We are live on ! Find out more
CA

Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+2.38%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.33B
AUM Growth
+$23.9M
Cap. Flow
+$4.58M
Cap. Flow %
0.34%
Top 10 Hldgs %
21.89%
Holding
851
New
82
Increased
301
Reduced
285
Closed
127

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.71M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$6.87M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$6.72M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.32M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.76M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$11.7M
2
BND icon
Vanguard Total Bond Market
BND
+$6.91M
3
DVY icon
iShares Select Dividend ETF
DVY
+$6.26M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.48M
5
AZO icon
AutoZone
AZO
+$3.18M

Sector Composition

Rank Sector Weight
1 Energy 4.21%
2 Financials 4.19%
3 Technology 4.07%
4 Industrials 3.55%
5 Communication Services 3.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOGL icon
51
Alphabet (Google) Class A
GOOGL
$4.23T
$5.61M 0.42%
141,200
+3,540
+3% +$142K
KRE icon
52
State Street SPDR S&P Regional Banking ETF
KRE
$4.84B
$5.47M 0.41%
98,257
+9,670
+11% +$474K
DIS icon
53
Walt Disney
DIS
$167B
$5.36M 0.4%
51,463
+401
+0.8% +$39.1K
NLY icon
54
Annaly Capital Management
NLY
$16.4B
$5.2M 0.39%
130,626
+7,529
+6% +$306K
IWR icon
55
iShares Russell Mid-Cap ETF
IWR
$56.8B
$5M 0.38%
111,772
+1,124
+1% +$49.2K
IJT icon
56
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.26B
$4.98M 0.38%
66,410
+750
+1% +$52.9K
VIG icon
57
Vanguard Dividend Appreciation ETF
VIG
$110B
$4.96M 0.37%
57,969
+3,801
+7% +$320K
XLE icon
58
State Street Energy Select Sector SPDR ETF
XLE
$39.2B
$4.89M 0.37%
129,382
+49,166
+61% +$1.78M
MMM icon
59
3M
MMM
$88.9B
$4.88M 0.37%
32,675
+505
+2% +$72.9K
KO icon
60
Coca-Cola
KO
$355B
$4.81M 0.36%
116,574
+8,254
+8% +$344K
DE icon
61
Deere & Co
DE
$164B
$4.78M 0.36%
46,423
+1,253
+3% +$118K
IJK icon
62
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.9B
$4.75M 0.36%
104,352
+8,680
+9% +$382K
EWY icon
63
iShares MSCI South Korea ETF
EWY
$22.7B
$4.72M 0.36%
88,407
-1,002
-1% -$54.7K
DIA icon
64
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.1B
$4.56M 0.34%
23,051
+8,039
+54% +$1.52M
FTA icon
65
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.36B
$4.47M 0.34%
95,364
-3,949
-4% -$177K
RDS.B
66
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$4.46M 0.34%
77,090
-3,411
-4% -$187K
IBB icon
67
iShares Biotechnology ETF
IBB
$9.31B
$4.36M 0.33%
49,206
+20,868
+74% +$1.9M
FVD icon
68
First Trust Value Line Dividend Fund
FVD
$8.19B
$4.29M 0.32%
152,932
+57,349
+60% +$1.56M
MSFT icon
69
Microsoft
MSFT
$2.89T
$4.28M 0.32%
69,138
+711
+1% +$42.8K
INTC icon
70
Intel
INTC
$522B
$4.28M 0.32%
117,734
+4,261
+4% +$153K
GILD icon
71
Gilead Sciences
GILD
$163B
$4.21M 0.32%
58,820
+5,826
+11% +$433K
FV icon
72
First Trust Dorsey Wright Focus 5 ETF
FV
$3.7B
$4.04M 0.3%
174,918
-27,771
-14% -$634K
VWO icon
73
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$3.94M 0.3%
110,287
+10,432
+10% +$382K
JPM icon
74
JPMorgan Chase
JPM
$923B
$3.94M 0.3%
45,669
+286
+0.6% +$21.8K
SCHR
75
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$3.92M 0.3%
146,922
+44,336
+43% +$1.2M
1 2
3
4 5

Similar funds

MNG
Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return
DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Cetera Advisors held 851 positions worth $1.33B, up 1.8% from $1.3B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cetera Advisors's Q4 2016 filing shows 82 new, 301 increased, 285 reduced and 127 closed positions. Its largest new stake was Vanguard Financials ETF: 62,867 shares worth $3.72M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $11.7M.

By sector, the portfolio is most concentrated in Energy at 4.2% of assets, up from 4% a quarter earlier, followed by Financials and Technology.

  • Cetera Advisors's largest Q4 2016 buy was Vanguard Financials ETF: 62,867 shares worth $3.72M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $8.71M increase.
  • Cetera Advisors's biggest Q4 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $11.7M.
  • Cetera Advisors fully exited AutoZone in Q4 2016, selling an estimated $3.18M.
  • Cetera Advisors's ten largest holdings make up 22% of its $1.33B portfolio in Q4 2016.
  • Cetera Advisors opened 82 new positions and closed 127 in Q4 2016.
  • Cetera Advisors's portfolio value rose 1.8% quarter-over-quarter to $1.33B.

Based on Cetera Advisors's 13F filing for Q4 2016, filed 15 Feb 2017.