR S&P Regional Banking ETF
KRE
$4.35B
$7.1M 0.31%
134,672
-3,328
-2% -$174K
VTV icon
70
Vanguard Morningstar Value ETF
VTV
$194B
$7.03M 0.31%
63,068
+3,446
+6% +$381K
VYM icon
71
Vanguard High Dividend Yield ETF
VYM
$83.3B
$7M 0.31%
78,874
-317
-0.4% -$27.7K
JHMM icon
72
John Hancock Multifactor Mid Cap ETF
JHMM
$6.09B
$6.96M 0.31%
189,298
+3,704
+2% +$135K
VGSH icon
73
Vanguard Short-Term Treasury ETF
VGSH
$34.7B
$6.92M 0.31%
113,678
+34,753
+44% +$2.12M
NLY icon
74
Annaly Capital Management
NLY
$17.2B
$6.85M 0.3%
194,690
+10,807
+6% +$389K
IXUS icon
75
iShares Core MSCI Total International Stock ETF
IXUS
$61.4B
$6.78M 0.3%
117,411
+863
+0.7% +$49.5K
1 2
3
4 5

Similar funds

MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Cetera Advisors held 995 positions worth $2.26B, up 0.61% from $2.25B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Cetera Advisors's Q3 2019 filing shows 63 new, 381 increased, 393 reduced and 106 closed positions. Its largest new stake was Bancroft Fund: 71,868 shares worth $1.7M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $6.92M.

By sector, the portfolio is most concentrated in Miscellaneous at 70% of assets, up from 69% a quarter earlier, followed by Technology and Financials.

  • Cetera Advisors's largest Q3 2019 buy was Bancroft Fund: 71,868 shares worth $1.7M.
  • Cetera Advisors added most to iShares MSCI USA Min Vol Factor ETF in Q3 2019, an estimated $25.6M increase.
  • Cetera Advisors's biggest Q3 2019 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $6.92M.
  • Cetera Advisors fully exited iShares MSCI Australia ETF in Q3 2019, selling an estimated $5.43M.
  • Cetera Advisors's ten largest holdings make up 25% of its $2.26B portfolio in Q3 2019.
  • Cetera Advisors opened 63 new positions and closed 106 in Q3 2019.
  • Cetera Advisors's portfolio value rose 0.61% quarter-over-quarter to $2.26B.

Based on Cetera Advisors's 13F filing for Q3 2019, filed 6 Nov 2019.