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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+2.77%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.3B
AUM Growth
+$16.7M
Cap. Flow
-$12.5M
Cap. Flow %
-0.96%
Top 10 Hldgs %
21.98%
Holding
852
New
75
Increased
287
Reduced
343
Closed
82

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.93M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.76M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.18M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.66M
5
VB icon
Vanguard Small-Cap ETF
VB
+$3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.82M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.44M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.15M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.14M
5
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
+$2.66M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.04%
3 Financials 3.75%
4 Industrials 3.72%
5 Healthcare 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
META icon
51
Meta Platforms (Facebook)
META
$1.59T
$5.41M 0.41%
42,240
+1,735
+4% +$215K
EWY icon
52
iShares MSCI South Korea ETF
EWY
$22.7B
$5.2M 0.4%
89,409
+2,103
+2% +$117K
NLY icon
53
Annaly Capital Management
NLY
$16.4B
$5.18M 0.4%
123,097
+566
+0.5% +$24.5K
VHT icon
54
Vanguard Health Care ETF
VHT
$17.8B
$5.16M 0.4%
38,851
+17,205
+79% +$2.32M
SPLV icon
55
Invesco S&P 500 Low Volatility ETF
SPLV
$7.1B
$4.89M 0.38%
118,379
+15,391
+15% +$651K
IWR icon
56
iShares Russell Mid-Cap ETF
IWR
$56.7B
$4.83M 0.37%
110,648
-7,712
-7% -$334K
DIS icon
57
Walt Disney
DIS
$166B
$4.74M 0.36%
51,062
+5,016
+11% +$480K
MMM icon
58
3M
MMM
$89.1B
$4.74M 0.36%
32,170
-1,905
-6% -$284K
XLP icon
59
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$4.7M 0.36%
88,107
-63,186
-42% -$3.44M
VCSH icon
60
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$4.69M 0.36%
58,298
-12,628
-18% -$1.02M
IEI icon
61
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$4.65M 0.36%
36,807
+4,605
+14% +$583K
FV icon
62
First Trust Dorsey Wright Focus 5 ETF
FV
$3.69B
$4.64M 0.36%
202,689
-27,104
-12% -$618K
KO icon
63
Coca-Cola
KO
$354B
$4.56M 0.35%
108,320
-5,326
-5% -$233K
VIG icon
64
Vanguard Dividend Appreciation ETF
VIG
$111B
$4.54M 0.35%
54,168
-2,238
-4% -$190K
IJT icon
65
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.26B
$4.5M 0.35%
65,660
-8,470
-11% -$572K
AMZN icon
66
Amazon
AMZN
$2.63T
$4.5M 0.34%
107,120
+27,860
+35% +$1.07M
INTC icon
67
Intel
INTC
$516B
$4.29M 0.33%
113,473
-6,880
-6% -$244K
PFE icon
68
Pfizer
PFE
$142B
$4.28M 0.33%
133,149
-10,761
-7% -$360K
PGH
69
DELISTED
Pengrowth Energy Corporation
PGH
$4.25M 0.33%
2,659,604
-252,923
-9% -$396K
RDS.B
70
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$4.24M 0.32%
80,501
+11,317
+16% +$606K
FTA icon
71
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.36B
$4.23M 0.32%
99,313
-14,355
-13% -$602K
GILD icon
72
Gilead Sciences
GILD
$162B
$4.21M 0.32%
52,994
+3,904
+8% +$317K
IJK icon
73
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$4.18M 0.32%
95,672
+4,416
+5% +$194K
MSFT icon
74
Microsoft
MSFT
$2.9T
$3.96M 0.3%
68,427
-366
-0.5% -$20.7K
DE icon
75
Deere & Co
DE
$164B
$3.86M 0.3%
45,170
-1,338
-3% -$109K
1 2
3
4 5

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Cetera Advisors held 852 positions worth $1.3B, up 1.3% from $1.29B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cetera Advisors's Q3 2016 filing shows 75 new, 287 increased, 343 reduced and 82 closed positions. Its largest new stake was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $3.82M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4.2% a quarter earlier, followed by Energy and Financials.

  • Cetera Advisors's largest Q3 2016 buy was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M.
  • Cetera Advisors added most to iShares Core S&P Mid-Cap ETF in Q3 2016, an estimated $6.93M increase.
  • Cetera Advisors's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $3.82M.
  • Cetera Advisors fully exited ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD in Q3 2016, selling an estimated $2.66M.
  • Cetera Advisors's ten largest holdings make up 22% of its $1.3B portfolio in Q3 2016.
  • Cetera Advisors opened 75 new positions and closed 82 in Q3 2016.
  • Cetera Advisors's portfolio value rose 1.3% quarter-over-quarter to $1.3B.

Based on Cetera Advisors's 13F filing for Q3 2016, filed 15 Nov 2016.